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Structural equation modeling of the associations between amygdala activation, personality, and internalizing, externalizing symptoms of psychopathology

Published online by Cambridge University Press:  14 July 2020

Craig S. Neumann*
Affiliation:
Department of Psychology, University of North Texas, Denton, TX, USA
*
Author for correspondence: Craig S. Neumann, Email: craig.neumann@unt.edu
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Abstract

There is an expanding literature on the theoretical and empirical connections between personality and psychopathology, and their shared neurobiological correlates. Recent cybernetic theories of personality and psychopathology, as well as affective neuroscience theory, provide grounding for understanding neurobiological–personality–psychopathology (NPP) associations. With the emergence of large sample datasets (e.g., Human Connectome Project) advanced quantitative modeling can be used to rigorously test dynamic statistical representations of NPP connections. Also, research suggests that these connections are influenced by sex, and large samples provide the opportunity to examine how NPP associations might be moderated by sex. The current study used a large sample from the Duke Neurogenetics Study (DNS) to examine how amygdala activation to facial expressions was linked with self-report of personality traits and clinical interviews of internalizing and externalizing symptoms of psychopathology. Structural equation modeling results revealed direct associations of amygdala activation with personality trait expression, as well as indirect associations (though personality) with symptoms of psychopathology. Moreover, the NPP links were moderated by sex. The current results are in line with research that identifies a broader role played by the amygdala in personality and provide potential insights for continued research in personality neuroscience and recent theories on the neurobiology of personality.

Type
Empirical Paper
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This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution, and reproduction in any medium, provided the original work is properly cited.
Copyright
© The Author(s), 2020. Published by Cambridge University Press

Research has documented a personality–psychopathology connection (Kotov et al., Reference Kotov, Gamez, Schmidt and Watson2010; Krueger & Tackett, Reference Krueger and Tackett2003). With empirical articulation of the structure of psychopathology (Wright et al., Reference Wright, Krueger, Hobbs, Markon, Eaton and Slade2013), it is evident that higher order (Big Five) domains of personality (and personality pathology) can be understood with reference to dimensions of psychopathology, such as internalizing and externalizing (Kotov et al., Reference Kotov, Ruggero, Krueger, Watson, Yuan and Zimmerman2011; Widiger et al., Reference Widiger, Sellbom, Chmielewski, Clark, DeYoung, Kotov and Samuel2018). Also, given that personality involves a “dynamic organization within the individual of those psychophysical systems that determine … characteristic behavior and thought” (Allport, Reference Allport1961, p. 28, emphasis added), it is not surprising that neurobiological systems involved in internalizing and externalizing (Goodkind et al., Reference Goodkind, Eickhoff, Oathes, Jiang, Chang, Jones-Hagata and Grieve2015) are also pertinent to personality (DeYoung, Reference DeYoung2010a, b). Thus, shared aspects of neurobiology may account for the personality–psychopathology association (DeYoung & Krueger, Reference DeYoung and Krueger2018a; Hyatt et al., Reference Hyatt, Owens, Gray, Carter, MacKillop, Sweet and Miller2019). The amygdala is now understood as playing a broader role than originally thought (Cunningham & Brosch, Reference Cunningham and Brosch2012; Pessoa, Reference Pessoa2010), and may be a critical area for understanding neurobiological–personality–psychopathology (NPP) links.

Gray’s (Reference Gray1982) research elucidated two broad biological systems – the behavioral inhibition (BIS) and behavioral activation (BAS) systems – which focused attention on neurobiological aspects of personality (Corr & Cooper, Reference Corr and Cooper2016; Hoppenbrouwers et al., Reference Hoppenbrouwers, Neumann, Lewis and Johansson2015) and psychopathology (Johnson et al., Reference Johnson, Turner and Iwata2003). Subsequent research revealed the role of the amygdala in the BIS (Barrós-Loscertales et al., Reference Barrós-Loscertales, Meseguer, Sanjuán, Belloch, Parcet, Torrubia and Ávila2006) and BAS (Passamonti et al., Reference Passamonti, Rowe, Ewbank, Hampshire, Keane and Calder2008), and thus implicated the amygdala in NPP associations. Moreover, it has become evident that the amygdala is involved in far more than fear conditioning as initially conceived (Pessoa, Reference Pessoa2010). Specifically, the amygdala has been linked to general personality (e.g., Aghajani et al., Reference Aghajani, Veer, Van Tol, Aleman, Van Buchem, Veltman and van der Wee2014; Canli et al., Reference Canli, Sivers, Whitfield, Gotlib and Gabrieli2002; Cunningham et al., Reference Cunningham, Arbuckle, Jahn, Mowrer and Abduljalil2010; DeYoung & Gray, Reference DeYoung, Gray, Corr and Matthews2009; DeYoung & Krueger, Reference DeYoung and Krueger2018a) and pathological personality (e.g., Baskin-Sommers et al., Reference Baskin-Sommers, Neumann, Cope and Kiehl2016; Carré et al., Reference Carré, Hyde, Neumann, Viding and Hariri2013; Donegan et al., Reference Donegan, Sanislow, Blumberg, Fulbright, Lacadie, Skudlarski and Wexler2003; Schultz et al., Reference Schultz, Balderston, Baskin-Sommers, Larson and Helmstetter2016), as well as psychological processes closely related to personality and psychopathology, including emotional processing (Pessoa & Adolphs, Reference Pessoa and Adolphs2010), social cognition (Adolphs, Reference Adolphs2010), and self-awareness and self-regulation (Christoff et al., Reference Christoff, Cosmelli, Legrand and Thompson2011; Northoff et al., Reference Northoff, Heinzel, De Greck, Bermpohl, Dobrowolny and Panksepp2006; Vago & David, Reference Vago and David2012). More generally, the amygdala appears to play a role in ‘tuning’ motivational significance and goals (Cunningham & Brosch, Reference Cunningham and Brosch2012). Similarly, the amygdala has been described as playing a fundamental role in attention, value representation, and decision-making (Pessoa, Reference Pessoa2010). Based on extensive animal research and a more ‘bottom-up’ approach, investigators have proposed that subcortical systems (including the amygdala) are foundational for personality development in both humans and animals (Davis & Panksepp, Reference Davis and Panksepp2011; Latzman et al., Reference Latzman, Boysen and Schapiro2018).

