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The Protection of National Constitutional Identity and the Limits of European Integration at the Occasion of the Gauweiler Case
Published online by Cambridge University Press: 06 March 2019
Abstract
This contribution revisits the Bundesverfassungsgericht's order for reference in the Gauweiler case and focuses on two aspects of that order that until now have not received much scholarly attention. The first concerns the German federal constitutional court's dissociation of constitutional identity review under the German Basic Law from national identity review under Article 4(2) TEU. While the decision on the Lisbon Treaty had suggested that the two go “hand in hand”, the Bundesverfassungsgericht now emphasizes the “fundamental” difference between the concept of national identity under Article 4(2) TEU on the one hand and the German concept of constitutional identity on the other. The second element is the German federal constitutional court's contention that its approach to ultra vires and constitutional identity review can also be found in the constitutional law of many other member states. Yet, careful analysis demonstrates that while there does indeed seem to be a trend in that direction, and several elements of the German approach can also be found in other countries, very few national courts are as adamant as the Bundesverfassungsgericht, and only a handful have developed their position with the same level of detail and ardor.
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References
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106 This part partially draws on Leonard Besselink, Monica Claes, Šejla Imamović & Jan-Herman Reestman, National Constitutional Avenues for Further European Integration, European Parliament's Committees on Legal Affairs and on Constitutional Affairs (Feb. 2014), available at http://www.europarl.europa.eu/RegData/etudes/etudes/join/2014/493046/IPOL-JURI_ET(2014)493046_EN.pdf.Google Scholar
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108 See, e.g., Julio Baquero Cruz, The Legacy of the Maastricht-Urteil and the Pluralist Movement, 14 Eur. L.J. 389 (2008); Wojciech Sadurski, “Solange, chapter 3”: Constitutional Courts in Central Europe – Democracy – European Union (EUI, Working Paper LAW No. 2006/40); Allan F. Tatham, Central European Constitutional Courts in the Face of EU Membership. The Influence of the German Model in Hungary and Poland (2013); General Report for the XVIth Congress of the Conference of European Constitutional Courts 2014 on Co-operation of Constitutional Courts in Europe – Current Situation and Perspectives, available at http://www.confeuconstco.org/en/common/home.html (“Many national reports mention the German Federal Constitutional Court as the most frequently cited foreign constitutional court, regardless of regional or linguistic factors, especially in cases relating to fundamental rights”). See, for instance, from the Czech Report, drafted by the Czech Constitutional Court: “However, other European constitutional courts (German Constitutional Court in Solange I, Solange II, Maastricht, Bananenmarkt; Italian Constitutional Court in Frontini) also ruled that there are certain boundaries beyond which unreserved respect for ECJ's postulate on the primacy of any European law is not appropriate. The Constitutional Court of the Czech Republic was inspired in particular by the case law of its German counterpart.”Google Scholar
109 For a detailed analysis, see generally Wendel, Mattias, Comparative reasoning and the making of a common constitutional law: EU-related decisions of national constitutional courts in a transnational perspective, 11 Int'l J. Const. L. 981 (2013).Google Scholar
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112 In the case of Denmark and Poland, the Treaties under review had already been ratified. This has to do with the particular procedural conditions for standing.Google Scholar
113 Poland (Accession Treaty).Google Scholar
114 Ireland (SEA in Crotty); Latvia (Lisbon); Poland (Lisbon) and Spain (Constitutional Treaty) and Denmark (Maastricht Treaty). The Danish and Polish cases are somewhat peculiar, since the relevant Treaties had entered into force when the courts rendered their decisions.Google Scholar
