Skip to main content Accessibility help
×
Hostname: page-component-5c6d5d7d68-sv6ng Total loading time: 0 Render date: 2024-08-22T21:19:27.685Z Has data issue: false hasContentIssue false

Select bibliography

Published online by Cambridge University Press:  01 June 2011

Pierre Schammo
Affiliation:
University of Manchester
Get access

Summary

Image of the first page of this content. For PDF version, please use the ‘Save PDF’ preceeding this image.'
Type
Chapter
Information
EU Prospectus Law
New Perspectives on Regulatory Competition in Securities Markets
, pp. 351 - 371
Publisher: Cambridge University Press
Print publication year: 2011

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Alter, K., ‘Delegation to international courts and the limits of re-contracting political power’ in Hawkins, D., Lake, D., Nielson, D. and Tierney, M. (eds.), Delegation and Agency in International Organizations (Cambridge University Press, 2006) 312Google Scholar
,AMF, ‘Cartographie 2009 des risques et des tendances sur les marchés financiers et pour l’épargne' (Risques et tendances n° 8, Juine 2009), www.amf-france.org/documents/general/8979_1.pdf
,AMF, ‘Décision de l'AMF en matière de reconnaissance des standards américains pour une admission à la négociation sur un marché réglementé’ (Communiqué de presse, 1 October 2007), www.amf-france.org/documents/general/7940_1.pdf
,AMF, ‘Financial Regulation Newsletter’ (Issue No. 8, 4th Quarter 2007), www. amf-france.org/documents/general/7992_1.pdf
,AMF, ‘L'Autorité des marchés financiers précise la déclination opérationnelle de son plan stratégique’ (Communiqué de presse, Paris, 16 December 2009), www.amf-france.org/documents/general/9251_1.pdf
,AMF, ‘Meilleure Régulation: un premier bilan et programme de travail 2008–2009’ (25 Apavril 2008), www.amf-france.org/documents/general/8288_1.pdf
,AMF, Memorandum of Understanding between the Autorité des marchés financiers and the Israel Securities Authority concerning the regulatory equivalence with regards to the cross-listing of securities' (28 January 2008), www.amf-france.org/documents/general/8145_1.pdf.
,AMF, ‘Plan stratégique de l'Autorité des marchés financiers’ (29 June 2009), www.amf-france.org/documents/general/8983_1.pdf
,AMF, ‘Transposition de la directive “prospectus” dans le règlement général de l'AMF: consultation publique jusqu'au 10 juin 2005’ (Consultation Document, undated), www.amf-france.org/documents/general/6074_1.pdf
Ammann, M. and Seiz, R., ‘Pricing and hedging mandatory convertible bonds’ (2006) 13 Journal of Derivatives30CrossRefGoogle Scholar
Ananiadou, S. and McNaught, J. (eds.), Text Mining for Biology and Biomedicine (Artech House, Boston MA, 2006)Google Scholar
Armour, J., Deakin, S., Lele, P. and Siems, M., ‘How do legal rules evolve? Evidence from a cross-country comparison of shareholder, creditor, and worker protection’ (2009) 57 American Journal of Comparative Law579CrossRefGoogle Scholar
Armour, J., Deakin, S., Sarkar, P., Siems, M. and Singh, A., ‘Shareholder protection and stock market development: an empirical test of the legal origins hypothesis’ (2009) 6 Journal of Empirical Studies343CrossRefGoogle Scholar
Arnull, A., Dashwood, A., Dougan, M., Ross, M, Spaventa, E. and Wyatt, D., European Union Law (Sweet & Maxwell, London, 2006)Google Scholar
Arons, T., ‘“All roads lead to Rome”: Beware of the consequences! The law applicable to prospectus liability claims under the Rome II Regulation’ (2008) 4 Nederlands Internationaal Privaatrecht481Google Scholar
Avgouleas, E., ‘The global financial crisis and the disclosure paradigm in European financial regulation: the case for reform’ (2009) 6 European Company and Financial Law Review440CrossRefGoogle Scholar
Avgouleas, E., ‘The global financial crisis, behavioural finance and financial regulation: in search of a new orthodoxy’ (2009) 9 Journal of Corporate Law Studies23CrossRefGoogle Scholar
Bainbridge, S., ‘Mandatory disclosure: a behavioral analysis’ (2000) 68 University of Cincinnati Law Review1023Google Scholar
Bancel, F. and Mittoo, U., ‘Why do European firms issue convertible debt’ (2004) 10 European Financial Management339CrossRefGoogle Scholar
Bar-Gill, O., ‘The law, economics and psychology of subprime mortgage contracts’ (2009) 94 Cornell Law Review1073Google Scholar
Barnard, C. and Deakin, S., ‘Market access and regulatory competition’ in Barnard, C. and Scott, J., The Law of the Single European Market – Unpacking the Premises (Hart Publishing, Oxford, 2002) 197Google Scholar
Beales, J., ‘Licensing and certification systems’ in Newman, P. (ed.), The New Palgrave Dictionary of Economics and the Law, vol. 2 (Palgrave Macmillan, New York, 2002)Google Scholar
Bebchuk, L., ‘Federalism and the corporation: the desirable limits on state competition in corporate law’ (1992) 105 Harvard Law Review1435CrossRefGoogle Scholar
Bebchuk, L. and Cohen, A., ‘Firms’ decision where to incorporate' (2003) 46 Journal of Law and Economics383CrossRefGoogle Scholar
Bebchuk, L., Cohen, A. and Ferrell, A., ‘Does the evidence favor state competition in corporate law?’ (2002) 90 California Law Review1775CrossRefGoogle Scholar
Becht, M., Mayer, C. and Wagner, H., ‘Where do firms incorporate? Deregulation and the cost of entry’ (2008) 14 Journal of Corporate Finance241CrossRefGoogle Scholar
Benedetto, G., ‘Rapporteurs as legislative entrepreneurs: the dynamics of the codecision procedure in Europe's Parliament’ (2005) 12 Journal of European Public Policy67CrossRefGoogle Scholar
Benston, G., ‘Required disclosure and the stock market: an evaluation of the Securities Exchange Act of 1934’ (1973) 63 American Economic Review132Google Scholar
Benston, G., ‘The value of the SEC's accounting disclosure requirements’ (1969) 44 Accounting Review515Google Scholar
Bermann, G., ‘Proportionality and subsidiarity’ in Barnard, C. and Scott, J. (eds.), The Law of the Single Market – Unpacking the Premises (Hart Publishing, Oxford, 2002) 75Google Scholar
Bewley, T., ‘A critique of Tiebout's theory of local public expenditures’ (1981) 49 Econometrica713CrossRefGoogle Scholar
Bhagwat, A., ‘Modes of regulatory enforcement and the problem of administrative discretion’ (1999) 50 Hastings Law Journal1275Google Scholar
Bonneau, T. and Drummond, F., Droit des marchés financiers (Economica, Paris, 2010)Google Scholar
Börzel, T. and Risse, T., ‘When Europe hits home: Europeanization and domestic change’ (2000) 4 European Integration Online Papers1Google Scholar
Bouretz, E. and Emery, J-L., Autorité des marchés financiers et Commission bancaire – Pouvoirs de Sanction et Recours (Revue Banque, Paris, 2008)Google Scholar
Bratton, W. and McCahery, J., ‘The case of corporate law in the United States of America’ in Bratton, W., McCahery, J., Picciotto, S. and Scott, C. (eds.), International Regulatory Competition and Coordination: Perspectives on Economic Regulation in Europe and the United States (Clarendon Press, Oxford, 1996)Google Scholar
Bratton, W. and McCahery, J., ‘The new economics of jurisdictional competition: devolutionary federalism in a second-best world’ (1997) 86 Georgetown Law Journal201Google Scholar
Bratton, W., McCahery, J., Picciotto, S. and Scott, C. (eds.), International Regulatory Competition and Coordination: Perspectives on Economic Regulation in Europe and the United States (Clarendon Press, Oxford, 1996)Google Scholar
Braun, D. and Busch, A. (eds.), Public Policy and Political Ideas (Edward Elgar, Cheltenham, 1999)Google Scholar
Burn, L. and Wells, B., ‘The pan-European retail market – are we there yet’ (2007) 2 Capital Markets Law Journal263CrossRefGoogle Scholar
Campbell, J., ‘Institutional analysis and the role of ideas in political economy’ (1998) 27 Theory and Society377CrossRefGoogle Scholar
Campbell, J., Institutional Change and Globalization (Princeton University Press, Princeton, 2004)Google Scholar
Caporaso, J., ‘The three worlds of regional integration theory’ in Graziano, P. and Vink, M., Europeanization – New Research Agendas (Palgrave Macmillan, Basingstoke, 2008) 23Google Scholar
Casey, J. and Lannoo, K., Europe's Hidden Capital Markets – Evolution, Architecture and Regulation of the European Bond Market (CEPS, Brussels, 2005)
,CESR, ‘6th extract from EECS's database of enforcement decisions’ (CESR/09-720 August 2009)
