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Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review

Published online by Cambridge University Press:  29 December 2023

Olivia Rowe
Affiliation:
Centre for Global Mental Health, Department of Population Health, London School of Hygiene and Tropical Medicine, London, UK
Abhijit Nadkarni*
Affiliation:
Centre for Global Mental Health, Department of Population Health, London School of Hygiene and Tropical Medicine, London, UK
*
Corresponding author: Abhijit Nadkarni; Email: abhijit.nadkarni@lshtm.ac.uk
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Abstract

Adapted from Table 2: Overview of barriers and facilitators

Climate change is leading to more frequent and intense natural disasters, with developing countries particularly at risk. However, most research concerning mental health and natural disasters is based in high-income country settings. It is critically important to provide a mental health response to such events, given the negative psychosocial impacts they elicit. The aim of this systematic review is to explore the barriers and facilitators to implementing mental health and psychosocial support (MHPSS) following natural disasters in developing countries. Eight databases were searched for relevant quantitative and qualitative studies from developing countries. Only studies reporting barriers and/or facilitators to delivering MHPSS in response to natural disasters in a low- or middle-income country were included and full texts were critically appraised using the McGill University Mixed Methods Appraisal Tool. Reported barriers and facilitators were extracted and analysed thematically. Thirty-seven studies were included in the review, reflecting a range of natural disaster settings and developing countries. Barriers to implementing MHPSS included cultural relevance, resources for mental health, accessibility, disaster specific factors and mental health stigma. Facilitators identified included social support, cultural relevance and task-sharing approaches. A number of practical approaches can be used to facilitate the implementation of MHPSS in developing country settings. However, more research is needed on MHPSS in the developing country natural disaster context, especially in Africa, and international policies and guidelines need to be re-evaluated using a decolonial lens.

Type
Review
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2023. Published by Cambridge University Press

Impact statement

This paper explores barriers and facilitators to delivering mental health and psychosocial support in developing countries following natural disasters. Given the vulnerability of the Global South to climate change, including increasingly frequent and intense natural disasters, this paper offers important learnings for both policy and programme delivery to build climate resilience and facilitate disaster response. It also addresses a key gap in the literature, which to date has predominantly focused on high-income country settings or in humanitarian contexts in general rather than specifically natural disasters.

Background

Climate change is leading to more frequent and intense natural disasters in some regions of the world, with developing countries most at risk (Ludwig et al., Reference Ludwig, Terwisscha van Sheltinga, Verhagen, Kruijt, van Ierland, Dellink, de Bruin, de Bruin and Kabat2007; IPCC, Reference Pörtner, Roberts, Tignor, Poloczanska, Mintenbeck, Alegría, Craig, Langsdorf, Löschke, Möller, Okem and Rama2022). Developing countries are more exposed to the threat of natural disasters because of the geographical vulnerability of the global south in addition to the impact of disasters on existing challenges like poverty (IPCC, Reference Field, Barros, Dokken, Mach, Mastrandrea, Bilir, Chatterjee, Ebi, Estrada, Genova, Girma, Kissel, Levy, MacCracken, Mastrandrea and White2014).

Natural disasters are consistently associated with negative mental health impacts, including higher rates of psychological distress and mental disorders such as post-traumatic stress disorder (PTSD), depression, anxiety and suicidal ideation (Beaglehole et al., Reference Beaglehole, Mulder, Frampton, Boden, Newton-Howes and Bell2018; Cianconi et al., Reference Cianconi, Betrò and Janiri2020; Palinkas and Wong, Reference Palinkas and Wong2020). It is estimated that 25–50% of individuals impacted by natural disasters will experience negative mental health outcomes, with those living in developing countries more vulnerable due to increased exposure to natural disasters, increased levels of poverty and limited access to mental health services (Palinkas and Wong, Reference Palinkas and Wong2020).