That amygdala activation is linked to values and motivational aspects of organisms, as well as personality development, highlights its relevance to expression of personality and psychopathology (Davidson, Reference Davidson2000; Davidson et al., Reference Davidson, Putnam and Larson2000). For instance, studies have indicated that a range of characteristics of people is linked with amygdala activation, such as Neuroticism and depression (Hariri, Reference Hariri2009), trait optimism (Feder et al., Reference Feder, Nestler and Charney2009), trait happiness and positive emotion (Cunningham & Kirkland, Reference Cunningham and Kirkland2014), attachment style (Vrticka et al., Reference Vrticka, Andersson, Grandjean, Sander and Vuilleumier2008), resilience (Heitzeg et al., Reference Heitzeg, Nigg, Yau, Zubieta and Zucker2008), pathological personality traits (Carré et al., Reference Carré, Hyde, Neumann, Viding and Hariri2013; Donegan et al., Reference Donegan, Sanislow, Blumberg, Fulbright, Lacadie, Skudlarski and Wexler2003; Schultz et al., Reference Schultz, Balderston, Baskin-Sommers, Larson and Helmstetter2016), and personality style and attentional focus (Most et al., Reference Most, Chun, Johnson and Kiehl2006). In addition, recent research suggests considerable neuroanatomical overlap (including the amygdala) between personality traits and internalizing, externalizing psychopathology (Hyatt et al., Reference Hyatt, Owens, Gray, Carter, MacKillop, Sweet and Miller2019), consistent with the notion of fundamental NPP links. An important consideration is how the amygdala might fit into a larger theory regarding such links.

DeYoung and colleagues (DeYoung Reference DeYoung2010a; DeYoung & Gray, Reference DeYoung, Gray, Corr and Matthews2009) have been actively pursuing trait–brain associations, and proposed a Cybernetic Big Five Theory (CB5T; DeYoung, Reference DeYoung2015) and a Cybernetic Theory of Psychopathology (CTP; DeYoung & Krueger, Reference DeYoung and Krueger2018a) that offer explanatory, causal theories of personality and psychopathology in terms of neurobiology. These theories posit personality and psychopathology reflect a cybernetic system involved in goal pursuit, with traits viewed as probabilistic descriptions of behavior influenced by neurobiological systems (e.g., serotonin, dopamine, frontal, subcortical). Essential elements of cybernetic systems are stability of goal pursuit and flexibility to adapt as needed to continue to pursue initial or new goals. Psychopathology results when there is “persistent failure to move toward one’s goals due to failure to generate effective new goals, interpretations, or strategies when existing ones prove unsuccessful” (DeYoung & Krueger, Reference DeYoung and Krueger2018a, p. 121).

The Big Five domains can be specified in terms of two hierarchical meta-traits – stability (Emotional Stability or low Neuroticism, Agreeableness, and Conscientiousness) and plasticity (Extroversion, Openness) – which represent crucial aspects of a cybernetic personality system. As DeYoung (Reference DeYoung2015) states, stability and plasticity are “complementary and, also, in dynamic tension, as extreme plasticity may pose a challenge to stability and vice versa. The opposite of stability is not plasticity but instability, and the opposite of plasticity is not stability but rigidity” (p. 47). That CB5T involves a neurobiological system linked to goals and motivations, and the amygdala is now discussed in terms of values and motivational goal significance, suggests there should be meaningful links between amygdala activity, personality trait expression, and emergence of symptoms of psychopathology. As a social species, human motivational goals for affiliation play a prominent role in personality trait expression (DeYoung & Krueger, Reference DeYoung and Krueger2018a; Neumann et al., Reference Neumann, Kaufman, ten Brinke, Yaden, Hyde and Tsykayama2020), and to the extent there is cybernetic dysfunction of affiliative motives (psychological entropy beyond the edge of chaos, DeYoung & Krueger, Reference DeYoung and Krueger2018b), risk for psychopathology increases (Viding & McCrory, Reference Viding and McCrory2019).

In terms of specific NPP links, Neuroticism, which is inversely associated with affiliative traits (Jang et al., Reference Jang, Livesley, Riemann, Vernon, Hu, Angleitner and Hamer2001), is regularly discussed with respect to increased amygdala activation and depression (Hariri, Reference Hariri2009), though it appears that different aspects of Neuroticism may modulate these associations (Cunningham et al., Reference Cunningham, Arbuckle, Jahn, Mowrer and Abduljalil2010), as well as serotonin polymorphism (Hariri et al., Reference Hariri, Mattay, Tessitore, Kolachana, Fera, Goldman and Weinberger2002; Murphy et al., Reference Murphy, Norbury, Godlewska, Cowen, Mannie, Harmer and Munafo2013), or presence of stressful conditions (Everaerd et al., Reference Everaerd, Klumpers, van Wingen, Tendolkar and Fernández2015). Conversely, Extroversion (E), intimately linked with sociability, is robustly associated with the amygdala activation (Aghajani et al., Reference Aghajani, Veer, Van Tol, Aleman, Van Buchem, Veltman and van der Wee2014; Canli et al., Reference Canli, Sivers, Whitfield, Gotlib and Gabrieli2002). That Neuroticism and Extroversion are both positively associated with amygdala activity suggests activation is not necessarily problematic (Cunningham & Kirkland, Reference Cunningham and Kirkland2014), particularly if it is associated with adaptive goals, motivations, and values (Cunningham & Brosch, Reference Cunningham and Brosch2012; Pessoa, Reference Pessoa2010). Important considerations regarding personality is how it may play a role in the regulation of amygdala activity (Gresham & Gullone, Reference Gresham and Gullone2012; Hermann et al., Reference Hermann, Bieber, Keck, Vaitl and Stark2014; Matsumoto, Reference Matsumoto2006; Morawetz et al., Reference Morawetz, Alexandrowicz and Heekeren2017), and of course, that the amygdala is part of larger neural systems (e.g., Bickart et al., Reference Bickart, Hollenbeck, Barrett and Dickerson2012; Drabant et al., Reference Drabant, McRae, Manuck, Hariri and Gross2009; Ousdal et al., Reference Ousdal, Reckless, Server, Andreassen and Jensen2012), which have implications for NPP links (Hermann et al., Reference Hermann, Bieber, Keck, Vaitl and Stark2014; Holmes et al., Reference Holmes, Lee, Hollinshead, Bakst, Roffman, Smoller and Buckner2012).