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116 Conseil constitutionnel (Maastricht; Constitutional Treaty); Carlos Closa Montero & Pablo Castillo Ortiz, National Courts and Ratification of the EU Treaties: Assessing the Impact of Political Contexts in Judicial Decisions, in Multilayered Representation in the European Union. Parliaments, Courts and the Public Sphere 129 (T. Evas, C. Lord & E. Liebert eds., 2012). These decisions have proven less intrusive on the whole: Upon constitutional amendment, the Treaty could be ratified and is henceforth considered to be constitutional.Google Scholar
117 The reference of the Spanish Constitutional Tribunal is to Article 4(2) TEU's predecessor in Article I-5 of the Constitutional Treaty and is used to support the holding that the primacy principle in the Constitutional Treaty does not infringe the Constitution. The same is true for the Latvian Court, which read in Article 4(2) TEU a guarantee that the EU would not infringe the statehood and fundamental principles and values of the Latvian Constitution.Google Scholar
118 Article 20 of the Constitution provides that “Powers vested in the authorities of the Realm under this Constitutional Act may, to such extent as shall be provided by statute, be delegated to international authorities set up by mutual agreement with other states for the promotion of international rules of law and cooperation. (2) For the enactment of a Bill dealing with the above, a majority of five-sixths of the members of the Folketing is required. If this majority is not achieved, whereas the majority required for the passing of ordinary Bills is, and if the Government maintains the Bill, it shall be submitted to the electorate for approval or rejection in accordance with the rules on referenda laid down in Article 42.”Google Scholar
119 H&jesteret, Carlsen and Others v. Prime Minister, UfR [1998] 800, reported in English in [1999] 3 Common Market Law Reports 854.Google Scholar
120 Mainly in constitutions adopted shortly after (re-)gaining independence. Examples include Article 5 of the Irish Constitution and Article 1 of Chapter 1 of the Latvian Constitution. Note that independence is not mentioned in the Danish Constitution, but must be presumed. The TEU also starts from the presumption that it is made up of independent States, as is clear from Articles 48, 49 and 50 TEU, Article 4(2) TEU (the EU respects the equality of member states as well as their national identities and their essential State functions), from the principle of conferral, Article 10, and so forth. Independence and statehood are not mentioned in so many words in the German Basic Law.Google Scholar
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125 See Hirschl, Ran, The Nordic counternarrative: Democracy, human development, and judicial review, 9 Int'l J. Const. L. 449 (2011) and other contributions to the same Symposium on Nordic Juristocracy.Google Scholar
126 The CREAA has been enacted as a “separate constitutional act” in order to permit accession to the EU. It has not formally amended the Põhiseadus (Constitution), but has nevertheless substantively amended the entire Constitution. The effects of the CREAA are far reaching: EU law has not only become one of the grounds for the interpretation of the Põhiseadus, but also of its application: only those parts of the Constitution which are in conformity with EU law or which fall outside the scope of EU law are still applicable; the applicability of all the other constitutional provisions is suspended. On the basis of the CREAA, EU law is assimilated with Estonian constitutional law and (temporarily) sets aside any constitutional provision which is incompatible with it; it can also be argued that the CREAA gives EU law primacy (of application) on the Põhiseadus. See Laffranque, Julia, A Glance at the Estonian Legal Landscape in View of the Constitution Amendment Act, Juridica Int'l 55 (2007/XII); Julia Laffranque, The Constitution of Estonia and Estonia's accession to the European Union, 1 Baltic Y.B. Int'l L. Online (2011); Raul Narits, About the Principles of the Constitution of the Republic of Estonia from the Perspective of Independent Statehood in Estonia, Juridica Int'l 58 (2009/XVI).Google Scholar
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131 “In a court proceeding, the court shall not apply any law or other legislation that is in conflict with the Constitution. The Supreme Court shall declare invalid any law or other legislation that is in conflict with the provisions and spirit of the Constitution.” Põhiseadus Art. 152.Google Scholar
132 Opinion 3-4-1-3-06 of the Constitutional Review Chamber of the Supreme Court of 11 May 2006, para. 16.Google Scholar
