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53 - Risk assessment: medium-secure unit

from IV - Record-keeping

Published online by Cambridge University Press:  02 January 2018

Ruth Scally
Affiliation:
Birmingham and Solihull Mental Health NHS Foundation Trust
Clare Oakley
Affiliation:
Institute of Psychiatry, King's College London
Floriana Coccia
Affiliation:
University of Birmingham
Neil Masson
Affiliation:
NHS Greater Glasgow and Clyde
Iain McKinnon
Affiliation:
National Institute for Health Research, Newcastle University
Meinou Simmons
Affiliation:
Cambridge and Peterborough Foundation Trust
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Summary

Setting

This audit is particularly relevant in forensic settings but also applies to any adult psychiatric service, both in- and out-patient.

Background

An assessment of the risks posed by patients, whether self-harm, absconding or violence to others, should be recorded in the patient's notes. In the trust audited, these assessments are based on the HCR-20 (Historical Clinical Risk),a 20-item structured clinical risk assessment tool that is widely used in forensic settings (Khiroya et al, 2009).

Standards

The National Institute for Health and Clinical Excellence (NICE) has produced a guideline (2005) on the short-term management of disturbed and violent behaviour in in-patient psychiatric settings. It states that ‘there should be an effective risk assessment and risk management plan … in the case notes of each service user at high risk and that this should be reviewed on a regular basis’. For the purposes of this audit, this was interpreted as all patients having an HCR-20 form in their notes, which had been reviewed within the past 12 months.

Method

Data collection

The medical records of all in-patients on one specific day were reviewed and the following data collected:

ᐅ whether an HCR-20 form was present in the notes

ᐅ whether it had been completed

ᐅ whether it had been reviewed in the past 12 months

ᐅ the number of disciplines involved in the risk assessment (i.e. whether it was a multidisciplinary assessment).

In addition the length of stay of each patient was noted.

This audit was conducted in combination with an audit of risk assessment documentation for the care programme approach (CPA) within the trust.

Data analysis

The percentage of sets of case notes meeting the standards was calculated for:

ᐅ those with an HCR-20 form

ᐅ those that were complete

ᐅ those that had been reviewed in the preceding 12 months.

The number (and nature) of disciplines involved was counted and displayed in a bar chart.

Resources required

People

Depending on the size of the population being studied, this audit would be suitable for one or two people, of any discipline.

Time

About 4 hours should be allowed for an audit of 90 patients.

Type
Chapter
Information
Publisher: Royal College of Psychiatrists
Print publication year: 2011

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