In this context, it is noteworthy that, in addition to Neuroticism, the two other stability traits, Agreeableness and Conscientiousness, have links to the serotonin system (DeYoung & Krueger, Reference DeYoung and Krueger2018a). Disturbances in this system are associated with amygdala activation (Murphy et al., Reference Murphy, Norbury, Godlewska, Cowen, Mannie, Harmer and Munafo2013; Volman et al., Reference Volman, Verhagen, den Ouden, Fernández, Rijpkema, Franke and Roelofs2013), though effective emotion regulation is associated with the downregulation of amygdala activity (Drabant et al., Reference Drabant, McRae, Manuck, Hariri and Gross2009; Hölzel et al., Reference Hölzel, Hoge, Greve, Gard, Creswell, Brown and Lazar2013; Joormann et al., Reference Joormann, Cooney, Henry and Gotlib2012; Monk et al., Reference Monk, Klein, Telzer, Schroth, Mannuzza, Moulton and Blair2008). As it turns out, Agreeableness appears to be associated with emotion regulation, via the lateral prefrontal cortex (Haas et al., Reference Haas, Omura, Constable and Canli2007), which is involved in an amygdala-cortical circuit that down-regulates amygdala activity (Drabant et al., Reference Drabant, McRae, Manuck, Hariri and Gross2009; Hermann et al., Reference Hermann, Bieber, Keck, Vaitl and Stark2014; Modinos et al., Reference Modinos, Ormel and Aleman2010). Relatedly, aspects of social affiliation, conceptually related to Agreeableness, are also associated with amygdala–cortical connectivity (Bickart et al., Reference Bickart, Hollenbeck, Barrett and Dickerson2012). Taken together, the pattern of findings suggest that amygdala activation should be inversely related to Agreeableness.

The connection between Conscientiousness and the amygdala is less straightforward. Conscientiousness has been found to be associated with the prefrontal cortex (DeYoung & Gray, Reference DeYoung, Gray, Corr and Matthews2009) and the default mode network (Beaty et al., Reference Beaty, Kaufman, Benedek, Jung, Kenett, Jauk and Silvia2016; Toschi et al., Reference Toschi, Riccelli, Indovina, Terracciano and Passamonti2018). Yet, the DMN (Jiang et al., Reference Jiang, Oathes, Hush, Darnall, Charvat, Mackey and Etkin2016) and PFC (Modinos et al., Reference Modinos, Ormel and Aleman2010) have links with the amygdala. Also notable is that psychopathic and borderline personality are both associated with emotion dysregulation (Garofalo, Neumann, & Mark, Reference Garofalo, Neumann and Mark2020; Wupperman et al., Reference Wupperman, Neumann, Whitman and Axelrod2009), amygdala hyperactivity (Carré et al., Reference Carré, Hyde, Neumann, Viding and Hariri2013; Donegan et al., Reference Donegan, Sanislow, Blumberg, Fulbright, Lacadie, Skudlarski and Wexler2003; Schultz et al., Reference Schultz, Balderston, Baskin-Sommers, Larson and Helmstetter2016), as well as low Agreeableness and Conscientiousness (Distel et al., Reference Distel, Trull, Willemsen, Vink, Derom, Lynskey and Boomsma2009; Seara-Cardoso et al., Reference Seara-Cardoso, Queirós, Fernandes, Coutinho and Neumann2020). Thus, it seems reasonable to suggest that Conscientiousness may also be inversely linked with amygdala activity.

Finally, Openness, perhaps the least understood with respect to neurobiology, appears to have links to higher level cognitive abilities, such as attentional control, which are associated with the PFC (DeYoung & Gray, Reference DeYoung, Gray, Corr and Matthews2009). Recent research has further supported the link between Openness and cognition (DeYoung, Reference DeYoung, Cooper and Larsen2014). To the extent that the PFC plays a role in amygdala down-regulation, one might suspect an inverse association between Openness and amygdala activation. Consistent with this idea, Openness and regular use of reappraisal are associated with successful ability to down-regulate amygdala activity (Morawetz et al., Reference Morawetz, Alexandrowicz and Heekeren2017). Also, reappraisal is linked with Openness (Gresham & Gullone, Reference Gresham and Gullone2012). One the other hand, Openness and Extroversion are the two plasticity traits, and the latter trait has been linked with amygdala activation. Thus, it is not too surprising perhaps that Morawetz and colleagues found that aspects of Openness (identify feelings) were associated with the ability to up-regulate amygdala activity (Morawetz et al., Reference Morawetz, Alexandrowicz and Heekeren2017). Taken together, it is difficult to propose how Openness might be related to amygdala activity, though it appears that it may represent one of the more dynamic traits with respect to NPP associations.

How might sex influence NPP associations? Unfortunately, various studies often control for sex (e.g., Gray et al., Reference Gray, Owens, Hyatt and Miller2018; Moore et al., Reference Moore, Culpepper, Phan, Strauman, Dolcos and Dolcos2018; Yang et al., Reference Yang, Mao, Niu, Wei, Wang and Qiu2020) or combine males and females in a single sample without any control for sex (e.g., Scheffel et al., 2018). These may be unfortunate choices, given that sex differences have been documented in terms of amygdala activation (Stevens & Hamman, Reference Stevens and Hamann2012), personality traits (Schmitt et al., Reference Schmitt, Realo, Voracek and Allik2008), and internalizing, externalizing psychopathology (Hasin & Grant, Reference Hasin and Grant2015). Why might sex differences be relevant? Males and females also differ in emotion regulation and corresponding neurobiological activity (Domes et al., Reference Domes, Schulze, Böttger, Grossmann, Hauenstein, Wirtz and Herpertz2010). With respect to personality and psychopathology, DeYoung et al. (Reference DeYoung, Peterson, Séguin and Tremblay2008) found that decreases in stability and increases in plasticity traits predicted externalizing psychopathology in a male sample. However, large sample behavior genetic research finds a common genetic basis for externalizing and Extroversion in only women, and with Sensation Seeking (i.e., low Conscientiousness) only in men, while Novelty Seeking had a similar genetic basis with externalizing in both males and females (Kendler & Myers, Reference Kendler and Myers2014). Taken together, the pattern of results suggests that the link between neurobiology, personality, and externalizing may be influenced by sex. At this point, it is difficult to generate specific a priori hypotheses on how sex may moderate NPP links, but, nonetheless, it is fair to suggest that sex should moderate them given sex differences among the three NPP domains.

The current study relied on a large sample of archival data from the Duke Neurogenetics Study (Elliot et al., Reference Elliott, Romer, Knodt and Hariri2018; Prather et al., Reference Prather, Bogdan and Hariri2013; Swartz et al., Reference Swartz, Waller, Bogdan, Knodt, Sabhlok, Hyde and Hariri2017) with access to functional brain imaging data of the amygdala, Big Five traits, and symptoms of internalizing (INT), and externalizing (EXT) psychopathology. The functional imaging data drew on a facial expression (fearful, angry, surprised) paradigm that been shown to evoke robust (Nickolov et al., Reference Nikolova, Knodt, Radtke and Hariri2016; Prather, Bogdan, & Hariri, Reference Prather, Bogdan and Hariri2013) and reliable (Manuck, Brown, Forbes, & Hariri, Reference Manuck, Brown, Forbes and Hariri2007) amygdala reactivity. Examination of amygdala activation to facial stimuli is advantageous to the extent that it taps into interpersonal processes (e.g., reading emotion in a person’s face) and thus has relevance for CB5T. Specifically, in CB5T, “personality traits are probabilistic descriptions of relatively stable patterns of emotion, motivation, cognition, and behavior, in response to classes of stimuli that have been present in human environments over evolutionary time” (DeYoung & Krueger, Reference DeYoung and Krueger2018a, emphasis added, p. 122). Examples of such stimuli are threats, rewards, or other people. Human faces represent a powerful person stimulus that activates the amygdala (Hariri, Reference Hariri2009), and cortico-amygdala connectivity has been shown to be significantly associated with increased affiliation (Bickart et al., 2012), and affiliation represents a cybernetic psychological goal that is fundamentally tied to both traits and brain mechanisms (DeYoung & Krueger, Reference DeYoung and Krueger2018a).

