Skip to main content Accessibility help
×
Hostname: page-component-77c89778f8-vpsfw Total loading time: 0 Render date: 2024-07-17T16:33:58.010Z Has data issue: false hasContentIssue false

22 - On the Possibility of Animal Empathy

Published online by Cambridge University Press:  05 June 2012

Frans B. M. de Waal
Affiliation:
Emory University
Antony S. R. Manstead
Affiliation:
University of Cambridge
Nico Frijda
Affiliation:
Universiteit van Amsterdam
Agneta Fischer
Affiliation:
Universiteit van Amsterdam
Get access

Summary

ABSTRACT

Animal empathy has received little attention. In monkeys and apes, however, it is not unusual for one individual to respond emotionally to the distress of others. These responses have been measured in observational research and tested experimentally, allowing the conclusion that emotional resonance and targeted helping are within the capacity of other animals.

THE EVOLUTION OF EMOTIONAL LINKAGE

When Carolyn Zahn-Waxler visited homes to find out how children responded to family members who were instructed to feign sadness (sobbing), pain (crying), or distress (choking), she discovered that children a little over one year of age already comfort others. Since expressions of sympathy emerge at an early age in virtually every member of our species, they are as natural as the first step. An unplanned sidebar to this study, however, was that some household pets appeared to be as worried as the children by the “distress” of a family member, hovering over them or putting their heads in their laps (Zahn-Waxler et al., 1984).

The possibility that animals possess empathy and sympathy has received scant systematic attention due to two factors. One is fear of anthropomorphism, which has created unnecessary taboos surrounding animal emotions (de Waal, 1999). The other hampering influence has been Huxley's (1894) dualism between nature and ethics, which still dominates the thinking of some contemporary biologists. This “nature red in tooth and claw” view has little room for kindness, human or animal.

Type
Chapter
Information
Feelings and Emotions
The Amsterdam Symposium
, pp. 381 - 401
Publisher: Cambridge University Press
Print publication year: 2004

