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11 - Regulation Best Interest, Customer Trust, and the Move to Make Private Investments More Available to Retail Investors
- from Part III - The Regulation of Market Professionals
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- Book:
- The Cambridge Handbook of Investor Protection
- Published online:
- 20 October 2022
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- 27 October 2022, pp 209-222
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5 - The Politics of Entrepreneurial Capital-Raising
- from Part I - Regulating, Lawmaking, and Entrepreneurial Action
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- Book:
- The Cambridge Handbook of Law and Entrepreneurship in the United States
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- 07 April 2022
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- 14 April 2022, pp 85-101
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10 - Compliance as Liability Risk Management
- from Part I - Compliance Concepts and Approaches
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- The Cambridge Handbook of Compliance
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- 07 May 2021
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- 20 May 2021, pp 123-132
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Introduction: Commentaries on Ensuring Corporate Misconduct by Tom Baker and Sean J. Griffith
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- Journal:
- Law & Social Inquiry / Volume 38 / Issue 2 / Spring 2013
- Published online by Cambridge University Press:
- 27 December 2018, pp. 475-479
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- Spring 2013
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30 - Steps toward the Europeanization of US securities regulation, with thoughts on the evolution and design of a multinational securities regulator
- from PART 2 - Perspectives in financial regulation, SECTION 2: Transatlantic perspectives
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- Perspectives in Company Law and Financial Regulation
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- 04 August 2010
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- 18 June 2009, pp 555-569
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5 - Organized Illusions: A Behavioral Theory of Why Corporations Mislead Stock Market Investors (and Cause Other Social Harms)
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- Behavioral Law and Economics
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- 05 June 2012
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- 28 March 2000, pp 144-167
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What Was Kaye Scholer Thinking?
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- Journal:
- Law & Social Inquiry / Volume 23 / Issue 2 / Spring 1998
- Published online by Cambridge University Press:
- 27 December 2018, pp. 297-303
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- Spring 1998
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