Based on the review of the literature, several NPP associations were expected to be uncovered in the present study. Since serotonin is associated with stability traits (DeYoung & Krueger, Reference DeYoung and Krueger2018a) and problems with this neurotransmitter system are associated with amygdala activation (Hariri et al., Reference Hariri, Mattay, Tessitore, Kolachana, Fera, Goldman and Weinberger2002; Murphy et al., Reference Murphy, Norbury, Godlewska, Cowen, Mannie, Harmer and Munafo2013), one would expect that activation should be linked to the Stability traits. With respect to Neuroticism, this is a difficult prediction, given variations in the form of neuroticism (Cunningham et al., Reference Cunningham, Arbuckle, Jahn, Mowrer and Abduljalil2010), genetic polymorphisms (Hariri et al., Reference Hariri, Mattay, Tessitore, Kolachana, Fera, Goldman and Weinberger2002; Murphy et al., Reference Murphy, Norbury, Godlewska, Cowen, Mannie, Harmer and Munafo2013), and experimental conditions (Everaerd et al., Reference Everaerd, Klumpers, van Wingen, Tendolkar and Fernández2015) affect the link with amygdala activation. On the other hand, Agreeableness (Haas et al., Reference Haas, Omura, Constable and Canli2007) and Conscientiousness (DeYoung & Gray, Reference DeYoung, Gray, Corr and Matthews2009) both have links to neurobiological systems involved in emotion regulation (Drabant et al., Reference Drabant, McRae, Manuck, Hariri and Gross2009; Hermann et al., Reference Hermann, Bieber, Keck, Vaitl and Stark2014; Modinos et al., Reference Modinos, Ormel and Aleman2010), which is associated with the down-regulation of amygdala activity (Morawetz et al., Reference Morawetz, Alexandrowicz and Heekeren2017). As such, one would expect decreased activation of the amygdala should be associated with increased Agreeableness and Conscientiousness. The association between Extroversion and positive emotion is well established (DeYoung, Reference DeYoung2015), and extroversion, as well as trait optimism and happiness, is associated with amygdala activation (Aghajani et al., Reference Aghajani, Veer, Van Tol, Aleman, Van Buchem, Veltman and van der Wee2014; Canli et al., Reference Canli, Sivers, Whitfield, Gotlib and Gabrieli2002; Cunningham & Kirkland, Reference Cunningham and Kirkland2014; Feder et al., Reference Feder, Nestler and Charney2009). Thus, amygdala activation should be associated with increased Extroversion in the present study. At present, no predictions could be made for Openness and amygdala activation. On the other hand, based on a wealth of literature (Kotov et al., Reference Kotov, Gamez, Schmidt and Watson2010), it was expected that the personality trait scales would have uniform associations with INT and EXT across the males and females, particularly a positive association between Neuroticism and INT, as well as negative associations between Agreeableness, Conscientiousness, and EXT. Extroversion was also expected to be positively associated with EXT (DeYoung et al., Reference DeYoung, Peterson, Séguin and Tremblay2008; Ruiz et al., Reference Ruiz, Pincus and Schinka2008), especially for females (Kendler & Myers, Reference Kendler and Myers2014).

Finally, how to model the personality–psychopathology link remains an open area. DeYoung and Krueger (Reference DeYoung and Krueger2018b) stated that “signs and symptoms of psychopathology have proven empirically to be on the same latent continua as personality traits. Thus, it is valuable to understand the neural variables that underlie these continua” (p. 166). While research has found meaningful empirical associations between personality and psychopathology, at present it is often the case that each domain is viewed as separate but inter-correlated. For instance, antagonism (or low Agreeableness) and low Conscientiousness are strongly related to but not modeled or empirically aggregated as synonymous with EXT (DeYoung et al., Reference DeYoung, Peterson, Séguin and Tremblay2008; Kotov et al., Reference Kotov, Ruggero, Krueger, Watson, Yuan and Zimmerman2011; Ruiz et al., Reference Ruiz, Pincus and Schinka2008), and a similar case can be made for neuroticism and INT (Klein et al., Reference Klein, Kotov and Bufferd2011; South & Krueger, Reference South and Krueger2011). Thus, two models were tested which represented the personality and psychopathology domains as separate (Model A) versus specifying both domains as indicators of broader INT and EXT latent variables (Model B).

1. Methods

1.1 Participants

A large sample of young adults (N = 1,330, females = 762) was assessed for Big Five traits, symptoms of psychopathology, and participated in a robust and active imaging lab (Duke Neurogenetics Study; Romer et al., Reference Romer, Knodt, Houts, Brigidi, Moffitt, Caspi and Hariri2018). The DNS was approved by the Duke University School of Medicine Institutional Review Board, and all participants provided written informed consent prior to participation. Study exclusions included 1) medical diagnoses of cancer, stroke, diabetes requiring insulin treatment, chronic kidney or liver disease, or lifetime history of psychotic symptoms; 2) use of psychotropic, glucocorticoid, or hypolipidemic medication; 3) conditions affecting cerebral blood flow and metabolism (e.g., hypertension). Current and lifetime DSM-IV (the Diagnostic and Statistical Manual of Mental Disorders) Axis I or select Axis II disorders were assessed with the electronic Mini International Neuropsychiatric Interview (Lecrubier et al., Reference Lecrubier, Sheehan, Weiller, Amorim, Bonora, Sheehan and Dunbar1997) and Structured Clinical Interview for the DSM-IV Axis II subtests (First et al., Reference First, Gibbon, Spitzer, Benjamin and Williams1997), respectively. Neither current nor lifetime diagnosis was an exclusion criterion, given the DNS goal to understand the broad variability in multiple behavioral phenotypes related to psychopathology. Nevertheless, no participant, regardless of diagnosis, was taking any psychoactive medication during or at least 14 days prior to their participation.