,CESR, ‘A proposed evolution of EU securities supervision beyond 2007’ (CESR/07-783, November 2007)
,CESR, ‘An evaluation of equivalence of supervisory powers in the EU under the Market Abuse Directive and the Prospectus Directive. A report to the Financial Services Committee (FSC)’ (CESR/07-334, June 2007)
,CESR, ‘Assessment on the equivalence of prospectuses from non-EEA jurisdictions (Article 20.1 Prospectus Directive)’ (CESR/08-972 December 2008)
,CESR, ‘CESR data on prospectuses approved and passported – July 2009 to December 2009’ (CESR/10-282, March 2010)
,CESR, ‘CESR mediation mechanism – feedback statement and protocol’ (CESR/06-287b, August 2006)
,CESR, ‘CESR work to date in relation to the European Commission's measures on the use of third countries’ GAAP in the EU' (CESR/07-022b, April 2007)
,CESR, ‘CESR's advice on Level 2 implementing measures for the Prospectus Directive’ (CESR/03-300, September 2003)
,CESR, ‘CESR's advice on Level 2 implementing measures for the Prospectus Directive’ (CESR/03-399, December 2003)
,CESR, ‘CESR's advice to the European Commission on the work programmes of the Canadian, Japanese and US standard setters, the definition of equivalence and the list of third country GAAPs currently used on the EU capital markets’ (CESR/07-138, March 2007)
,CESR, ‘CESR's comments on the European Commission's background and consultation document on the review of Directive 2003/71/EC’ (CESR/09-240, March 2009)
,CESR, ‘CESR's contribution to the discussions on the de Larosière report’ (CESR/08-289b), published in ‘3L3 Joint Contribution to the European Commission's consultation on the improvement of supervision for the financial services sector’ (CESR/09-356, April 2009)
,CESR, ‘CESR's report on the supervisory functioning of the Prospectus Directive and Regulation’ (CESR/07-225, June 2007)
,CESR, ‘CESR's technical advice on a mechanism for determining the equivalence of the generally accepted accounting principles of third countries’ (CESR/07-289, May 2007)
,CESR, ‘Charter of the Committee of European Securities Regulators’ (CESR/08-375d, September 2008)
,CESR, ‘Concept paper on equivalence of certain third country GAAP and on description of certain third countries mechanisms of enforcement of financial information – Feedback statement’ (CESR/05-001, January 2005)
,CESR, ‘Concept paper on equivalence of certain third country GAAP and on description of certain third countries mechanisms of enforcement of financial information’ (CESR/04-509C, February 2005)
,CESR, ‘Final report on CESR's peer review of the implementation of Standard No. 2 on financial information – coordination of enforcement activities’ (CESR/09-188, July 2009)
,CESR, ‘Final report of the review panel concerning the updated self-assessment and peer review of CESR's Standard No. 1 on financial information’ (CESR/09-374, September 2009)
,CESR, ‘Frequently asked questions regarding prospectuses: common positions agreed by CESR members’ (CESR/10-830, 9 July 2010)
,CESR, ‘Interim report on the activities of the Committee of European Securities Regulators to the European Commission […]’ (CESR/03-147b, July 2003)
,CESR, ‘Multilateral Memorandum of Understanding on the Exchange of Information and Surveillance of Securities Activities’ (CESR/05-335, January 1999)
,CESR, ‘Preliminary progress report – which supervisory tools for the EU securities markets? An analytical paper by CESR’ (CESR/04-333f, October 2004)
,CESR, ‘Protocol on mediation mechanism of the Committee of European Securities Regulators’ (CESR/06-286b, August 2006)
,CESR, ‘Re: The EU Mandate’ (CESR/08-210, March 2008)
,CESR, ‘Report on CESR Members’ powers under the Prospectus Directive and its implementing measures' (CESR/07-383, June 2007)
,CESR, ‘Standard No. 1 on financial information – enforcement of standards on financial information in Europe’ (CESR/03-073, March 2003)
,CESR, ‘Standard No. 2 on financial information – coordination of enforcement activities’ (CESR/03-317c, April 2004)
,CESR, ‘Summary of the answers to the questionnaire on factual information on the legislation and practices of Member States regarding the treatment of third country issuers with respect to the drawing up and approval of prospectuses (Article 20 of the Prospectus Directive)’ (CESR/03-496, December 2003)
,CESR, ‘Summary of the answers to the questionnaire on factual information regarding advertisement practices and relevant legislation in the Member States’ (CESR/03-494, December 2003)
,CESR, ‘Technical advice on equivalence of certain third country GAAP and on description of certain third countries mechanisms of enforcement of financial information’ (CESR/05-230b, June 2005)
Choi, S. and Guzman, A., ‘Portable reciprocity: rethinking the international reach of securities regulation’ (1998) 71 Southern California Law Review903Google Scholar
Choi, S. and Pritchard, A., ‘Behavioral economics and the SEC’ (2003) 56 Stanford Law Review1Google Scholar
Christiansen, T., ‘The Council of Ministers: facilitating interaction and developing actorness in the EU’ in Richardson, J. (ed.), European Union – Power and Policy-Making (Routledge, Abingdon, 2006) 147Google Scholar
Clerc, C., ‘La réparation du préjudice subi par un actionnaire du fait de la diffusion de fausses informations’ RTDF N° 1 – 2007 p. 31
Coates, J. C., ‘Private vs. political choice of securities regulation: a political cost/benefit analysis’ (2001) 41 Virginia Journal of International Law531Google Scholar
,COB, ‘Bulletin mensuel d'information de la Commission des opérations de bourse’ (n° 352, December 2000) 43, www.amf-france.org/affiche.asp?id=5726
,COB ‘Bulletin mensuel d'information de la Commission des opérations de bourse’ (n° 362, November 2001), www.amf-france.org/affiche.asp?id=5715
,COB, ‘Bulletin mensuel d'information de la Commission des opérations de bourse’ (no. 367, April 2002), www.amf-france.org/affiche.asp?id=5709
Coen, D. and Thatcher, M., ‘Network governance and multi-level delegation: European networks of regulatory agencies’ (2008) 28 Journal of Public Policy49CrossRefGoogle Scholar
Coffee, J., Gatekeepers – The Professions and Corporate Governance (Oxford University Press, Oxford, 2006)Google Scholar
Coffee, J., ‘Gatekeeper failure and reform: the challenge of fashioning relevant reforms’ (2004) 84 Boston University Law Review301Google Scholar
Coffee, J., ‘Law and regulatory competition: can they co-exist?’ (2002) 80 Texas Law Review1729Google Scholar
Coffee, J., ‘Law and the market: the impact of enforcement’ (2007) 156 University of Pennsylvania Law Review229Google Scholar
Coffee, J., ‘Market failure and the economic case for a mandatory disclosure system’ (1984) 70 Virginia Law Review717CrossRefGoogle Scholar
Coffee, J., ‘Reforming the securities class action: an essay on deterrence and its implementation’ (2006) 106 Columbia Law Review1534Google Scholar
Coffee, J., ‘The future as history: the prospects for global convergence in corporate governance and its implications’ (1999) 93 Northwestern University Law Review641Google Scholar
Coffee, J., ‘What went wrong? An initial inquiry into the causes of the 2008 financial crisis’ (2009) 9 Journal of Corporate Law Studies1CrossRefGoogle Scholar
Coffee, J. and Sale, H., ‘Redesigning the SEC: does the Treasury have a better idea?’ (2009) 95 Virginia Law Review707Google Scholar
Cole, M., ‘The UK FSA: nobody does it better?’ (Fordham Law School, New York, 17 October 2006) reprinted in (2007) 2 Fordham Journal of Corporate and Financial Law266Google Scholar
Conac, P-H., ‘La fusion de la Cob et du CMF’ in de Vauplane, H. and Daigre, J-J. (eds.), Droit Bancaire et Financier – Mélanges AEDBF-France III (Revue Banque Editeur, 2002, Paris, 2002) 59Google Scholar
Conac, P-H., La Régulation des Marchés Financiers par la Commission des Opérations de Bourse (COB) et la Securities and Exchange Commission (SEC) (L.G.D.J., Paris, 2002)Google Scholar
Conrad, J. and Schilder, F., ‘Opinion mining in legal blogs’ in Proceedings of the 11th International Conference on Artificial Intelligence and Law (ACM Press, New York, 2007) 231Google Scholar
Conrad, J., Leidner, J., Schilder, F. and Kondadadi, R., ‘Query-based opinion summarization for legal blog entries’ in Proceedings of the 12th International Conference on Artificial Intelligence and Law (ACM Press, New York, 2009) 167Google Scholar