133 Opinion. 3-4-1-5-08 of the Constitutional Review Chamber of the Supreme Court of, 26 June 2008, para. 29-31.Google Scholar
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135 Conseil constitutionnel [CC] [Constitutional Council] decision no. 2006–540DC, July 27, 2006 (Loi relative au droit d'auteur et aux droits voisins dans la société de l'information in Conseil constitutionnel); Conseil constitutionnel [CC] [Constitutional Council] decision no. 2011–631DC, June 9, 2011 (Loi relative à l'immigration, à l'intégration et à la nationalité). In fact, the Bundesverfassungsgericht cites only paragraph 19 of Decision no. 2006–540DC of 27 July 2006; paragraph 35 of Decision no. 2011–631DC, which it also cites is identical to paragraphs 19 and 20 of Decision no. 2006–540DC of 27 July 2006.Google Scholar
136 O. Dutheillet de Lamothe, Le contrôle de conventionnalité (intervention lors de la visite à la Cour constitutionnelle italienne le 9 mai 2008), available at http://www.conseil-constitutionnel.fr.Google Scholar
137 On the difference between the French and German concepts, see Reestman, Jan-Herman, The Franco-German Constitutional Divide. Reflections on National and Constitutional Identity, 5 EuConst 374 (2009).Google Scholar
138 The current president of the Constitutional Council, Jean-Louis Debré, wrote on the notion of French constitutional identity that “le Conseil constitutionnel s'est toujours bien gardé d'en définer précisément le contenu.” Millet, supra note 83, at xii.Google Scholar
139 Conseil constitutionnel [CC] [Constitutional Council] decision no. 2004–498DC, July 29, 2004, paras. 4–7. According to the “official” Commentaire in Les Cahiers du Conseil constitutionnel nos. 17, 29, “Les seules normes constitutionnelles opposables à la transposition d'une directive communautaire sont les dispositions expresses de la Constitution française et propres à cette dernière.”Google Scholar
140 See also Mathieu, Bertrand, Les rapports normatifs entre le droit communautaire et le droit national. Bilan et incertitudes relatifs aux évolutions récentes de la jurisprudence des juges constitutionnel et administratif français, Revue française de droit constitutionnel 675 (2007/4); Thierry S. Renoux & Michel de Villiers, Code constitutionnel 2011 870 (2011); the “official” comment on the decisions of 10 June 2004 and 29 July 2004, supra note 139, at 17, 28–29.Google Scholar
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142 This is probably even the case with Article 89(5) Constitution. Although the constituent power has to respect the provision (as long as it exists), the Conseil constitutionnel has also indicated that the constituent power is sovereign and thus competent to amend or repeal the provision as it sees fit, if it wants to even implicitly; Conseil constitutionnel [CC] [Constitutional Council] decision no. 92–312DC, Sept. 2, 1992, para. 19.Google Scholar
143 Conseil constitutionnel [CC] [Constitutional Council] decision no. 2003-469DC, March 26, 2003, paras. 2–3 (concerning a constitutional amendment adopted by the Congrès). In earlier case law the Conseil constitutionnel had already made clear that it has no power to rule on texts adopted by the people in a referendum, Conseil constitutionnel [CC] [Constitutional Council] decision no. 62-20DC, Nov. 6, 1962; Conseil constitutionnel [CC] [Constitutional Council] decision no. 92-313DC, Sept. 23, 1993.Google Scholar
144 BVerfG, Case No. 2 BvR 2728/13 at para. 29.Google Scholar
145 See on that case, François-Xavier Millet, How much lenience for how much cooperation? On the first preliminary reference of the French Constitutional Council to the Court of Justice, 51 Common Mkt. L. Rev. 195 (2014).Google Scholar
146 Re Article 26 and the Information (Termination of Pregnancy) Bill 1995, [1995] 1 I.R. 1.Google Scholar
147 “Nothing in the Treaty on the European Union or in the Treaties establishing the European Communities or in the Treaties or Acts modifying or supplementing those Treaties shall affect the application in Ireland of Article 40.3.3° of the Constitution of Ireland.” In June 2009, after the failed referendum on the Lisbon Treaty, the European Council adopted a Decision on the concerns of the Irish people on the TEU, giving a legal guarantee that certain matters of concern to the Irish people would be unaffected by the entry into force of the Treaty of Lisbon. The Protocol on the concerns of the Irish people on the Treaty of Lisbon, relating to right to life, family and education, taxation and security and defense was added to the TEU at the occasion of Croatian accession.Google Scholar