1.2 Personality and psychopathology symptom measures

The 240-item NEO personality inventory revised (NEO-PI-R; Costa and McCrae, Reference Costa and McCrae1995) was used to assess Big Five personality domains: 1) Neuroticism (N), 2) Agreeableness (A), 3) Conscientiousness (C), 4) Extraversion (E), and 5) Openness-to-Experience (O). All domains are composed of six facets each with eight items. Each Big Five personality domain was a sum of the facet scores (accounting for reverse coded items). NEO items are on a scale ranging from (0) strongly disagree to (4) strongly agree. Internal consistency of the personality traits was assessed by Cronbach’s alpha as fair to good, ranging between .70 and .85. Consistent with previous research (Schmitt et al., Reference Schmitt, Realo, Voracek and Allik2008), females showed slightly higher scores on the NEO domains, though the effect sizes were quite small (η 2 range = .002 [Openness] to .02 [Neuroticism]).

Based on previous DNS research (Romer et al., Reference Romer, Knodt, Houts, Brigidi, Moffitt, Caspi and Hariri2018), symptoms of Internalizing (INT) and Externalizing (EXT) were also available. These variables were obtained via the electronic Mini International Neuropsychiatric Interview and multiple self-report mental health questionnaires which assessed 1) internalizing symptoms of depression, generalized anxiety, and fears/phobias; 2) externalizing symptoms of antisocial personality/psychopathy, delinquency, and alcohol, cannabis, and other drug abuse/dependence. The INT and EXT variables were standardized to a mean of 100 (SD = 15), with higher scores indicating a greater propensity for psychiatric symptoms (Romer et al., Reference Romer, Knodt, Houts, Brigidi, Moffitt, Caspi and Hariri2018). Consistent with previous research (Hasin & Grant, Reference Hasin and Grant2015), females showed slightly higher INT scores and males higher EXT scores, though the effects sizes were small (η 2’s = .01 [INT] and .06 [EXT]).

1.3 Functional MRI data

1.3.1 BOLD fMRI data acquisition

Each participant was scanned using a research-dedicated GE MR750 3 T scanner equipped with high-power high-duty cycle 50-mT/m gradients at 200 T/m/s slew rate, and an eight-channel head coil for parallel imaging at high bandwidth up to 1MHz at the Duke-UNC Brain Imaging and Analysis Center. A semi-automated high-order shimming program was used to ensure global field homogeneity. A series of 34 interleaved axial functional slices aligned with the anterior commissure–posterior commissure plane were acquired for full-brain coverage using an inverse-spiral pulse sequence to reduce susceptibility artifacts (TR/TE/flip angle = 2000 ms/30 ms/60; FOV = 240 mm; 3.75 × 3.75 × 4 mm voxels; interslice skip = 0). Four initial radiofrequency excitations were performed (and discarded) to achieve steady-state equilibrium. To allow for spatial registration of each participant’s data to a standard coordinate system, high-resolution three-dimensional structural images were acquired in 34 axial slices coplanar with the functional scans (TR/TE/flip angle = 7.7 s/3.0 ms/12; voxel size = 0.9 × 0.9 × 4 mm; FOV = 240 mm, interslice skip = 0). Further discussion of DNS methods can be found at the following website: https://www.haririlab.com/methods/amygdala.html.

1.3.2 BOLD fMRI data pre-processing

Anatomical images for each subject were skull stripped, intensity normalized, and nonlinearly warped to a study-specific average template in a standard stereotactic space (Montreal Neurological Institute template) using ANTs (Klein & Tourville, Reference Klein and Tourville2012). BOLD time series for each subject were processed in AFNI (Cox, Reference Cox1996). Images for each subject were despiked, slice-time corrected, realigned to the first volume in the time series to correct for head motion, coregistered to the anatomical image using FSL’s Boundary Based Registration (Greve & Fischl, Reference Greve and Fischl2009), spatially normalized into MNI space using the non-linear warp from the anatomical image, resampled to 2-mm isotropic voxels, and smoothed to minimize noise and residual difference in gyral anatomy with a Gaussian filter, set at 6 mm full-width at half-maximum. All transformations were concatenated so that a single interpolation was performed. Voxel-wise signal intensities were scaled to yield a time series mean of 100 for each voxel. Volumes exceeding 0.5-mm frame-wise displacement or 2.5 standardized DVARS (Nichols, Reference Nichols2017; Power et al., Reference Power, Mitra, Laumann, Snyder, Schlaggar and Petersen2014) were censored from the GLM.

1.3.3 fMRI quality assurance criteria

Quality control criteria for inclusion of a participant’s imaging data were >5 volumes for each condition of interest retained after censoring for FD and DVARS and sufficient temporal SNR within the bilateral amygdala, defined as greater than 3 standard deviations below the mean of this value across subjects. The amygdala was defined using a high-resolution template generated from 168 Human Connectome Project datasets (Tyszka & Pauli, Reference Tyszka and Pauli2016). Additionally, data were only included in further analyses if the participant demonstrated sufficient engagement with the task, defined as achieving at least 75% accuracy during the face matching condition.

1.3.4 fMRI paradigm

Participants took part in a fMRI paradigm designed to elicit amygdala responses which involved a face-matching paradigm that has been shown to evoke robust (Prather, Bogdan, & Hariri, Reference Prather, Bogdan and Hariri2013) and reliable (Manuck, Brown, Forbes, & Hariri, Reference Manuck, Brown, Forbes and Hariri2007) amygdala reactivity across a wide range of populations. This task has been described in detail in previously published research from the Duke Neurogenetics Study (Prather et al., Reference Prather, Bogdan and Hariri2013; Swartz et al., Reference Swartz, Waller, Bogdan, Knodt, Sabhlok, Hyde and Hariri2017) and has been used extensively to elicit amygdala activity across an array of experimental protocols and sample populations. Also, the activation task was successfully employed to link personality traits to amygdala responses (Carré et al., Reference Carré, Hyde, Neumann, Viding and Hariri2013).

The task consists of four experimental blocks interleaved with five control blocks. In the DNS version of this task, there is one experimental block each of fearful, angry, surprised, and neutral facial expressions presented in a pseudorandom order across participants. During these experimental blocks, participants view a trio of faces and select one of two faces (on the bottom) identical to a target face (top level). Each of these blocks consists of six images, balanced for gender, all of which were derived from a standard set of pictures of facial affect (Ekman & Friesen, Reference Ekman and Friesen1976). During the control blocks, participants view a trio of simple geometric shapes (circles and vertical and horizontal ellipses) and select one of two shapes (bottom) that are identical to a target shape (top). Each of these blocks consists of six different shape trios. All the blocks are preceded by a brief instruction (“Match Faces” or “Match Shapes”) that lasts 2 s. In the experimental task blocks, each of the six face trios is presented for 4 s with a variable interstimulus interval (ISI) of 2–6 s (mean = 4 s) for a total block length of 48 s. A variable ISI is used to minimize expectancy effects and resulting habituation and maximize amygdala reactivity throughout the paradigm. In the control blocks, each of the six shape trios is presented for 4 s with a fixed ISI of 2 s for a total block length of 36 s. Total task time is 390 s.