(Ecofin), Council of the European Union, ‘Council conclusions on strengthening EU financial supervision’ (Luxembourg, 9 June 2009), para. 7, www.consilium.europa.eu/uedocs/cms_Data/docs/pressdata/en/ecofin/108389.pdf
Couret, A., Nabasque, H., Coquelet, M-L., Granier, T., Poracchia, D., Raynouard, A., Reygrobellet, A. and Robine, D., Droit financier (Dalloz, Paris, 2008)Google Scholar
,CRA International, ‘Evaluation of the economic impacts of the Financial Services Action Plan’ (Report commissioned by the European Commission, March 2009), http://ec.europa.eu/internal_market/finances/docs/actionplan/index/090707_economic_impact_en.pdf
,CSES, ‘Study on the impact of the prospectus regime on EU financial markets’ (Final Report, July 2008) 53, http://ec.europa.eu/internal_market/securities/docs/prospectus/cses_report_en.pdf
Dashwood, A, ‘The attribution of external relations competence’ in Dashwood, A. and Hillion, C. (eds.), The General Law of E.C. External Relations (Sweet & Maxwell, London, 2000) 115Google Scholar
Bondt, W. and Thaler, R., ‘Do security analysts overreact?’ (1990) 80 American Economic Review52Google Scholar
Bondt, W. and Thaler, R., ‘Does the stock market overreact?’ (1984) 40 Journal of Finance793CrossRefGoogle Scholar
Vauplane, H., ‘L'Autorité des marchés financiers’ in Vauplane, H. and Daigre, J-J. (eds.), La Loi sur la Sécurité Financière (Revue Banque édition, Paris, 2004) 15Google Scholar
Vauplane, H. and Bornet, J., Droit des Marchés Financiers (Litec, Paris, 2001)Google Scholar
Visscher, C., Maiscocq, O. and Varone, F., ‘The Lamfalussy reform in the EU securities markets: fiduciary relationships, policy effectiveness and balance of power’ (2008) 28 Journal of Public Policy19CrossRefGoogle Scholar
Deakin, S., ‘Legal diversity and regulatory competition: which model for Europe?’ (2006) 12 European Law Journal440CrossRefGoogle Scholar
Deakin, S., ‘Two types of regulatory competition: competitive federalism versus reflexive harmonisation’ (1999) 2 Cambridge Yearbook of European Legal Studies231CrossRefGoogle Scholar
Deakin, S., Lele, P. and Siems, M., ‘The evolution of labour law: calibrating and comparing regulatory regimes’ (2007) 146 International Labour Review133CrossRefGoogle Scholar
Djankov, S., Porta, R., Lopez-de-Silanes, F. and Shleifer, A., ‘The regulation of entry’ (2002) 1 The Quarterly Journal of Economics1CrossRefGoogle Scholar
Easterbrook, F. and Fischel, D., ‘Mandatory disclosure and the protection of investors’ (1984) 70 Virginia Law Review669CrossRefGoogle Scholar
Eberlein, B. and Newman, A., ‘Escaping the international governance dilemma? Incorporated transgovernmental networks in the European Union’ (2008) 21 Governance25CrossRefGoogle Scholar
Eeckhout, P., External Relations of the European Union – Legal and Constitutional Foundations (Oxford University Press, 2005)Google Scholar
Egeberg, E., ‘An organisational approach to European integration: Outline of a complementary perspective’ (2004) 43 European Journal of Political Research199CrossRefGoogle Scholar
Egeberg, E., ‘Transcending intergovernmentalism? Identity and role perceptions of national officials in EU decision-making’ (1999) 6 Journal of European Public Policy456CrossRefGoogle Scholar
Eising, R., ‘Policy learning in embedded negotiations: explaining EU electricity liberalization’ (2002) 56 International Organization85CrossRefGoogle Scholar
Eldredge, N. and Gould, S., ‘Punctuated equilibria: an alternative to phyletic gradualism’ in Schopf, T. (ed.) Models in Paleobiology (Freeman, Cooper & Co., San Francisco, 1972) 82Google Scholar
Enriques, L. and Tröger, T., ‘Issuer choice in Europe’ (2008) 67 Cambridge Law Journal521CrossRefGoogle Scholar
,ESC, ‘Draft Summary Record of the 57th Meeting of the European Securities Committee (Members)’ (3 December 2007), http://ec.europa.eu/internal_market/securities/esc/index_en.htm
,ESC, ‘Draft Summary Record of the 59th Meeting of the European Securities Committee (Alternates)’ (21 May 2008), http://ec.europa.eu/internal_ market/securities/esc/index_en.htm
,ESC, ‘Summary Record of the 62nd Meeting of the European Securities Committee (Members)’ (14 November 2008), http://ec.europa.eu/internal_market/securities/esc/index_en.htm
,ESME, ‘Differences between the definitions of “Qualified investor” in the Prospectus Directive and “Professional Client” and “Eligible Counterparty” in MiFID – is alignment needed?’ (November 2008), http://ec.europa.eu/internal_market/securities/docs/esme/report-qualified-investor_en.pdf
,ESME, ‘Report on Directive 2003/71/EC of the European Parliament and of the Council on the prospectus to be published when securities are offered to the public or admitted to trading’ (Brussels, September 2007)
Esty, D. and Gerardin, D. (eds.), Regulatory Competition and Economic Integration – Comparative Perspectives (Oxford University Press, 2001)Google Scholar
,European Commission, ‘3rd informal meeting on prospectus transposition’ (Summary Record, 26 January 2005), http://ec.europa.eu/internal_market/securities/docs/prospectus/summary-note-050126_en.pdf
,European Commission, ‘4th informal meeting on prospectus transposition’ (Summary Record, 8 March 2005), http://ec.europa.eu/internal_market/securities/docs/prospectus/summary-note-050308_en.pdf
,European Commission, ‘Background Document – Review of Directive 2003/71/EC’ (undated), http://ec.europa.eu/internal_market/consultations/docs/2009/prospectus/background_en.pdf
,European Commission, ‘Call for evidence regarding private placement regimes in the EU’ (Brussels, April 2007), http://ec.europa.eu/internal_market/investment/docs/consultations/private_placement_en.pdf
,European Commission, ‘Communication from the Commission to the European Parliament’ (SEC(2003) 396 final, 26 March 2003)
,European Commission, Communication from the Commission to the European Parliament and the Council ‘Implementation of Article 290 of the Treaty on the Functioning of the European Union’ (COM(2009) 673 final, 9 December 2009)
,European Commission, ‘Communication from the Commission – the operating framework for the European regulatory agencies’ (COM(2002) 718 final, 11 December 2002)
,European Commission, ‘Financial services: building a framework for action – communication of the Commission’ (undated), http://ec.europa.eu/internal_market/finances/docs/actionplan/index/fs_en.pdf
,European Commission, ‘Proposal for a directive of the European Parliament and of the Council amending Directives 2003/71/EC … and 2004/109/EC …’ (COM(2009) 491 final, 23 September 2009)
,European Commission, ‘Proposal for a directive of the European Parliament and of the Council on the prospectus to be published when securities are offered to the public or admitted to trading’ (COM (2001) 280 final, 30 May 2001)
,European Commission, ‘Proposal for a regulation of the European Parliament and of the Council laying down the rules and general principles concerning mechanisms for control by Member States of the Commission's exercise of implementing powers’ (COM(2010) 83 final, 9 March 2010).
,European Commission, ‘Public consultation paper on amendments to Commission decisions establishing CESR, CEBS & CEIOPS’ (23 May 2008), http://ec.europa.eu/internal_market/finances/docs/committees/consultation_en.pdf
,European Commission Staff Working Document, ‘Impact assessment on the directive on the cross-border transfer of registered office’ (Part I, SEC (2007) 1707), http://ec.europa.eu/internal_market/company/docs/shareholders/ia_transfer_122007_part1_en.pdf
Fama, E., ‘Efficient capital markets: a review of theory and empirical work’ (1970) 25 Journal of Finance383CrossRefGoogle Scholar
Featherstone, K. and Radaelli, C. (eds.), The Politics of Europeanization (Oxford University Press, 2003)CrossRefGoogle Scholar
Feldman, R. and Sanger, J., The Text Mining Handbook – Advanced Approaches in Analyzing Unstructured Data (Cambridge University Press, 2006)CrossRefGoogle Scholar
Ferran, E., Building an EU Securities Market (Cambridge University Press, 2004)CrossRefGoogle Scholar
Ferran, E., ‘Cross-border offers of securities in the EU: the standard life flotation’ (2007) 4 European Company and Financial Law Review461CrossRefGoogle Scholar
