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Departing from conventional studies of border hostility in inter-Asian relations, Yin Qingfei explores how two revolutionary states – China and Vietnam – each pursued policies that echoed the other and collaborated in extending their authority to the borderlands from 1949 to 1975. Making use of central and local archival sources in both Chinese and Vietnamese, she reveals how the people living on the border responded to such unprecedentedly aggressive state building and especially how they appropriated the language of socialist brotherhood to negotiate with authorities. During the continuous Indochina wars, state expansion thus did not unfold on these postcolonial borderlands in a coherent or linear manner. Weaving together international, national, and transnational-local histories, this deeply researched and original study presents a new approach to the highly volatile Sino-Vietnamese relations during the Cold War, centering on the two modernising revolutionary powers' competitive and collaborative state building on the borderlands and local responses to it.
The chapter examines the role of forced displacement in increasing the demand for state intervention and expanding the size of the state bureaucracy in West Germany. It discusses the government elites’ strategies for dealing with the needs of expellees and receiving communities and reviews expellees’ ability to influence government policy. Statistical analysis is used to demonstrate that counties with a greater proportion of expellees to population had more civil servants per capita.
This chapter introduces cases motivating the book and presents a three-step argument about the effects of forced migration on societal cooperation, state capacity, and economic development. It reviews evidence from post-WWII displacement in Poland and West Germany, discusses the applicability of the findings to other cases, and highlights the main contributions of the book.
The conclusions close the manuscript and make four points. First, they review the macro-level observational expectations tested in Part II, and how my findings, obtained through a triangulation of different techniques, allow for a comprehensive picture of how war affected state formation throughout the entire region. Second, they bring together all case studies in Part III, noting how the historical evidence collected fits the expectations of the theory at a micro-level—e.g., considering the behavior of individual actors and the effects of narrow events like battles within wars—and does so with out-and-out consistency—i.e., case by case, almost without exception. Third, they reflect upon the scope of the theory, discussing many other cases that could be explained by the long-term effects of war outcomes. This discussion covers many regions and time periods, showing that classical bellicist theory not only can travel, but can also solves logical problems and empirical puzzles highlighted by previous scholarship. Finally, the conclusions suggest many lines of enquiry for future research that the book leaves open.
In this chapter I lay the foundations of the book and give an overview of the argument. After introducing the importance of studying state capacity and the main puzzle of why certain states are set in divergent state building trajectories, I discuss the state of bellicist theory and criticisms related to its alleged functionalist approach to history, and lack of fit with a world where inter-state war has become less frequent. I then turn to Latin America, a poster child of anti-bellicist scholars. There I review the aforementioned books by Centeno, Kurtz, Mahoney, Mazzuca, Saylor, and Soifer, amongst others. My book is set against this new consensus which dismisses war as an explanation for intra-regional variation in state capacity. In a final section, I propose the need to rethink the theory with a focus on the long-term consequences of war outcomes rather than pre-war conditions. The introduction closes with a discussion of my case selection strategy and chapter layout.
Each year, millions of people are uprooted from their homes by wars, repression, natural disasters, and climate change. In Uprooted, Volha Charnysh presents a fresh perspective on the developmental consequences of mass displacement, arguing that accommodating the displaced population can strengthen receiving states and benefit local economies. Drawing on extensive research on post-WWII Poland and West Germany, Charnysh shows that the rupture of social ties and increased cultural diversity in affected communities not only decreased social cohesion, but also shored up the demand for state-provided resources, which facilitated the accumulation of state capacity. Over time, areas that received a larger and more diverse influx of migrants achieved higher levels of entrepreneurship, education, and income. With its rich insights and compelling evidence, Uprooted challenges common assumptions about the costs of forced displacement and cultural diversity and proposes a novel mechanism linking wars to state-building.