1.3.5 Latent variable analysis of amygdala activation

The activation variables were represented in terms of lateralization (left vs. right) and also region (basolateral vs. central-medial). Confirmatory factor analysis (CFA) was conducted to determine the best fitting model for the amygdala activation variables. Two CFA models were tested (i.e., left–right vs. BL–CM). Previous meta-analysis suggests the left–right laterality model should produce a better fit (Sergerie et al., Reference Sergerie, Chochol and Armony2008). Consistent with the meta-analytic findings, CFA revealed the amygdala activation latent variables (LVs) were best represented in terms of left vs. right activation (CFI = .99; RMSEA = .04), compared to LVs that reflected regional (BL vs. CM) amygdala factors (CFI = .75, RMSEA = .29). Lastly, model analyses were conducted to check the reliability of the amygdala activation variables since this has recently come to the attention of imaging researchers (Elliot et al., Reference Elliott, Knodt, Ireland, Morris, Poulton, Ramrakha and Hariri2019). There were 40 participants who completed the activation task at 2 time points, with activation trails separated into A and B blocks. To increase power, a within-subject approach was used for modeling A and B trials with the Mplus complex estimation procedure (Muthén & Muthén, Reference Muthén and Muthén2013), which brought the total N to 80 (i.e., S1 at T1, S1 at T2, etc.). Thus, this model estimated the reliability across left and right amygdala activation for A and B trials. The model fit better than a region model (BIC: 161 vs. 175), reproduced the data (SRMR = .06), and A and B latent activation factors were strongly correlated (rs = .73–.76). Consistent with previous DNS research (Nikolova et al., Reference Nikolova, Knodt, Radtke and Hariri2016), males showed slightly higher activation than females, though the effects sizes were quite small (η 2 range = .01 [anger left] to .02 [fear left]).

1.4 Data analytic overview

Structural Equation Modeling (SEM) with robust maximum likelihood estimation was used to examine the associations between latent amygdala activation variables and Big Five, INT, and EXT scale scores. SEM is a rigorous statistical method that allows investigators to model the underlying latent variables (LVs) among a set of measures (e.g., amygdala activation) while also allowing the regression of relevant factors or scales (e.g., NEO, INT, EXT) onto the LVs (Walsh et al., Reference Walsh, Roy, Lasslett and Neumann2019). SEM’s advantages over classical test theory include modeling error separately from common variance, specifying clear item-to-factor relations, and yielding robust evidence of construct validity (Strauss & Smith, Reference Strauss and Smith2009). A two-index strategy was adopted to assess model fit (Hu & Bentler, Reference Hu and Bentler1999), by means of the incremental Comparative Fit Index (CFI) and the absolute Root Mean Square Error of Approximation (RMSEA) index. To avoid falsely rejecting viable latent variable models, the traditional CFI > .90 and RMSEA < .08 cut-offs were used as indicative of acceptable fit because model complexity can increase the difficulty of achieving more conservative levels of fit (Marsh, Hau, & Wen, Reference Marsh, Hau and Wen2004; West, Taylor, & Wu, Reference West, Taylor, Wu and Hoyle2012). Latent variable analyses were conducted with Mplus (Muthén & Muthén, Reference Muthén and Muthén2013).

The SEM of primary interest (Model A) was specified so that the amygdala activation LVs predicted both the manifest trait and symptom variables separately, and also the trait domains were specified to predict the symptom variables. As such, the SEM was specified such that there was a linear flow of associations from neurobiology to personality to symptoms (i.e., Amygdala Activation → NEO → INT, EXT) as well as direct associations between activation and symptoms (Amygdala → INT, EXT). As a check on the verisimilitude of this SEM, an alternative model (Model B) was also tested whereby the NEO domains were integrated into either a broad latent INT or latent EXT variable. Specifically, one could suggest that NEO N and (low) E along with the INT manifest variable are indicators of a broad Internalizing LV, and that (high) E and (low) A, and (low) C along with the EXT manifest variable are indicators of a broad Externalizing LV. Based on previous research (e.g., DeYoung et al., Reference DeYoung, Peterson, Séguin and Tremblay2008; South & Krueger, Reference South and Krueger2011), Model B was not expected to fit as well as Model A, which represented the personality and psychopathology domains as separate though significantly interconnected.

To assure that there was invariance of measurement across the sexes, a strong invariance approach was used for the SEM (Walsh et al., Reference Walsh, Roy, Lasslett and Neumann2019). Note, however, that the same substantive results were obtained when the SEMs were run separately for males and females. Indirect effects for the SEMs were also estimated (i.e., activation through personality to psychopathology). All results in the p < .01 –.001 range were primarily considered for interpretation, to ensure some level of robustness, though results at the p < .05 level are also reported for completeness. Also, 90% confidence intervals were included for all parameters.

2. Results

2.1 Multiple group SEM results

For the primary model (Model A), the multiple-group SEM resulted in an excellent fit (CFI = .99; RMSEA = .03), and the loadings for the activation variables were all strong and significant (ps < .001).Footnote 1 The majority of the significant SEM parameters were in the p < .01–.001 range. For Model B, fit was good (CFI = .94; RMSEA = .07), but Model A fit the data better (BICadj: 76917 vs. 77296). Figure 1 displays the SEM results for males (Panel A) and females (Panel B) separately for Model A.Footnote 2

Note. * = p < .05; ** = p < .01; *** = p < .001; 90% CIs in parentheses. Dashed lines represent indirect (ind.) effects. Big Five correlations for females and males, respectively, −.09 (O & C) to −.48 (O & N); −.07 (O & C) to −.42 (O & N).

Figure 1. Structural equation model linking neurobiology, personality, and psychopathology.

In terms of associations between amygdala activation and personality, many of the expectations held up, though were moderated by sex. For the males, amygdala activation was inversely associated with Agreeableness (p < .01) and Conscientiousness (p < .05). In addition, the activation LVs had positive indirect associations with EXT, through personality; however, these only reached p < .05. Although not predicted, the surprise activation LV was significantly positively associated with INT for males (p < .01). Notably, only the left activation LVs were associated with significant associations for the males.

For the females, the right fear amygdala activation LV was positively associated with Openness (p < .01) and Extroversion (p < .05). This same LV had a positive indirect association with EXT through Extroversion (p < .05). There were two trend positive associations for the anger LVs with Openness and Conscientiousness with parameter 90% CIs outside of zero.