Ferran, E., ‘Principles-based, risk-based regulation and effective enforcement’ in Tison, M., Wulf, H., Elst, C. and Steennot, R. (eds.), Perspectives in Company Law and Financial Regulation (Cambridge University Press, 2009) 427Google Scholar
Ferrarini, G., ‘Securities regulation and the rise of pan-European securities markets: an overview’ in Ferrarini, G., Hopt, K., Wymeersch, E. (eds.), Capital Markets in the Age of the Euro – Cross-Border Transactions, Listed Companies and Regulation (Kluwer Law International, The Hague, 2002) 241Google Scholar
Ferrarini, G. and Guidici, P., ‘Financial scandals and the role of private enforcement: the Parmalat case’ in Armour, J. and McCahery, J. (eds.), After Enron: Improving Corporate Law and Modernising Securities Regulation in Europe and the US (Hart Publishing, Oxford, 2006)Google Scholar
,FESCO, ‘A “European Passport” for issuers’ (FESCO/00138b, 20 December 2000), www.cesr.eu
Fox, M., ‘Civil liability and mandatory disclosure’ (2009) 109 Columbia Law Review237Google Scholar
Fox, M., ‘Required disclosure and corporate governance’ (1999) 62 Law and Contemporary Problems113CrossRefGoogle Scholar
Fox, M., ‘Retaining mandatory securities disclosure: why issuer choice is not investor empowerment’ (1999) 85 Virginia Law Review1335CrossRefGoogle Scholar
Fox, M., ‘The issuer choice debate’ (2001) 2 Theoretical Inquiries in Law563CrossRefGoogle Scholar
Fox, M., ‘The securities globalization disclosure debate’ (2000) 78 Washington University Law Quarterly567Google Scholar
Deringer, Freshfields Bruckhaus, ‘The Prospectus Directive and its implementation in the UK’ (October 2004), www.freshfields.com/publications/pdfs/practices/9790.pdf
,FSA, ‘A regulatory response to the global banking crisis’ (DP09/2, March 2009), www.fsa.gov.uk/pubs/discussion/dp09_02.pdf
,FSA, ‘A regulatory response to the global banking crisis – feedback on the Turner review and DP09/2’ (Feedback Statement 09/3 September 2009), www.fsa.gov.uk/pubs/discussion/fs09_03.pdf
,FSA, ‘A review of the structure of the listing regime’ (DP 08/1, January 2008), www.fsa.gov.uk/pubs/discussion/dp08_01.pdf.
,FSA, ‘Enforcement financial penalties’ (Consultation Paper, 09/19*** July 2009), www.fsa.gov.uk/pubs/cp/cp09_19.pdf;
,FSA, ‘Enforcement financial penalties – feedback on CP09/19’ (PS 10/4, March 2010), www.fsa.gov.uk/pubs/policy/ps10_04.pdf
,FSA, ‘Implementation of the Prospectus Directive’ (Policy Statement 05/7, June 2005), www.fsa.gov.uk/pubs/policy/ps05_07.pdf
,FSA, ‘Listing regime – FAQs’ (Issue 2, June 2010), www.fsa.gov.uk/pages/Doing/UKLA/pdf/listing_regime_faqs.pdf
,FSA, ‘Listing regime review – policy statement for CP08/21 and further minor consultation’ (CP09/24**, October 2009), www.fsa.gov.uk/pubs/cp/cp09_24.pdf.
,FSA, ‘Review of the listing regime’ (CP 203, October 2003), www.fsa.gov.uk/pubs/cp/cp203.pdf
,FSA, ‘The listing review and implementation of the Prospectus Directive – draft rules and feedback on CP203’ (CP 04/16***, October 2004), www.fsa.gov.uk/pubs/cp/cp04_16.pdf
,FSA, ‘The Turner review – a regulatory response to the global banking crisis’ (March 2009), www.fsa.gov.uk/pubs/other/turner_review.pdf
Fudenberg, D., ‘Advancing beyond advances in behavioral economics’ (2006) 44 Journal of Economic Literature694CrossRefGoogle Scholar
Genschel, P., ‘The dynamics of inertia: institutional persistence and change in telecommunications and health care’ (1997) Governance43CrossRefGoogle Scholar
Genschel, P., ‘Why no mutual recognition of VAT? Regulation, taxation and the integration of the EU's internal market for goods’ (2007) 14 Journal of European Public Policy743CrossRefGoogle Scholar
Genschel, P. and Plumber, T., ‘Regulatory competition and international co-operation’ (1997) 4 Journal of European Public Policy626CrossRefGoogle Scholar
Gewinner, D. and Uzan, C., ‘La transposition de la directive “prospectus” en droit français’ (July–August, 2005) Bulletin Joly Bourse375Google Scholar
Gilovich, T., Griffin, D. and Kahneman, D., (eds.), Heuristics and Biases – The Psychology of Intuitive Judgment (Cambridge University Press, 2002)CrossRefGoogle Scholar
Gilson, R. and Kraakman, R., ‘The mechanisms of market efficiency’ (1984) 70 Virginia Law Review549CrossRefGoogle Scholar
Gilson, R. and Kraakman, R., ‘The mechanisms of market efficiency twenty years later: the hindsight bias’ (2003) 28 Journal of Corporation Law715Google Scholar
Girard, O., ‘Les méthodes de suppression des frontières au plan mondial dans le domaine bancaire et financier’ (2007–2008) 3 Revue Européenne de droit bancaire & financier349Google Scholar
Goldstein, J., ‘Ideas, institutions, and American trade policy’ (1988) 42 International Organization179CrossRefGoogle Scholar
Goldstein, J. and Keohane, R., ‘Ideas and Foreign Policy: An Analytical Framework’ in Goldstein, J. and Keohane, R. (eds.), Ideas and Foreign Policy – Beliefs, Institutions, and Political Change (Cornell University Press, Ithaca, 1993) 3Google Scholar
Goldstein, J. and Keohane, R., (eds.), Ideas and Foreign Policy – Beliefs, Institutions, and Political Change (Cornell University Press, Ithaca, 1993)Google Scholar
Goshen, Z. and Parchomovsky, G., ‘The essential role of securities regulation’ (2006) 55 Duke Law Journal711Google Scholar
Gould, S., The Structure of Evolutionary Theory (Harvard University Press, Harvard, 2002)Google Scholar
Grant, J., ‘NYSE Euronext moves swiftly to suspend Satyam listing’ (FT online, London, 7 January 2009)
Grant, J., ‘NYSE set to challenge LSE in Europe’ (FT online, 14 April 2008)
Graziano, P. and Vink, M. (eds.), Europeanization – New Research Agendas (Palgrave Macmillan, Basingstoke, 2008)Google Scholar
Griller, S. and Orator, A., ‘Everything under control? The “way forward” for European agencies in the footsteps of the Meroni doctrine’ (2010) 35 European Law Review3Google Scholar
Grundfest, J., ‘Punctuated equilibria in the evolution of United States securities regulation’ (2002) 8 Stanford Journal of Law, Business & Finance1Google Scholar
Hall, P., Governing the Economy – The Politics of State Intervention in Britain and France (Polity Press, Cambridge, 1986)Google Scholar
Hall, P., ‘Policy paradigms, social learning, and the State – the case of economic policymaking in Britain’ (1993) 25 Comparative Politics275CrossRefGoogle Scholar
Hall, P. and Taylor, R.Political science and the three new institutionalisms’ (1996) 44 Political Studies936CrossRefGoogle Scholar
Hayek, F., New Studies in Philosophy, Politics, Economics and the History of Ideas (Routledge & Kegan Paul, London, 1978)CrossRefGoogle Scholar
Hayes-Renshaw, F. and Wallace, H., ‘Executive power in the European Union: the functions and limits of the Council of Ministers’ (1995) 2 Journal of European Public Policy559CrossRefGoogle Scholar
Hayes-Renshaw, F. and Wallace, H., The Council of Ministers (Palgrave Macmillan, Basingstoke, 2006)CrossRefGoogle Scholar
Hearst, M., ‘Untangling text data mining’ in Proceedings of the 37th Annual Meeting of the Association for Computational Linguistics (Maryland, US, June 1999)Google Scholar
Heine, K. and Kerber, W., ‘European corporate laws, regulatory competition and path dependence’ (2002) 13 European Journal of Law and Economics47CrossRefGoogle Scholar
Heisenberg, D., ‘The institution of “consensus” in the European Union: formal versus informal decision-making in the Council’ (2005) 44 European Journal of Political Research65CrossRefGoogle Scholar
Héritier, A., ‘Mutual recognition: comparing policy areas’ (2007) 14 Journal of European Public Policy800CrossRefGoogle Scholar
Héritier, A., Policy-Making and Diversity in Europe – Escape from Deadlock (Cambridge University Press, Cambridge, 1999)CrossRefGoogle Scholar
Héritier, A., ‘The accommodation of diversity in European policy-making and its outcomes: regulatory policy as a patchwork’ (1996) 3 Journal of European Public Policy149CrossRefGoogle Scholar
Hertig, G., Kraakman, R. and Rock, E., ‘Issuers and investor protection’ in Kraakman, R., Davies, P., Hansmann, H., Hertig, G., Hopt, K., Kanda, H. and Rock, E. (eds.), The Anatomy of Corporate Law – A Comparative and Functional Approach (Oxford University Press, 2004) 193Google Scholar