After 2011, the Syrian opposition took on the Assad government directly through military means and indirectly by establishing pockets of rule beyond the government’s reach. As rebels took control of many government-held locations, they sparked the establishment of insurgent governing institutions in hundreds of communities. Local opposition-run institutions in the form of civilian-led local councils proliferated, dotting the provinces of Aleppo, Idlib, rural Damascus, Raqqa, Hama, and Homs. They worked to deliver basic relief and restore public services, sometimes in collaboration with, but often operating separately from, their armed counterparts. The boundaries of this “political marketplace”1 grew increasingly porous as a number of foreign states and private actors directly championed clients of their choosing, bolstering their favorites with financial and military support.2
Protest in the face of authoritarian rule necessitates a kind of audacity rarely, if ever, called for in daily life. When uprising turns to revolt and revolt to civil war, new questions arise: What comes next? What combination of suffering and joy does the future hold? And to whom should one now turn to manage those matters previously entrusted to the state? Even as new political possibilities arise, the stuff of ordinary life does not disappear but instead must be managed on terms that are both newly expansive and constrained. As people confront the hopes and hardships that come with rebellion, bread must be baked, crimes punished, and garbage collected.
Edited by
Anja Blanke, Freie Universität Berlin,Julia C. Strauss, School of Oriental and African Studies, University of London,Klaus Mühlhahn, Freie Universität Berlin
After laying out the substantial challenges faced by the young People’s Republic of China in 1949, this chapter focuses on the particular ways in which revolutionary policies were implemented: by an ever shifting mix of bureaucratic and campaign modalities that were supported by a range of public performances. Bureaucracy was characterized by hierarchy, order, precedent, the strengthening of formal state institutions and a mania for classification, thus radically simplifying complex realities through a process of disaggregation; campaigns mobilized moral commitments through a different type of radical simplification – fusion into morally charged narratives and popular mobilization. Both modalities were in evidence in the two signature campaigns of 1951: the Campaign to Suppress Counterrevolutionaries and land reform. While, in the early 1950s, bureaucratic and campaign modalities were co-constitutive, after the mid 1950s, they were more often in stark tension with each other.
In 1899, municipal officials throughout Mexico sent tables of agricultural statistics to Mexico City to assist in the preparation of a special publication for the 1900 Paris Universal Exposition, where the Mexican government hoped it would impress the world with Mexico's modernity and potential. Though the activity was nothing new, the ways in which municipal officials provided the requested information confounded the national project of both understanding and representing the Mexican countryside. The statistics were never published. This article serves as an introduction to a new dataset and collection of maps built from transcriptions of the manuscript tables. It also demonstrates that regular participation in statistical undertakings served as a means for provincial Mexicans to complicate and confound the process of state consolidation. Here I see, rather than refusal or rebellion, ready participation in state knowledge projects as another way in which those beyond Mexico City managed their relationships with President Porfirio Díaz's technocratic government. Engaging with conceptions of governmentality on one side and data management on the other, I use the 1899 agricultural statistics to highlight how unruly participation in data collection frustrated the practice's centralizing and standardizing project.
What motivates states’ choice of social classification? Existing explanations highlight scientific beliefs of modern states or social engineering by ideological regimes. Focusing on the initial state-building period of two Communist regimes, China and North Korea, this article complements the existing literature and suggests that social classification reflects three missions of political leaders: regime distinction, governance, and power consolidation. Population categories are created to distinguish the new government from the old, to selectively provide welfare, and to attack political opponents. The varying weight of the missions and their manifestation in social classification depend on new ruling elites’ cohesion and past experiences. This comparative historical analysis sheds light on the rise of political chaos in China and the personalistic dictatorship in North Korea in the 1970s.
This chapter explains the three core steps in the book’s argument about the power of scarce states. First, I begin by considering the potential for direct effects on society by a scarce state through the distribution of state resources. Second, I suggest that isolated state actions can have effects through a more indirect channel as well. Third, I describe how the societal changes produced – directly or indirectly – by isolated state actions have downstream consequences for who wields political authority and how local actors contest for political power.
States are often minimally present in the rural periphery. Yet a limited presence does not mean a limited impact. Isolated state actions in regions where the state is otherwise scarce can have outsize, long-lasting effects on society. The Scarce State reframes our understanding of the political economy of hinterlands through a multi-method study of Northern Ghana alongside shadow cases from other world regions. Drawing on a historical natural experiment, the book shows how the contemporary economic and political elite emerged in Ghana's hinterland, linking interventions by an ostensibly weak state to new socio-economic inequality and grassroots efforts to reimagine traditional institutions. The book demonstrates how these state-generated societal changes reshaped access to political power, producing dynastic politics, clientelism, and violence. The Scarce State challenges common claims about state-building and state weakness, provides new evidence on the historical origins of inequality, and reconsiders the mechanisms linking historical institutions to contemporary politics.