The personality trait domains were linked with INT and EXT in a largely similar fashion across the sexes (ps < .01–.001), and the associations were consistent with previous research (Kotov et al., Reference Kotov, Ruggero, Krueger, Watson, Yuan and Zimmerman2011). Neuroticism was positively and Extroversion negatively associated with INT for both males and females. Extroversion was positively associated with EXT, with a slightly larger effect for females. In addition, Agreeableness and Conscientiousness were both negatively associated with EXT across sexes.

There were some interesting differences between the sexes in terms of personality–psychopathology symptom links. For males, Openness was positively associated with EXT and Agreeableness positively associated with INT. Lastly, Neuroticism was negatively associated with EXT for males. Finally, for females, Conscientiousness was positively associated with INT.

3. Discussion

The current study used SEM with a large sample to optimize the chances of uncovering NPP links (Abram & DeYoung, Reference Abram and DeYoung2017). Overall, the results indicated that amygdala activation had direct associations with personality trait expression, and indirect associations (through personality) with symptoms of psychopathology. Despite different levels of analysis involved in uncovering these NPP links (neurobiological, self-report, clinical interview), most of the results had significance levels in the .01–.001 range, and thus may be robust. While the associations uncovered represent small effect sizes they are comparable to other trait/functional brain activity research (Toschi et al., Reference Toschi, Riccelli, Indovina, Terracciano and Passamonti2018). Tying together different levels of analysis is certainly not easy, and a number of studies have not found significant associations (Gray et al., Reference Gray, Owens, Hyatt and Miller2018), but, nonetheless, SEM with large samples may be advantageous, given it has been successfully employed for modeling associations between personality and a range of different domains such as brain structure (Baskin-Sommers et al., Reference Baskin-Sommers, Neumann, Cope and Kiehl2016), activation (Carré et al., Reference Carré, Hyde, Neumann, Viding and Hariri2013), BIS/BAS dysregulation (Hoppenbrouwers, Neumann et al., Reference Hoppenbrouwers, Neumann, Lewis and Johansson2015), violent criminal acts (Kristic et al., Reference Krstic, Neumann, Roy, Robertson, Knight and Hare2018), and emotion dysregulation (Garofalo et al., Reference Garofalo, Neumann and Mark2020). The use of a robust modeling approach is not only advantageous for linking different levels of analysis and types of measurement, but also allows investigators to statistically represent a system of variable relations, which is optimal for further research on cybernetic aspects of personality.

Overall, the current results have some correspondence with the cybernetic theories offered by DeYoung (Reference DeYoung2015) and DeYoung and Krueger (Reference DeYoung and Krueger2018a, Reference DeYoung and Krueger2018b). For instance, these investigators proposed that a threat system is linked with one of the stability traits (Neuroticism), which is associated with withdrawal behavior. While the current results did not reveal a link between amygdala activation and Neuroticism, they did show that the fear and anger amygdala activation LVs were associated with a decrease in the other two other stability traits, Agreeableness and Conscientiousness (for males), and activation was positively (indirectly) associated with EXT. Moreover, lower Agreeableness and Conscientiousness were associated with increased in EXT. With respect to Affective Neuroscience Theory, Panksepp and colleagues (Davis & Panksepp, Reference Davis and Panksepp2011) developed the Affective Neuroscience Personality Scales (ANPS), which were intended to represent neurobiologically based temperament dispositions. It is noteworthy that Panksepp’s ANPS temperament scale taping Anger is strongly inversely associated with Agreeableness (Montag & Davis, Reference Montag and Davis2018). Taken together, the current results suggest that (low) Agreeableness and (low) Conscientiousness, may be linked to the threat system.

Furthermore, DeYoung and Krueger (Reference DeYoung and Krueger2018b) indicated that the general factor of psychopathology (p) is selectively linked with all three stability traits. In this context, the association between amygdala activation and low Agreeableness and Conscientiousness could be seen as a withdrawal from prosocial propensities. More specifically, decreased Agreeableness and Conscientiousness are well-established correlates of increased EXT (Ruiz et al., Reference Ruiz, Pincus and Schinka2008), and it may be that movement away from prosocial propensities, goals, and motivations reflects, in part, activation of the threat system. One can view EXT and other forms of aggressivity in terms of the presence of a negative (anti-sociality), but it is also possible to view such behavior in terms of the absence of a positive, such as pro-sociality (Neumann et al., Reference Neumann, Hare and Newman2007) and affiliative tendencies (Viding & McCrory, Reference Viding and McCrory2019). Thus, activation of threat may reduce prosocial affiliative motivations.

The current study had additional results that bear on the cybernetic theories. DeYoung and Krueger (Reference DeYoung and Krueger2018a) highlighted that the reward system (e.g., dopamine) is linked to Extroversion, one of the plasticity traits, which activates neurobiological systems (Canli et al., Reference Canli, Sivers, Whitfield, Gotlib and Gabrieli2002; Cunningham & Kirkland, Reference Cunningham and Kirkland2014). The current results suggested that, for females, amygdala activation was linked with Extroversion which was associated with increased EXT. There was also an indirect association of amygdala activation through Extroversion to EXT. Further, it is notable that the dopamine system is also linked to EXT (DeYoung et al., Reference DeYoung, Peterson, Séguin, Mejia, Pihl, Beitchman and Palmour2006), and the amygdala shows functional connectivity with the ventral striatum (Ousdal et al., Reference Ousdal, Reckless, Server, Andreassen and Jensen2012), a component of the reward system. As it turns out, the ANPS Seeking subscale, thought to be linked to the ventral striatum, is significantly associated with Extroversion (Montag & Davis, Reference Montag and Davis2018).

Overall, the results highlight that amygdala activation was associated with both stability and plasticity traits. In addition, for both males and females, these meta-trait domains, respectively, were negatively and positively associated with EXT, consistent with previous research (DeYoung et al., Reference DeYoung, Peterson, Séguin and Tremblay2008). However, that the association between amygdala activation and personality was moderated by sex, but that the associations between personality and psychopathology symptoms (in this case EXT) were similar across sex raises some intriguing issues. For males, amygdala activation was linked to decreases in stability traits, and for females, activation was linked primarily to increases in plasticity traits. Thus, the current results suggest that, for males, decreases in stability traits with amygdala activation may be primary factors for increased EXT. In contrast, for females, the results suggest that increases in plasticity traits (Extroversion) with amygdala activation may be primary factors for increased EXT. This pattern of findings is in accordance with behavior genetic research that found Extroversion had a common genetic basis with EXT for women, and that aspects of low Conscientiousness had a common genetic basis with EXT for men (Kendler & Myers, Reference Kendler and Myers2014). As such, sex differences in the expression of the meta-traits, and their association with neurobiology and psychopathology may be a worthwhile avenue to pursue in future research.