Hirschman, A., Exit, Voice, and Loyalty – Responses to Decline in Firms, Organizations and States (Harvard University Press, Cambridge, MA, 1970)Google Scholar
Hix, S., The Political System of the European Union (Palgrave Macmillan, Basingstoke, 2005)Google Scholar
Treasury, HM, ‘A new approach to financial regulation: judgement, focus and stability’ (July 2010), www.hm-treasury.gov.uk/d/consult_financial_regulation_condoc.pdf
Hoevers, J. and Busch, D., ‘Dutch securities regulator AFM grants non-EU SEC registered companies fast track access to European equity capital markets’ (2007) 22 Journal of International Banking Law and Regulation621Google Scholar
Hopt, K. and Voigt, H-C., ‘Grundsatz- und Reformprobleme der Prospekt- und Kapitalmarktsinformationshaftung’ in Hopt, K. and Voigt, H-C. (eds.), Prospekt- und Kapitalmarktinformationshaftung – Recht und Reform in der Europäischen Union, der Schweiz und den USA (Mohr Siebeck, Tübingen, 2005) 9Google Scholar
,House of Commons, ‘Banking Crisis – Vol. I’ (Treasury Committee, 1 April 2009), www.publications.parliament.uk/pa/cm200809/cmselect/cmtreasy/144/144i.pdf
,House of Lords European Union Committee, ‘The future of EU financial regulation and supervision – Vol. II: Evidence’ (14th Report of Session 2008–09), www.publications.parliament.uk/pa/ld200809/ldselect/ldeucom/106/106ii.pdf
Howells, G. and Weatherill, S., Consumer Protection Law (Ashgate, Hants, 2005)Google Scholar
Howlett, M. and Cashore, B., ‘The dependent variable problem in the study of policy change: understanding policy change as a methodological problem’ (2009) 11 Journal of Comparative Policy Analysis33CrossRefGoogle Scholar
Hudson, A., Securities Law (Sweet & Maxwell, London, 2008)Google Scholar
,ICMA, ‘Consultation on the review of the Prospectus Directive’ (letter to the European Commission, 10 March 2008), www.icmagroup.org/ICMAGroup/files/54/54d09f97–1137–402b-8cc4-c554e6229908.pdf
,IOSCO, ‘Principles on point of sale disclosure’ (Consultation Report, November 2009), www.iosco.org/library/pubdocs/pdf/IOSCOPD310.pdf
Jackson, H., ‘The impact of enforcement: a reflection’ (2008) 156 University of Pennsylvania Law Review PENNumbra400Google Scholar
Jackson, H., ‘Variation in the intensity of financial regulation: preliminary evidence and potential implications’ (2007) 24 Yale Journal on Regulation253Google Scholar
Jackson, H. and Pan, E., ‘Regulatory competition in international securities markets: evidence from Europe in 1999 – Part I’ (2001) 56 Business Lawyer653Google Scholar
Jackson, H. and Roe, M., ‘Public and private enforcement of securities laws: resource-based evidence’ (2009) 93 Journal of Financial Economics207CrossRefGoogle Scholar
Jacobsen, J., ‘Much ado about ideas: the cognitive factor in economic policy’ (1995) 47 World Politics283CrossRefGoogle Scholar
Joerges, C. and Neyer, J., ‘From intergovernmental bargaining to deliberative political processes: the constitutionalisation of comitology’ (1997) 3 European Law Journal273CrossRefGoogle Scholar
Joerges, C. and Neyer, J., ‘Transforming strategic interaction into deliberative problem-solving: European comitology in the foodstuffs sector (1997) 4 Journal of European Public Policy609CrossRefGoogle Scholar
Joerges, C. and Vos, E. (eds.), EU Committees: Social Regulation, Law and Politics (Hart Publishing, Oxford, 1999)Google Scholar
Jolls, C., Sunstein, C. and Thaler, R., ‘A behavioral approach to law and economics’ (1998) 50 Stanford Law Review1471CrossRefGoogle Scholar
Kahan, M., ‘Securities laws and the social costs of “inaccurate” stock prices’ (1992) 41 Duke Law Journal977CrossRefGoogle Scholar
Kahneman, D. and Tversky, A., ‘Judgment under uncertainty: heuristics and biases’ (1974) 185 Science1124Google Scholar
Kahneman, D. and Tversky, A., ‘Prospect theory: an analysis of decision under risk’ (1979) 47 Econometrica263CrossRefGoogle Scholar
Kahneman, D. and Krueger, A., ‘Developments in the measurement of subjective well-being’ (2006) 20 Journal of Economic Perspectives3CrossRefGoogle Scholar
Kindgon, J., ‘Politicians, self-interest, and ideas’ in Marcus, G. and Hanson, R. (eds.), Reconsidering the Democratic Public (Pennsylvania State University Press, University Park PA, 1993)Google Scholar
Kitch, E., ‘Proposals for Reform of Securities Regulation: An Overview’ (2001) 41 Virginia Journal of International Law629Google Scholar
Knill, C. and Lehmkuhl, D., ‘The national impact of European Union regulatory policy: three Europeanization mechanisms’ (2002) 41 European Journal of Political Research255CrossRefGoogle Scholar
Koutrakos, P., EU International Relations Law (Hart Publishing, Oxford, 2006)Google Scholar
Koutrakos, P., ‘Primary law and policy in EU external relations: moving away from the big picture’ (2008) 33 European Law Review666Google Scholar
Krasner, S., ‘Approaches to the State: alternative conceptions and historical dynamics’ (1984) 16 Comparative Politics223CrossRefGoogle Scholar
Porta, R., Lopez-de-Silanes, F. and Shleifer, A., ‘The economic consequences of legal origins’ (2008) 46 Journal of Economic Literature285CrossRefGoogle Scholar
Porta, R., Lopez-de-Silanes, F. and Shleifer, A., ‘What works in securities laws?’ (2006) 61 Journal of Finance1CrossRefGoogle Scholar
Porta, R., Lopez-de-Silanes, F., Shleifer, A. and Vishny, R., ‘Law and finance’ (1998) 106 Journal of Political Economy1113CrossRefGoogle Scholar
Porta, R., Lopez-de-Silanes, F., Shleifer, A. and Vishny, R., ‘Legal determinants of external finance’ (1997) 52 Journal of Finance1131CrossRefGoogle Scholar
,Lamfalussy Committee, ‘Final report of the Committee of Wise Men on the regulation of European securities markets’ (Brussels, 15 February 2001), http://ec.europa.eu/internal_market/securities/docs/lamfalussy/wisemen/final-report-wise-men_en.pdf
Langevoort, D., ‘Taming the animal spirits of the stock markets: a behavioral approach to securities regulation’ (2002) 97 Northwestern University Law Review135Google Scholar
Lenaerts, K., ‘Regulating the regulatory process: “delegation of powers” in the European Community’ (1993) 18 European Law Review23Google Scholar
Lenschow, A., ‘Europeanisation of public policy’ in Richardson, J. (ed.), European Union – Power and Policy-making (Routledge, Abingdon, 2006) 55Google Scholar
Levitt, S. and List, J., ‘Homo economicus evolves’ (2008) 319 Science909CrossRefGoogle ScholarPubMed
Lewis, C., Rogalski, R. and Seward, J., ‘Understanding the design of convertible debt’ (1998) 11 Journal of Applied Corporate Finance45.CrossRefGoogle Scholar
Lewis, J., ‘Informal integration and the supranational construction of the Council’ (2003) 10 Journal of European Public Policy996CrossRefGoogle Scholar
Lewis, J., ‘Institutional environments and everyday EU decision making: rationalist or constructivist? (2003) 36 Comparative Political Studies97CrossRefGoogle Scholar
Lindblom, C., ‘Still muddling, not yet through’ (1979) 39 Public Administration Review517CrossRefGoogle Scholar
Lindblom, C., ‘The science of ‘muddling through’ (1959) 19 Public Administration79CrossRefGoogle Scholar
Linklaters, , ‘Amendments to Prospectus Directive published’ (10 July 2010), www.linklaters.com/pdfs/publications/PDReview_ClientNote.pdf
Loss, L. and Seligman, J., Fundamentals of Securities Regulation (Aspen, New York, 2004)Google Scholar
Mahoney, P., ‘Mandatory disclosure as a solution to agency problems’ (1995) 62 University of Chicago Law Review1047CrossRefGoogle Scholar
Mahoney, P., ‘The exchange as regulator’ (1997) 83 Virginia Law Review1453CrossRefGoogle Scholar
Mahoney, P. and Majone, G., Dilemmas of European Integration (Oxford University Press, Oxford, 2009)Google Scholar
Mahoney, P.Majone, G., ‘The credibility crisis of Community regulation’ (2000) 38 Journal of Common Market Studies273Google Scholar
Mahoney, P.Majone, G., ‘The future of regulation in Europe’ in Majone, G., (ed.), Regulating Europe (Routledge, London, 1996) 265Google Scholar
Mahoney, P.Majone, G., ‘The new European agencies: regulation by information’ (1997) 4 Journal of European Public Policy262Google Scholar
Mahoney, P.Majone, G., ‘The rise of the regulatory state in Europe’ (1994) 17 West European Politics77Google Scholar
Mahoney, P.Majone, G., ‘Two logics of delegation – agency and fiduciary relations in EU governance’ (2001) 2 European Union Politics103Google Scholar
