5520 results in Corporate Law
Capital Markets Law and Compliance
- The Implications of MiFID
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Part I - Evolution of capital markets regulation, FSA and the European single market
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7 - Client property
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15 - Corporate finance
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5 - Systems and controls
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Bibliography
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12 - Improper behaviour in dealing and executing orders
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4 - The application of FSA MiFID rules
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13 - Dealing and executing orders
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17 - Asset managers
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3 - Licensing
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Part II - Licensing and rule application
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Part V - Application of rules to particular businesses
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2 - FSMA and the single market
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Frontmatter
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1 - Introduction
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8 - Client classification and client documentation
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10 - Marketing investments
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Preface and acknowledgments
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PART I - The object and course of the investigation
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