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4 - Article 2. Publication of information at the commencement of arbitral proceedings

Published online by Cambridge University Press:  05 August 2015

Giuseppe Bianco
Affiliation:
University of Oslo
Dimitrij Euler
Affiliation:
Universität Basel, Switzerland
Markus Gehring
Affiliation:
University of Cambridge
Maxi Scherer
Affiliation:
Queen Mary University of London
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Summary

Once the notice of arbitration has been received by the respondent, each of the disputing parties shall promptly communicate a copy of the notice of arbitration to the repository referred to under article 8. Upon receipt of the notice of arbitration from the respondent, or upon receipt of the notice of arbitration and a record of its transmission to the respondent, the repository shall promptly make available to the public information regarding the name of the disputing parties, the economic sector involved and the treaty under which the claim is being made.

4.1 Introduction

1. Article 2 regulates the publication of information at the commencement of arbitral proceedings. It does so in a rather concise manner, as it only consists of one paragraph. From a systematic point of view, Article 2 is the first provision of the UNCITRAL Rules on Transparency in Treaty-based Investor-State Arbitration (the Rules) to deal substantively with the issue of transparency, after the meticulous definition of the scope of application of the Rules provided by Article 1. Articles 2 to 6 establish the transparency obligations introduced by the Rules. Article 2 makes an express reference to Article 8, which is concerned with the repository of published information.

2. Article 2 imposes the first transparency obligation also from a chronological perspective. The temporal reference point for Article 2 is the commencement of the arbitration, i.e., the moment when the Respondent received the notice of arbitration. Article 3(2) of the Arbitration Rules (2010) stipulates: ‘Arbitral proceedings shall be deemed to commence on the date on which the notice of arbitration is received by the respondent’. Consequently, as soon as the arbitration commences, the transparency mechanism of Article 2 is triggered.

3. Article 2 imposes two obligations. The first one is the obligation for the parties to communicate a copy of the notice of arbitration to the repository. The second obligation requires the repository to make available to the public information regarding the name of the disputing parties, the economic sector involved and the treaty under which the claim is being made.

Type
Chapter
Information
Transparency in International Investment Arbitration
A Guide to the UNCITRAL Rules on Transparency in Treaty-Based Investor-State Arbitration
, pp. 64 - 90
Publisher: Cambridge University Press
Print publication year: 2015

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