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Adolphs, R.; Damasio, H.; Tranel, D.; Cooper, G.; & Damasio, A. R. (2000). A role for somatosensory cortices in the visual recognition of emotion as revealed by three-dimensional lesion mapping. Journal of Neuroscience, 20, 2683–2690CrossRefGoogle ScholarPubMed
Allport, F. H. (1924). Social psychology. Cambridge, MA: Riverside Press
Arnold, K., & Barton, R. A. (2001). Postconflict behavior of spectacled leaf monkeys (Trachypthecus obscurus). II. Contact with third parties. International Journal of International Primatology, 22, 267–286CrossRefGoogle Scholar
Aureli, F., & de Waal, F. B. M. (2000). Natural conflict resolution. Berkeley: University of California Press
Aureli, F.; Preston, S. D.; & Waal, F. B. M. (1999). Heart rate responses to social interactions in free-moving rhesus macaques (Macaca mulatta): A pilot study. Journal of Comparative Psychology, 113, 59–65CrossRefGoogle ScholarPubMed
Batson, C. D. (1991). The altruism question: Toward a social-psychological answer. Hillsdale, NJ: Erlbaum
Batson, C. D.; Fultz, J.; & Schoenrade, P. A. (1987). Distress and empathy: Two qualitatively distinct vicarious emotions with different motivational consequences. Journal of Personality, 55, 19–39CrossRefGoogle ScholarPubMed
Bischof-Köhler, D. (1988). Über den Zusammenhang von Empathie und der Fähigkeit sich im Spiegel zu erkennen. Schweizerische Zeitschrift für Psychologie, 47, 147–159Google Scholar
Boehm, C. (1999). Hierarchies in the forest: The evolution of egalitarian behavior. Cambridge, MA: Harvard University Press
Caldwell, M. C., & Caldwell, D. K. (1966). Epimeletic (care-giving) behavior in Cetacea. In K. S. Norris (Ed.), Whales, dolphins, and porpoises (pp. 755–789). Berkeley: University of California Press
Call, J. (2000). Intending and perceiving: Two forgotten components of social norms. Journal of Consciousness Studies, 7, 34–38Google Scholar
Call, J.; Aureli, F.; & Waal, F. B. M. (2002). Post-conflict third-party affiliation in stumptail macaques. Animal Behaviour, 63, 209–216CrossRefGoogle Scholar
Church, R. M. (1959) Emotional reactions of rats to the pain of others. Journal of Comparative and Physiological Psychology, 52, 132–134CrossRefGoogle Scholar
Connor, R. C., & Norris, K. S. (1982). Are dolphins reciprocal altruists?American Naturalist, 119, 358–372CrossRefGoogle Scholar
Damasio, A. R. (1994). Descartes' error: Emotion, reason, and the human brain. New York: Putnam
Darwin, C. (1982 [1871]). The descent of man, and selection in relation to sex. Princeton, NJ: Princeton University Press
de Waal, F. B. M. (1989). Peacemaking among primates. Cambridge, MA: Harvard University Press
Waal, F. B. M. (1991). Complementary methods and convergent evidence in the study of primate social cognition. Behaviour, 118, 297–320CrossRefGoogle Scholar
de Waal, F. B. M. (1996). Good natured: The origins of right and wrong in humans and other animals. Cambridge, MA: Harvard University Press
de Waal, F. B. M. (1997). Bonobo: The forgotten ape. Berkeley: University of California Press
de Waal, F. B. M. (1998 [1982]). Chimpanzee politics: Power and sex among apes. Baltimore, MD: The Johns Hopkins University Press
Waal, F. B. M. (1999). Anthropomorphism and anthropodenial: Consistency in our thinking about humans and other animals. Philosophical Topics, 27, 255–280CrossRefGoogle Scholar
Waal, F. B. M. (2000). Primates – A natural heritage of conflict resolution. Science, 289, 586–590CrossRefGoogle ScholarPubMed
de Waal, F. B. M. (In press). Darwin's legacy and the study of primate visual communication. In P. Ekman, R. Davidson, F. B. M. de Waal, & J. Campos (Eds.), Emotions inside out: Celebrating 130 years of Darwin's “Expression of Emotion in Man and Animals.” New York: New York Academy of Sciences
de Waal, F. B. M., & Aureli, F. (1996). Consolation, reconciliation, and a possible cognitive difference between macaque and chimpanzee. In A. E. Russon, K. A. Bard, and S. T. Parker (Eds.), Reaching into thought: The minds of the great apes (pp. 80–110). Cambridge: Cambridge University Press
Waal, F. B. M., & Roosmalen, A. (1979). Reconciliation and consolation among chimpanzees. Behavioral Ecology and Sociobiology, 5, 55–66CrossRefGoogle Scholar