Marini, P., ‘Rapport fait au nom de la commission des finances, du contrôle budgétaire et des comptes économiques de la Nation (1) sur le projet de loi, adopté part l'Assemblée nationale, après déclaration d'urgence, portant mesures urgentes de réformes à caractère économique et financier’ (Rapport n°336, Session Ordinaire de 2000–2001), www.senat.fr/rap/l00–336/l00–3361.pdf
Mazey, S. and Richardson, J. ‘Interest groups and EU policy-making – organisational logic and venue shopping’ in Richardson, J. (ed.), European Union – Power and Policy-making (Routledge, London, 2006) 247Google Scholar
McNamara, K., The Currency of Ideas: Monetary Politics in the European Union (Cornell University Press, Ithaca, New York, 1998)Google Scholar
Méadal, J., Les Marchés Financiers et l'Ordre Public (L.G.D.J., Paris, 2007)Google Scholar
Mendales, R., ‘Collaterized explosive devices: why securities regulation failed to prevent the CDO meltdown, and how to fix it’ (2009) 5 University of Illinois Law Review1359Google Scholar
Moloney, N., ‘Building a retail investment culture through law: the 2004 Markets in Financial Instruments Directive’ (2005) 6 European Business Organization Law Review341CrossRefGoogle Scholar
Moloney, N., EC Securities Regulation (Oxford University Press, 2008)Google Scholar
Moravcsik, A., The Choice for Europe – Social Purpose and State Power from Messina to Maastricht (UCL Press, London, 1998)Google Scholar
Nahrath, S., ‘The power of ideas in policy research: a critical assessment’ in Braun, D. and Busch, A. (eds.), Public Policy and Political Ideas (Edward Elgar, Cheltenham, 1999) 41Google Scholar
Almer), NewGov (J., ‘The reform of comitology and the parallel reform of the European financial services sector’ (ref. 7/D07c, December 2006), www.eu-newgov.org
Nicolaïdis, K., ‘Regulatory cooperation and managed mutual recognition: elements of a strategic model’ in Bermann, G., Herdegen, M. and Lindseth, P. (eds.), Transatlantic Regulatory Cooperation – Legal Problems and Political Prospects (Oxford University Press, 2000) 571Google Scholar
Nicolaïdis, K. and Schmidt, S., ‘Mutual recognition on “trial”: the long road to services liberalization’ (2007) 14 Journal of European Public Policy717CrossRefGoogle Scholar
Nicolaïdis, K. and Shaffer, G., ‘Transnational mutual recognition regimes: governance without global government’ (2005) 68 Law and Contemporary Problems263Google Scholar
,NYSE Euronext, ‘Fast path listing using SEC filings’ (International Listing Guide 2008), www.euronext.com/fic/000/033/111/331110.pdf
,NYSE Euronext, ‘NYSE Euronext welcomes NYSE-listed Satyam Computer Services to its European Market. First issuer to seek cross-listing on NYSE Euronext in Europe using fast-path’ (Press Release, 23 January 2008), www.euronext.com/news/press_release/press_release-1731-EN.html?docid=491514
O'Keeffe, D., ‘Exclusive, concurrent and shared competence’ in Dashwood, A. and Hillion, C. (eds.), The General Law of E.C. External Relations (Sweet & Maxwell, London, 2000) 115Google Scholar
Ogus, A., Regulation – Legal Form and Economic Theory (Hart Publishing, Oxford, 2004)Google Scholar
Ortino, O., ‘The role and functioning of mutual recognition in the European market of financial services’ (2007) 56 International and Comparative Law Quarterly309CrossRefGoogle Scholar
Pang, B. and Lee, L., ‘Opinion mining and sentiment analysis’ (2008) 2 Foundations and Trends in Information Retrieval1CrossRefGoogle Scholar
Peterson, J. and Bomberg, E., Decision-making in the European Union (Macmillan Press, Basingstoke, 1999)CrossRefGoogle Scholar
Piao, S., Tsuruoka, Y. and Ananiadou, S., ‘Sentiment analysis with knowledge resource and NLP Tools’ (2009) 4 International Journal of Interdisciplinary Social Sciences17.CrossRefGoogle Scholar
Piris, J-C., The Lisbon Treaty – A Legal and Political Analysis (Cambridge University Press, 2010)CrossRefGoogle Scholar
Pistor, K., ‘Legal ground rules in coordinated and liberal market economies’ in Hopt, K., Wymeersch, E., Kanda, H. and Baum, H. (eds.), Corporate Governance in Context – Corporations, States, and Markets in Europe, Japan, and the US (Oxford University Press, 2005)Google Scholar
Pollack, M., ‘Representing diffuse interests in EC policy-making’ (1997) 4 Journal of European Public Policy572CrossRefGoogle Scholar
Ponzano, P., ‘“Executive” and “delegated” acts: the situation after the Lisbon Treaty’ in Griller, S. and Ziller, J. (eds.), The Lisbon Treaty – EU Constitutionalism without a Constitutional Treaty? (Springer, Vienna, 2008) 135Google Scholar
Posner, R., ‘Reply to comments’ (2010) 6 Journal of Institutional Economics139CrossRefGoogle Scholar
Prentice, R., ‘The case of the irrational auditor: a behavioral insight into securities fraud litigation’ (2000) 95 Northwestern University Law Review133Google Scholar
Prentice, R., ‘Whither securities regulation? Some behavioral observations regarding proposals for its future’ (2002) 51 Duke Law Journal1397CrossRefGoogle Scholar
Puttfarken, H-J. and Schrader, , ‘Frankreich’ in Hopt, K. and Voigt, H-C. (eds.), Prospekt- und Kapitalmarktinformationshaftung – Recht und Reform in der Europäischen Union, der Schweiz und den USA (Mohr Siebeck, Tübingen, 2005)Google Scholar
Quaglia, L., ‘Financial sector committee governance in the European Union’ (2008) 30 Journal of European Integration563CrossRefGoogle Scholar
Radaelli, C., ‘The Europeanization of public policy’ in Featherstone, K. and Radaelli, C. (eds.), The Politics of Europeanization (Oxford University Press, 2003) 27Google Scholar
Radaelli, C., ‘The puzzle of regulatory competition’ (2004) 24 Journal of Public Policy1CrossRefGoogle Scholar
Rein, M. and Schön, D., ‘Frame-reflective policy discourse’ in Wagner, P., Hirschon Weiss, C., Wittrock, B. and Wollmann, H. (eds.), Social Sciences and Modern States – National Experiences and Theoretical Crossroads (Cambridge University Press, 1991) 262Google Scholar
Rhinard, M., Ideas, interests, and policy change in the European Union: the mobilization of frames by actors in the agricultural and biotechnical policy sectors (D.Phil. dissertation, unpublished, Cambridge University, 2002)Google Scholar
Rock, E., ‘Securities regulation as lobster trap: a credible commitment theory of mandatory disclosure’ (2002) 23 Cardozo Law Review675Google Scholar
Romano, R., ‘Empowering investors: a market approach to securities regulation’ (1998) 107 Yale Law Journal2359CrossRefGoogle Scholar
Romano, R., The Advantage of Competitive Federalism for Securities Regulation (AEI Press, Washington D.C., 2002)Google Scholar
Romano, R., The Genius of American Corporate Law (AEI Press, Washington D.C., 1993)Google Scholar
Rosamond, B., Theories of European Integration (Palgrave Macmillan,Basingstoke, 2000)Google Scholar
Rosenfeld, E. and Veil, J., ‘Sanctions administratives, sanction pénalesPouvoirs 2009/1 n° 128, p. 61CrossRefGoogle Scholar
Saurugger, S. and Radaelli, C., ‘The Europeanization of public policies: introduction’ (2008) 10 Journal of Comparative Policy Analysis213CrossRefGoogle Scholar
Schammo, P., ‘Arbitrage and abuse of rights in the EC legal system’ (2008) 14 European Law Journal351CrossRefGoogle Scholar
Schammo, P., ‘Comments on abuse of rights’ in Feria, R. and Vogenauer, S. (eds.), Prohibition of Abuse of Law – A New General Principle of EU Law (Hart Publishing, Oxford, 2010)Google Scholar
Schammo, P., ‘The prospectus approval system’ (2006) 7 European Business Organization Law Review501CrossRefGoogle Scholar
Schammo, P., The Prospectus Directive – new perspectives on issuer's choice and regulatory competition (D.Phil. dissertation, unpublished, Oxford University 2006)Google Scholar
Scharpf, F., Games Real Actors Play – Actor-centered Institutionalism in Policy Research (Westview Press, Boulder CO, 1997)Google Scholar
Scharpf, F., Governing in Europe – Effective and Democratic? (Oxford University Press, Oxford, 1999)CrossRefGoogle Scholar
Scharpf, F., ‘Institutions in comparative policy research’ (2000) 33 Comparative Political Studies762CrossRefGoogle Scholar
Scharpf, F., ‘Legitimate diversity: the new challenge of European integration’ in Börzel, T. and Chichowski, R. (eds.), The State of the European Union Vol. 6 – Law, Politics, and Society (Oxford University Press, Oxford, 2003) 79Google Scholar
