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An Economic Analysis of the Organization of Serfdom in Eastern Europe

Published online by Cambridge University Press:  03 March 2009

Robert Millward
Affiliation:
Professor in the Department of Economics, University of Salford, Salford MS 4WT, Great Britain.

Abstract

The rise of serfdom in the sixteenth century undoubtedly has political explanations, but the form that it took has economic explanations. In particular, it took the form of forced labor on enlarged manorial farms. The economic explanation, buttressed with evidence from the period, is that an enserfed labor force must be watched more than free renters and the watching is best done in a manorial framework. The model is stated formally and its implications compared point-by- point with the voluminous evidence for Poland and neighboring regions.

Type
Articles
Copyright
Copyright © The Economic History Association 1982

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33 The two are precisely equivalent if each of the given peasant populations has the same prospective income in other regions (Y) or if the rent-fixing cartel can discriminate between individuals.Google Scholar

34 Ignoring conspicuous consumption and extra peasant man-hours, the latter omission being consistent with the concentration in this paper on the extensive margin. Compare Engerman, Stanley, “Some Considerations Relating to Property Rights in Man,” this JOURNAL, 33 (03 1973), 46.Google Scholar

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42 Similarly while considerations relating to the size of the production surplus (compare Engerman, “Property Rights in Man”) would suggest that serfdom will be associated with an extension of the margins of cultivation, the presence of enforcement costs vitiates any such conclusions. Thus under a free rental system any exogenous increases in population are absorbed by the economy as long as the peasant surplus is positive. Once the point is reached where the surplus disappears, further population increases would lead to emigration, as peasant income would be less than what can be earned elsewhere. A serf economy would absorb this second round of population increase as long as the margin of Y over subsistence income levels exceeds the incremental enforcement costs. If, however, the incremental cost is greater than Y-S then not even the first round of population increase would be wholly absorbed by the serf economy: either some population is allowed to emigrate or serfdom is abandoned in favor of market rents. Analogously the length of day that is worked by serfs would exceed that freely done by a rent-paying peasantry only if marginal enforcement costs are negligible—quite apart from the possibility that the innovating efficient peasant would have greater inducements to work longer.Google Scholar

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53 If all land on an estate was of the same quality the demesne would presumably be located near to the manor house, the location of which would be affected by such nonagricultural considerations as defense. If land was not uniform there would be further savings of supervision time if the demesne were located on the better land as in the Lithuanian wloca reform.Google Scholar

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58 On this paragraph see French, “Three-Field System,” p. 112; Blum, “Rise of Serfdom,” pp. 830–32; Skwarczynski, “Poland and Lithuania,” p. 379; Zytkowicz, “The Peasant's Farm,” p. 148; Topolski, “Manorial Serf Economy,” p. 350; Carsten, Origins of Prussia, pp. 104–5, 109–10, 157–58, 162;Google ScholarBath, B. H. Slicher van, “Serfdom in Eastern Europe”, in Cambridge Economic History of Europe, vol. 5, The Economic Organisation of Early Modern Europe, ed. Rich, E. E. and Wilson, C. H. (Cambridge, 1977), chap. 2(5), p. 118;Google ScholarLoewe, “Commerce and Agriculture in Lithuania”; Kaminski, “Neo Serfdom in Poland-Lithuania”, p. 265.Google Scholar

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67 Compare Molenda, D., “Investments in Ore Mining in Poland from the 13th to the 17th Centuries,” Journal of European Economic History, 5 (Spring 1976), 151–69;Google ScholarLeskiewicz, J., “Les Entraves Sociales au Développement de la ‘Nouvelle Agriculture’ en Pologne,” Deuxiéme Conference Internasionale d' Histoire Economique: Aix-en-Provence, 1962 (Paris, 1965), p. 241.Google Scholar

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69 Blum, End of the Old Order, p. 54.Google Scholar

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81 Blum, End of the Old Order, pp. 105–10. This surely accounts for Kaminski's puzzle (“Neo Serfdom in Poland-Lithuania,” p. 266) that many landless laborers did not take up the life of the cottager even though there was enough land.Google Scholar

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86 Blum, “Rise of Serfdom,” pp. 358, 370 fn; idem, End of the Old Order, p. 30.

87 Blum (End of the Old Order, pp. 30–32)Google Scholar suggests that the proportion of peasants who were free at the end of the eighteenth century was higher in East than West Germany and higher in Poland and the Danubian principalities than in all the servile lands.

88 Topolska, “Eastern White Russia,” p. 43.Google Scholar

89 Maczak, “Export of Grain,” pp. 8690.Google Scholar For Polish colonization of the Russian lands see Lyashchenko, P. I., “White Russia and the Ukraine under the Polish Yoke of Serfdom during the 14th to 17th Centuries,” History of the National Economy of Russia, (New York, 1970), chap. 14.Google Scholar

90 Topolska, “Eastern White Russia,” p. 42; Kaminski, “Neo Serfdom in Poland-Lithuania,” p. 261.Google Scholar

91 Zytkowicz, “Agricultural Production in Masovia,” pp. 117–18.Google Scholar

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96 Maczak, “Export of Grain,” Table 2. See also Wyrobisz, “Small Towns in Poland,” for the activities of merchants.Google Scholar

97 Carsten, Origins of Prussia, chap. 8; Rosenberg, “Rise of the Junkers,” p. 234.Google Scholar

98 Zytkowicz, “The Peasant's Farm,” pp. 137, 144–45.Google Scholar

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100 Maczak, “Export of Grain,” Table 2.Google Scholar

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103 Kula, Economic Theory of the Feudal System, pp. 93100Google ScholarBogucka, , “Merchants' Profits in Gdansk Foreign Trade in the First Half of the 17th Century,” Acta Poloniae Historicae, 23 (1971), 7390;Google ScholarBogucka, , “The Role of Baltic Trade in European Development from the XVIth to the XVIIIth Centuries,” Journal of European Economic History (Spring 1980), p. 7.Google Scholar On this whole paragraph see also Abel, W., Agricultural Fluctuations in Europe from the Thirteenth to the Twentieth Centuries (New York, 1980), part 2.Google Scholar

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