Dimberg, U.; Thunberg, M.; & Elmehed, K. (2000). Unconscious facial reactions to emotional facial expressions. Psychological Science, 11, 86–89CrossRefGoogle ScholarPubMed
di Pellegrino, G.; Fadiga, L.; Fogassi, L.; Gallese, V.; & Rizzolatti, G. (1992). Understanding motor events: A neurophysiological study. Experimental Brain Research, 91, 176–180CrossRefGoogle ScholarPubMed
Eisenberg, N. (2000). Empathy and sympathy. In M. Lewis and J. M. Haviland-Jones (Eds.), Handbook of emotion (2d ed.; pp. 677–691). New York: Guilford Press
Eisenberg, N., & Strayer, J. (1987). Empathy and its development. New York: Cambridge University Press
Ekman, P. (1982). Emotion in the human face. 2d ed. Cambridge: Cambridge University Press
Flack, J. C., & Waal, F. B. M. (2000). ‘Any animal whatever’: Darwinian building blocks of morality in monkeys and apes. Journal of Consciousness Studies, 7, 1–29Google Scholar
Gallup, G. G. (1982). Self-awareness and the emergence of mind in primates. American Journal of Primatology, 2, 237–248CrossRefGoogle Scholar
Goodall, J. (1968). The behaviour of free-living chimpanzees in the Gombe Stream Reserve. Animal Behavior Monographs, 1, 161–311CrossRefGoogle Scholar
Goodall, J. (1990). Through a window: My thirty years with the chimpanzees of Gombe. Boston: Houghton Mifflin Company
Hatfield, E.; Cacioppo, J. T.; & Rapson, R. L. (1993). Emotional contagion. Current Directions in Psychological Science, 2, 96–99CrossRefGoogle Scholar
Hauser, M. D. (2000). Wild minds: What animals really think. New York: Holt
Hoffman, M. L. (1982). Affect and moral development. New Directions for Child Development, 16, 83–103CrossRefGoogle Scholar
Hornblow, A. R. (1980). The study of empathy. New Zealand Psychologist, 9, 19–28Google Scholar
Huxley, T. H. (1989 [1894]). Evolution and ethics. Princeton, NJ: Princeton University Press
Kagan, J. (2000). Human morality is distinctive. Journal of Consciousness Studies, 7, 46–48Google Scholar
Ladygina-Kohts, N. N. (2001 [1935]). Infant chimpanzee and human child: A classic 1935 comparative study of ape emotions and intelligence. Ed. F. B. M. de Waal. New York: Oxford University Press
Lavery, J. J., & Foley, P. J. (1963). Altruism or arousal in the rat?Science, 140, 172–173CrossRefGoogle ScholarPubMed
Lipps, T. (1903). Einfühlung, innere Nachahmung und Organempfindung. Archiv für die gesamte Psychologie, 1, 465–519Google Scholar
Masserman, J.; Wechkin, M. S.; & Terris, W. (1964). Altruistic behavior in rhesus monkeys. American Journal of Psychiatry, 121, 584–585CrossRefGoogle ScholarPubMed
Miller, R. E. (1967). Experimental approaches to the physiological and behavioral concomitants of affective communication in rhesus monkeys. In S. A. Altmann (Ed.), Social communication among primates (pp. 125–134). Chicago: University of Chicago Press
Miller, R. E.; Banks, J. H.; & Ogawa, N. (1963). Role of facial expression in “cooperative avoidance conditioning” in monkeys. Journal of Abnormal and Social Psychology, 67, 24–30CrossRefGoogle Scholar
Miller, R. E.; Murphy, J. V.; & Mirsky, I. A. (1959). Relevance of facial expression and posture as cues in communication of affect between monkeys. Archives of General Psychiatry, 1, 480–488CrossRefGoogle ScholarPubMed
Mirsky, I. A.; Miller, R. E.; & Murphy, J. V. (1958). The communication of affect in rhesus monkeys I. An experimental method. Journal of the American Psychoanalytic Association, 6, 433–441CrossRefGoogle ScholarPubMed
Moss, C. (1988). Elephant memories: Thirteen years in the life of an elephant family. New York: Fawcett Columbine
Nesse, R. M. (2001). Evolution and the capacity for commitment. New York: Russell Sage
O'Connell, S. M. (1995). Empathy in chimpanzees: Evidence for theory of mind?Primates, 36, 397–410CrossRefGoogle Scholar
Parr, L. A. (2001). Cognitive and physiological markers of emotional awareness in chimpanzees. Animal Cognition, 4, 223–229CrossRefGoogle ScholarPubMed
Parr, L. A., & Waal, F. B. M. (1999). Visual kin recognition in chimpanzees. Nature, 399, 647–648CrossRefGoogle ScholarPubMed
Parr, L. A.; Hopkins, W. D.; & Waal, F. B. M. (1998). The perception of facial expressions by chimpanzees, Pan troglodytes. Evolution of Communication, 2, 1–23CrossRefGoogle Scholar
Parr, L. A.; Winslow, J. T.; Hopkins, W. D.; & Waal, F. B. M. (2000). Recognizing facial cues: Individual recognition by chimpanzees (Pan troglodytes) and rhesus monkeys (Macaca mulatta). Journal of Comparative Psychology, 114, 47–60CrossRefGoogle Scholar