Scharpf, F., ‘The joint-decision trap: lessons from German federalism and European integration’ (1988) 66 Public Administration239CrossRefGoogle Scholar
Scharpf, F., ‘The joint decision trap revisited’ (2006) 44 Journal of Common Market Studies845CrossRefGoogle Scholar
Scharpf, F., ‘What have we learned? Problem solving capacity of the multilevel European polity’ (MPIfG Working Paper 01/4, July 2001), www.mpi-fg-koeln.mpg.de/pu/workpap/wp01–4/wp01–4.html
Schmidt, V., ‘Europeanization and the mechanics of economic policy adjustment’ (2002) 9 Journal of European Public Policy894CrossRefGoogle Scholar
Schmidt, V., The Futures of European Capitalism (Oxford University Press, 2002)CrossRefGoogle Scholar
Schneider, H. and Haag, H., ‘Retail cascading in Germany – a model for a revision of the PD’ (2007) 2 Capital Markets Law Journal370CrossRefGoogle Scholar
Schön, D. and Rein, M., Frame Reflection – Toward the Resolution of Intractable Policy Controversies (BasicBooks, New York, 1994)Google Scholar
Schusterschitz, G. and Kotz, S., ‘The comitology reform of 2006’ (2007) 3 European Constitutional Law Review68CrossRefGoogle Scholar
Schwarcz, S., ‘Disclosure's failure in the subprime mortgage crisis’ (2008) 3 Utah Law Review1109Google Scholar
Schwartz, G., ‘Reality in the economic analysis of tort law: does tort law really deter?’ (1994) 42 UCLA Law Review377Google Scholar
Scott, H., ‘Internationalization of primary public securities markets’ (2000) 63 Law and Contemporary Problems71CrossRefGoogle Scholar
Shleifer, A., Inefficient Markets – An Introduction to Behavioral Finance (Oxford University Press, 2000)CrossRefGoogle Scholar
Siems, M., ‘What does not work in comparing securities laws: a critique on La Porta et al.'s methodology’ (2005) 16 International Company and Commercial Law Review300Google ScholarPubMed
Siems, M. and Deakin, S., ‘Comparative law and finance: past, present and future research’ (2010) 166 Journal of Institutional and Theoretical Economics120CrossRefGoogle Scholar
Simon, H., ‘A behavioral model of rational choice’ (1955) 69 Quarterly Journal of Economics99CrossRefGoogle Scholar
Slot, P., ‘Harmonisation’ (1996) 21 European Law Review378Google Scholar
St Clair Bradley, K., ‘Halfway house: the 2006 comitology reforms and the European Parliament’ (2008) 31 West European Politics837CrossRefGoogle Scholar
Stigler, G., ‘Public regulation of the securities markets’ (1964) 37 Journal of Business117CrossRefGoogle Scholar
Streit, M., ‘Comment [on: R. Van den Bergh ‘The subsidiarity principle and the EC competition rules: the costs and benefits of decentralisation’]’ in Schmidtchen, D. and Cooter, R. (eds.), Constitutional Law and Economics of the European Union (Edward Elgar, Cheltenham, 1997) 184Google Scholar
Sun, J-M. and Pelkmans, J., ‘Regulatory competition in the single market’ (1995) 33 Journal of Common Market Studies67CrossRefGoogle Scholar
Sunstein, C., ‘Behavioral law and economics: a progress report’ (1999) 1 American Law and Economics Review115CrossRefGoogle Scholar
Sunstein, C. and Thaler, R., ‘Libertarian paternalism is not an oxymoron’ (2003) 70 University of Chicago Law Review1159CrossRefGoogle Scholar
Tafara, E. and Peterson, R., ‘A blueprint for cross-border access to U.S. investors: a new international framework’ (2007) 48 Harvard International Law Journal31Google Scholar
Thaler, R. and Sunstein, C., Nudge – Improving Decisions about Health, Wealth and Happiness (Penguin Books, London, 2009)Google Scholar
Thatcher, M., ‘Regulatory agencies, the state and markets: a Franco-British comparison’ (2007) 14 Journal of European Public Policy1028CrossRefGoogle Scholar
Thatcher, M. and Coen, D., ‘Reshaping European regulatory space: an evolutionary analysis’ (2008) 31 West European Politics806CrossRefGoogle Scholar
Tiebout, C., ‘A pure theory of local expenditures’ (1956) 64 Journal of Political Economy416CrossRefGoogle Scholar
Tison, M., ‘Financial market integration in the post-FSAP era – In search of overall conceptual consistency in the regulatory framework’ in Ferrarini, G. and Wymeersch, E. (eds.), Investor Protection in Europe – Corporate Law Making, the MiFID and Beyond (Oxford University Press, 2006) 443Google Scholar
Tjiong, H., ‘Breaking the spell of regulatory competition: reframing the problem of regulatory exit’ (2002) 66 Rabels Zeitschrift für ausländisches und internationales Privatrecht66CrossRefGoogle Scholar
Tung, F., ‘Lost in translation: from U.S. corporate charter competition to issuer choice in international securities regulation’ (2005) 39 Georgia Law Review525.Google Scholar
Gerven, D., ‘General provisions of Community law relating to the prospectus to be published when securities are offered to the public or admitted to trading’ in Gerven, D. (ed.), Prospectus for the Public Offering of Securities in Europe – Vol. I (Cambridge University Press, 2008) 3.CrossRefGoogle Scholar
Gerven, D., (ed.), Prospectus for the Public Offering of Securities in Europe – Vol. I (Cambridge University Press, 2008)CrossRefGoogle Scholar
Vos, E., ‘50 years of European integration, 45 years of comitology’ (Maastricht Faculty of Law Working Papers, 2009–3), http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1345729
VosE., E.,The rise of committees’ (1997) 3 European Law Journal210CrossRefGoogle Scholar
Wagner, H. and Limpach, M., ‘Debt restructurings in connection with Luxembourg listed securities’ (2003) 18 Journal of International Banking Law and Regulation453Google Scholar
Weatherill, S., ‘Beyond preemption? Shared competence and constitutional change in the European Community’ in O'Keeffe, D. and Twomey, P. (eds.), Legal Issues of the Maastricht Treaty (Chancery Law Publishing, London, 1994) 13Google Scholar
Weatherill, S., Cases and Materials on EU Law (Oxford University Press, Oxford, 2010)Google Scholar
Weatherill, S., ‘Pre-emption, harmonisation and the distribution of competence to regulate the internal market’ in Barnard, C. and Scott, J. (eds.), The Law of the Single European Market – Unpacking the Premises (Hart Publishing, Oxford, 2002) 41Google Scholar
Weatherill, S., ‘Why harmonise?’ in Tridimas, P. and Nebbia, P. (eds), European Union Law for the Twenty-First Century – Rethinking the New Legal Order, Vol. 2 (Hart Publishing, Oxford, 2004) 11Google Scholar
Wei, T-b.The equivalence approach to securities regulation’ (2007) Northwestern Journal of International Law & Business255Google Scholar
Weiler, J., ‘The transformation of Europe’ (1991) 100 Yale Law Journal2403CrossRefGoogle Scholar
Wilson, T., Wiebe, J., and Hoffmann, P., ‘Recognizing contextual polarity: an exploration of features for phrase-level sentiment analysis’ (2009) 35 Computational Linguistics399CrossRefGoogle Scholar
Wilson, T., Wiebe, J., and Hoffmann, P., ‘Recognizing contextual polarity in phrase-level sentiment analysis’ in Proceedings of the Conference on Human Language Technology and Empirical Methods in Natural Language Processing (Vancouver, Canada, October 2005) 347Google Scholar
Wood, P., Law and Practice of International Finance (Sweet & Maxwell, London, 2008).Google Scholar
Woolcock, S., ‘Competition among rules in the single European market’ in Bratton, W., McCahery, J., Picciotto, S. and Scott, C. (eds.), International Regulatory Competition and Coordination: Perspectives on Economic Regulation in Europe and the United States (Clarendon Press, Oxford, 1996)Google Scholar
Wouters, J., Coppens, D., and Meester, B., ‘The European Union's external relations after the Lisbon Treaty’ in Griller, S. and Ziller, J. (eds.), The Lisbon Treaty – EU Constitutionalism without a Constitutional Treaty? (Springer, Vienna, 2008) 143Google Scholar
Wyatt, D., ‘Community competence to regulate the internal market’ in Dougan, M. and Currie, S. (eds.), 50 Years of the European Treaties: Looking Back and Thinking Forward (Hart Publishing, Oxford, 2009)Google Scholar
Wymeersch, E., ‘Preparing for the Future’ (CESR/09-203, Speech, 23 February 2009)
Wymeersch, E., ‘Presentation at the International Conference of the “Giordano Dell'Amore”’ (S&C 2010–01, January 2010), www.law.ugent.be/fli/wps/pdf/S&C2010–01.pdf
Yee, A., ‘The causal effects of ideas on policies’ (1996) 50 International Organization69CrossRefGoogle Scholar