148 Corte costituzionale (Constituional Court), 27 December 1973, n. 183/1973 (Frontini).Google Scholar
149 In addition to decision no. 170/1984 of 8 June 1984 (Granital) where the Italian Court finally endorsed the mandate of the ordinary courts under EU law and permitted the disapplication of conflicting norms of national law without its prior intervention in a preliminary reference on constitutionality.Google Scholar
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151 Four years later however, the Constitutional Court reversed that declaration and ordered a general court to make a preliminary reference since the Constitutional Court did not regard itself as a court in sense of Article 234(3) of the Treaty. Today, the Corte costituzionale does refer questions for preliminary ruling to the ECJ, see Corte costituzionale (Constitutional Court), 11 May 2008, n. 103/2008; Corte costituzionale (Constitutional Court), 3 July 2013, n. 207/2013.Google Scholar
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153 See generally Kowalik-Bańczyk, K., Should We Polish It Up? The Polish Constitutional Tribunal and the Idea of Supremacy of EU Law, German L.J. 1357 (2005).Google Scholar
154 The reference is to n. 2.1. et seq., i.e. about forty pages of the decision.Google Scholar
155 Excluded from conferral are: decisions specifying the fundamental principles of the Constitution and decisions concerning the rights of the individual which determine the identity of the state, including, in particular, the requirement of protection of human dignity and constitutional rights, the principle of statehood, the principle of democratic governance, the principle of a state ruled by law, the principle of social justice, the principle of subsidiarity, as well as the requirement of ensuring better implementation of constitutional values and the prohibition to confer the power to amend the Constitution and the competence to determine competences.Google Scholar
156 Para 2.1. in fine.Google Scholar
157 Para 2.6.Google Scholar
158 Para 3.8.Google Scholar
159 With a touch of malignance one could say that the BVerfG refers to itself (speaking through the Polish Trybunał).Google Scholar
160 Compare Sayn-Wittgenstein, Case C-208/09 with Runević-Vardyn, Case C-391/09.Google Scholar
161 SOU 2008: 125/153, 492.Google Scholar
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165 While the Constitutional Treaty never entered into force, the conception of the relations between the EU and its member states developed therein remain valid, as is evident from the Tribunal's final decision in Tribunal Constitucional, Feb. 13, 2014 (DTC 26/2014) (Melloni).Google Scholar
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174 It concluded, “In a situation where the ECJ was aware that the Czech Republic, as a party to the proceeding, in whose name the government acted, expressed in its statement a negative position on the legal opinion of the Constitutional Court, which was the subject matter for evaluation, the ECJ' statement that the Constitutional Court was a ‘third party’ in the case at hand cannot be seen otherwise than as abandoning the principle audiatur et altera pars.”Google Scholar
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177 See also Vyhnánek, supra note 171.Google Scholar
178 “That the freedom of speech and debates or proceedings in Parliament ought not to be impeached or questioned in any court or place out of Parliament.”Google Scholar
179 For the importance of the decision for the general UK constitutional landscape, see Elliot, Mark, Constitutional legislation, European Union Law and the nature of the United Kingdom's contemporary constitution, 10 EuConst 379 (2104).Google Scholar
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189 Art. 8(4) states, “The provisions of the treaties that govern the European Union and the rules issued by its institutions in the exercise of their respective responsibilities shall apply in Portuguese internal law in accordance with Union law and with respect for the fundamental principles of a democratic state based on the rule of law.” Article 277(2) provides, “The organic or formal unconstitutionality of international treaties that have been regularly ratified do not prevent the application of their provisions in Portuguese law as long as the provisions are applied in the law of the other party, except if the said unconstitutionality results from the violation of a fundamental principle.”Google Scholar
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