Amygdala activity is involved in a host of human (Cunningham & Brosch, Reference Cunningham and Brosch2012; Pessoa, Reference Pessoa2010) and animal (Rilling et al., Reference Rilling, Scholz, Preuss, Glasser, Errangi and Behrens2012) propensities that have direct relevance to personality trait expression and behavior (Pessoa & Adolphs, Reference Pessoa and Adolphs2010). While the current study only employed cross-sectional data, it is reasonable to suggest that there may be reciprocal relations between amygdala activity and personality trait expression. Since amygdala down-regulation is linked with adaptive emotion regulation strategies (Drabant et al., Reference Drabant, McRae, Manuck, Hariri and Gross2009; Gresham & Gullone, Reference Gresham and Gullone2012; Monk et al., Reference Monk, Klein, Telzer, Schroth, Mannuzza, Moulton and Blair2008; Morawetz et al., Reference Morawetz, Alexandrowicz and Heekeren2017), the “up-regulation” of Agreeableness, and perhaps Conscientiousness, may play a role in such affect regulation propensities (Haas et al., Reference Haas, Omura, Constable and Canli2007), to help meet the demands of the environment and continue to pursue affiliative goals. Similarly, research has demonstrated that individuals can down-regulate neurobiological responses to affective stimuli, and this ability is linked to greater left prefrontal activation (Davidson et al., Reference Davidson, Putnam and Larson2000). DeYoung (Reference DeYoung2015) has discussed that Conscientiousness may be linked with greater prefrontal control. Also, higher EXT is linked with lower cognitive skills associated with prefrontal control (DeYoung et al., Reference DeYoung, Peterson, Séguin and Tremblay2008). In line with these previous findings, the current results indicated decreased amygdala activation (down-regulation) was associated with increased Conscientiousness and lower EXT, consistent with the suggestion that this personality trait may also play a role in affect and behavior regulation.

Amygdala activation with positive affect (Cunningham & Kirkland, Reference Cunningham and Kirkland2014) and Extroversion (Canli et al., Reference Canli, Sivers, Whitfield, Gotlib and Gabrieli2002) have been previously reported, and in line with this research, the current results linked amygdala activation with Extroversion for females. However, the findings of a connection between amygdala activation, Extroversion, and EXT in females are curious. One consideration is that this pattern of associations might represent what DeYoung and Krueger (Reference DeYoung and Krueger2018b) have referred to as cybernetic movement toward the “edge of chaos” such that the increased EXT for the females represents an adaptive ‘recklessness’ or ‘disinhibition’ not likely to lead to major psychopathology but rather an expression of cybernetic plasticity.

While the current findings may have some value in furthering our understanding of NPP links, they are at best a small contribution to personality neuroscience research. As Yankori (2015) wrote, it is “unlikely that any single pathway or biological variable will contribute more than a small fraction of the variance …” for understanding personality traits (p. 57). Still, the current results may have at least some generative value for understanding the nature of personality, particularly in terms of neurobiology. Thinking of personality as a motivational goal-oriented cybernetic system is consistent with recent research that finds the Big Five personality domains are replicable predictors of major life outcomes (Soto, Reference Soto2019). Other research indicates that personality traits are moderately heritable, though heritability decreases with age, and change in personality trait expression is also due to engagement in social roles and life experiences, as well as biological maturation (Kandler, Reference Kandler2012). Personality change appears to be a developmental process, referred to as the maturity principle (Bleidorn, Reference Bleidorn2015). From a CB5T perspective, personality trait change could involve modifications of the underlying neurobiological processes which inform a given trait propensity. For example, mindfulness practices have been shown to alter neurobiological systems involved in emotion regulation (Hölzel et al., Reference Hölzel, Hoge, Greve, Gard, Creswell, Brown and Lazar2013) and are also related to increases in emotional stability and the two plasticity traits (van den Hurk et al., Reference van den Hurk, Wingens, Giommi, Barendregt, Speckens and van Schie2011). Taken together, these studies and the current results highlight the adaptive (or maladaptive) nature of personality, supported by neurobiological systems. Moreover, neurobiology could be influenced, in a reciprocal fashion, by increasing the expression of personality traits linked to affiliation (Bickart et al., Reference Bickart, Hollenbeck, Barrett and Dickerson2012; Klimecki et al. Reference Klimecki, Leiberg, Lamm and Singer2013), or mindfulness (Hölzel et al., Reference Hölzel, Carmody, Vangel, Congleton, Yerramsetti, Gard and Lazar2011; Taren et al., Reference Taren, Creswell and Gianaros2013) which may then lead to better emotion regulation as well as changes in structural and functional characteristics of the amygdala.

3.1 Caveats

Despite the use of a large sample and sophisticated modeling, the current study is not without its limitations. The data were cross-sectional and thus the modeling results should not be interpreted with respect to strict causality. Second, while an attempt was made to derive directional hypotheses, there were nevertheless a number of statistical analyses, and thus some of the findings could be due to chance. Lastly, in the current study, only amygdala activation was incorporated to examine neurobiology–personality associations, and, therefore, was not able to address the importance of other brain regions, and the connections between regions, which no doubt also play a role in how personality propensities are informed by neurobiological factors (DeYoung & Gray, Reference DeYoung, Gray, Corr and Matthews2009).

4. Conclusion

The current study found evidence for meaningful links between neurobiology, personality trait expression, and symptoms of psychopathology. Most of these associations were of small magnitude, though still appeared to be of a relatively robust nature, in part due to the reliance on substantial sample size (Allen & DeYoung, Reference Allen, DeYoung and Widiger2017). Moreover, the results were in line with previous cybernetic and affective neuroscience theories, which adds to the existing support for these theories, and perhaps help to provide a deeper understanding of personality neuroscience.

Acknowledgments

The author is deeply grateful to Professor Ahmad Hariri for allowing access to the current data, to Annchen Knodt for assistance in understanding the data nuances, and especially Iva and Ethan Neumann for their feedback on my musings.

Author’s Contributions

The current author is responsible for all aspects of the manuscript.

Conflicts of Interest

None.

Footnotes

In R. D. Latzman, G. Michelini, C. G. DeYoung, & R. F. Krueger (Eds.), Novel investigations of the connection between quantitative personality-psychopathology models and neuroscience.

1 A strong invariance multiple-group confirmatory factor analysis (CFA) was also run to check on the measurement model and pattern of variable correlations. As it turns out, the MG-CFA had identical fit with the MG-SEM, and thus represents an alternative equivalent model (MacCallum et al., Reference MacCallum, Wegener, Uchino and Fabrigar1993). As such, the pattern of variable correlations matched the pattern of SEM parameters.

2 Model A was also run with the total sample (CFI = .99, RMSEA = .03), with many similarities and some differences between male/female models. Most notable difference was attenuated SEM parameters.

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Figure 0

Figure 1. Structural equation model linking neurobiology, personality, and psychopathology.

Note. * = p p p