Save book to Kindle

To save this book to your Kindle, first ensure coreplatform@cambridge.org is added to your Approved Personal Document E-mail List under your Personal Document Settings on the Manage Your Content and Devices page of your Amazon account. Then enter the ‘name’ part of your Kindle email address below. Find out more about saving to your Kindle.

Note you can select to save to either the @free.kindle.com or @kindle.com variations. ‘@free.kindle.com’ emails are free but can only be saved to your device when it is connected to wi-fi. ‘@kindle.com’ emails can be delivered even when you are not connected to wi-fi, but note that service fees apply.

Find out more about the Kindle Personal Document Service.

  • Select bibliography
  • Pierre Schammo, University of Manchester
  • Book: EU Prospectus Law
  • Online publication: 01 June 2011
  • Chapter DOI: https://doi.org/10.1017/CBO9780511862700.014
Available formats
×

Save book to Dropbox

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Dropbox.

  • Select bibliography
  • Pierre Schammo, University of Manchester
  • Book: EU Prospectus Law
  • Online publication: 01 June 2011
  • Chapter DOI: https://doi.org/10.1017/CBO9780511862700.014
Available formats
×

Save book to Google Drive

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Google Drive.

  • Select bibliography
  • Pierre Schammo, University of Manchester
  • Book: EU Prospectus Law
  • Online publication: 01 June 2011
  • Chapter DOI: https://doi.org/10.1017/CBO9780511862700.014
Available formats
×