A distinguishing feature of the modern state is the broad scope of social welfare provision. This remarkable expansion of public assistance was characterized by huge spatial and temporal disparities. What explains the uneven expansion in the reach of social welfare? We argue that social welfare expansion depends in part on the ability of the governed to compel the state to provide rewards in return for military service—and crucially, that marginalized groups faced greater barriers to obtaining those rewards. In colonial states, subjects faced a bargaining disadvantage relative to citizens living in the colony and were less likely to win concessions from the state for their wartime sacrifices. We test this argument using a difference-in-differences research design and a rich data set of local spending before and after World War I in colonial Algeria. Our results reveal that social welfare spending expanded less in communes where the French subject share of the population was greater. This paper contributes to the state-building literature by highlighting the differential ability of the governed to bargain with the state in the aftermath of conflict.
Prominent theories of state formation hold that states formed because of warfare and competition on the one hand, or the diffusion of organizational templates and practices through learning and emulation on the other. We propose that the two strands of theory can be linked to more accurately account for mechanisms of state formation. War, we argue, is an important source of social diffusion. War establishes contacts between political elites across borders, generates migratory flows, and establishes new economic networks. We examine the validity of the theory through a comparative case study of Nordic political units from the dawn of the Viking Age to the end of the High Middle Ages (CE 800–1300), finding that raids, settlements, and conquests by Norwegian and Danish rulers in England, Europe's most advanced kingdom, set in motion state formation processes in Norway and Denmark. In these cases, the winners emulated the losers.
Chapter 6 details how the collapse of the State in Somalia led to the emergence of severe inter-clan conflicts. These conflicts were rooted in wrenching political conflicts over the monopolization of labor remittances and local currencies and characterized by continued attempts to institute law and order through military and ideological means. In the wake of state collapse, remittances continue to represent the backbone of the Somali economy. These are transferred through informal banking systems and remain untaxed by local authorities. The informal economy’s efficiency in facilitating currency trade, and the extent to which ethnic and religious networks control access to the wages of expatriate Somali labor is determining the political fortunes of local elite’s and variable patterns of state building in different regions of the country. The Somali case calls into question the very principles and analysis of conventional state building and “sovereignty” of nation states in less developed societies.
The first chapter of the book introduces readers to the salience of land as a window into how political authority is constructed and negotiated in modern states. It previews the book’s central argument and situates it within scholarship on historical institutions, state building, and state–society relations. In addition, Chapter 1 presents the central cases and mixed methods empirical approach.
This chapter examines the steady decline and ultimate collapse of the Qajar dynasty and the subsequent establishment of the Pahlavi dynasty. It examines the rise of the dynasty’s founder, Reza Khan, and the social and political context within which the new monarch sought to implement a series of far-reaching social and cultural initiatives designed to modernize the country. A strong central state was established, local rebellions were put down, and various bureaucratic institution were founded in order to affect social change and foster economic development. New, modern schools proliferated across the country. But Reza Shah’s reforms remained ultimately devoid of institutional support, and many were therefore abandoned or altogether reversed when he was removed from office by the British.
Land Politics examines the struggle to control land in Africa through the lens of land titling in Zambia and Senegal. Contrary to standard wisdom portraying titling as an inevitable product of economic development, Lauren Honig traces its distinctly political logic and shows how informality is maintained by local actors. The book's analysis focuses on chiefs, customary institutions, and citizens, revealing that the strength of these institutions and an individual's position within them impact the expansion of state authority over land rights. Honig explores common subnational patterns within the two very different countries to highlight the important effects of local institutions, not the state's capacity or priorities alone, on state building outcomes. Drawing on evidence from national land titling records, qualitative case studies, interviews, and surveys, this book contributes new insights into the persistence of institutional legacies and the political determinants of property rights.