Payne, K. (1998). Silent thunder. New York: Simon & Schuster
Povinelli, D. J. (1998). Can animals empathize? Maybe not. Scientific American. www.sciam.com/1998/1198intelligence/1198povinelli.html
Preston, S. D., & de Waal, F. B. M. (2002a). The communication of emotions and the possibility of empathy and altruism in nonhuman animals. In S. Post, L. G. Underwood, J. P. Schloss, and W. B. Hurlburt (Eds.), Altruistic love: Science, philosophy, and religion in dialogue (pp. 284–308). Oxford: Oxford University Press
Preston, S. D., & Waal, F. B. M. (2002b). Empathy: Its ultimate and proximate bases. Behavioral and Brain Sciences, 25, 1–72Google Scholar
Reiss, D., & Marino, L. (2001). Mirror self-recognition in the bottlenose dolphin: A case of cognitive convergence. Proceedings of the National Academy of Science, 98, 5937–5942CrossRefGoogle ScholarPubMed
Rice, G. E. J. (1964). Aiding behavior vs. fear in the albino rat. Psychological Record, 14, 165–170CrossRefGoogle Scholar
Rice, G. E. J., & Gainer, P. (1962). “Altruism” in the albino rat. Journal of Comparative and Physiological Psychology, 55, 123–125CrossRefGoogle ScholarPubMed
Schino, G. (2000). Beyond the primates: Expanding the reconciliation horizon. In F. Aureli and F. B. M. de Waal (Eds.), Natural Conflict Resolution (pp. 225–242). Berkeley: University of California Press
Smith, A. (1937 [1759]). A theory of moral sentiments. New York: Modern Library
Sober, E., & Wilson, D. S. (1998). Unto others: The evolution and psychology of unselfish behavior. Cambridge, MA: Harvard University Press
van Hooff, J. A. R. A. M. (1967). The facial displays of the Catarrhine monkeys and apes. In D. Morris (Ed.), Primate ethology (pp. 7–68). Chicago: Aldine
Verbeek, P., & Waal, F. B. M. (1997). Postconflict behavior in captive brown capuchins in the presence and absence of attractive food. International Journal of Primatology, 18, 703–725CrossRefGoogle Scholar
Watanabe, S., & Ono, K. (1986). An experimental analysis of “empathic” response: Effects of pain reactions of pigeon upon other pigeon's operant behavior. Behavioural Processes, 13, 269–277CrossRefGoogle ScholarPubMed
Watts, D. P.; Colmenares, F.; & Arnold, K. (2000). Redirection, consolation, and male policing: How targets of aggression interact with bystanders. In F. Aureli and F. B. M. de Waal (Eds.), Natural conflict resolution (pp. 281–301). Berkeley: University of California Press
Wechkin, S.; Masserman, J. H.; & Terris, W. (1964). Shock to a conspecific as an aversive stimulus. Psychonomic Science, 1, 47–48CrossRefGoogle Scholar
Williams, J. H. G.; Whiten, A.; Suddendorf, T.; & Perrett, D. I. (2001). Imitation, mirror neurons and autism. Neuroscience and Biobehavioral Review, 25, 287–295CrossRefGoogle ScholarPubMed
Wispé, L. (1986). The distinction between sympathy and empathy: To call forth a concept, a word is needed. Journal of Personality and Social Psychology, 50, 314–321CrossRefGoogle Scholar
Wispé, L. (1991). The psychology of sympathy. New York: Plenum
Yerkes, R. M. (1925). Almost human. New York: Century
Zahn-Waxler, C.; Hollenbeck, B.; & Radke-Yarrow, M. (1984). The origins of empathy and altruism. In M. W. Fox and L. D. Mickley (Eds.), Advances in animal welfare science (pp. 21–39). Washington, DC: Humane Society of the United States

Save book to Kindle

To save this book to your Kindle, first ensure coreplatform@cambridge.org is added to your Approved Personal Document E-mail List under your Personal Document Settings on the Manage Your Content and Devices page of your Amazon account. Then enter the ‘name’ part of your Kindle email address below. Find out more about saving to your Kindle.

Note you can select to save to either the @free.kindle.com or @kindle.com variations. ‘@free.kindle.com’ emails are free but can only be saved to your device when it is connected to wi-fi. ‘@kindle.com’ emails can be delivered even when you are not connected to wi-fi, but note that service fees apply.

Find out more about the Kindle Personal Document Service.

Available formats
×

Save book to Dropbox

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Dropbox.

Available formats
×

Save book to Google Drive

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Google Drive.

Available formats
×