The risk factors that natural disasters pose to mental health can be both direct and indirect. Direct risk factors include exposure to the natural disaster itself, and indirect risk factors include the impacts of natural disasters such as economic loss, poor physical health, displacement and civil conflict (Palinkas and Wong, Reference Palinkas and Wong2020). These risks are further amplified in developing countries through the bidirectional relationship between poverty and mental illness (poverty is a risk factor for poor mental health and poor mental health is a risk factor for poverty) (Lund et al., Reference Lund, De Silva, Plagerson, Cooper, Chisholm, Das, Knapp and Patel2011).

The worrying impact of natural disasters on mental health in developing countries sits against a backdrop of pre-existing, significant challenges concerning the prevalence, treatment and stigmatisation of mental disorders in developing countries (Horton, Reference Horton2007). Low- and middle-income countries (LMICs) hold 75% of the global burden of mental illness, and an estimated 76–85% of those living with a mental disorder in LMICs do not receive treatment (Lopez et al., Reference Lopez, Mathers, Ezzati, Jamison and Murray2006; WHO, 2019a).

Mental health and psychosocial support (MHPSS), defined as ‘any type of local or outside support that aims to protect or promote psychosocial well-being and/or prevent or treat mental disorder’ are recommended by the United Nations (UN) Interagency Standing Committee (IASC) for implementation in response to emergencies, including natural disasters (IASC, 2007, p. 1). Most people will be able to recover from experiencing a disaster through basic MHPSS services like the provision of shelter, food and community support; however, a minority of individuals will require more focused or specialised care (DeWolfe, Reference DeWolfe2000).

MHPSS programmes, including basic services, community support and focused care, have been found to be effective in improving mental health outcomes in individuals affected by humanitarian emergencies in developing countries, including by improving psychological functioning and reducing the prevalence of PTSDs (Bangpan et al., Reference Bangpan, Felix and Dickson2019). However, there have been limited attempts to synthesise the literature on MHPSS delivery in response to natural disasters in developing countries. The existing literature often conflates natural disasters and conflict (Roudini et al., Reference Roudini, Khankeh and Witruk2017; Troup et al., Reference Troup, Fuhr, Woodward, Sondorp and Roberts2021). This is problematic because they are fundamentally different in nature with differing impacts on mental health (Altmaier, Reference Altmaier2019), for example, the anger and paranoia following the Mumbai riots in 1992–1993 compared to persistent grief following the Indian Ocean tsunami (Makwana, Reference Makwana2019). Furthermore, different natural disasters may have different psychosocial impacts. For example, anxiety following flooding (Makwana, Reference Makwana2019) and psychological distress about radioactive materials following the Fukushima nuclear disaster (Harada et al., Reference Harada, Shigemura, Tanichi, Kawaida, Takahashi and Yasukata2015). It is therefore reasonable to assume that the barriers and facilitators to the delivery of MHPSS in natural disaster settings may differ from that of other humanitarian settings, strengthening the rationale for the specificity of this review.

Furthermore, the majority of MHPSS research is conducted in higher-income country (HIC) settings despite in practice the overwhelming majority of MHPSS interventions taking place in LMIC humanitarian settings (Tol et al., Reference Tol, Barbui, Galappatti, Silove, Betancourt, Souza, Golaz and van Ommeren2011; Roudini et al., Reference Roudini, Khankeh and Witruk2017). MHPSS programmes introduced in response to natural disasters can springboard transformational change in mental health systems. For example, the MHPSS response to the 2004 tsunami in Sri Lanka provided the impetus for a mental health system reform, which led to a significant scale up human resources for mental health and doubled the number of districts in Sri Lanka with mental health services infrastructure (WHO, 2022).

There are numerous challenges to delivering MHPSS which are particularly specific to a developing country context. The aim of this review is to understand the barriers and facilitators to the delivery of MHPSS programmes following natural disasters in developing countries. Understanding context-specific barriers and facilitators to delivering MHPSS can offer useful insights for evidence-based policy making to address global mental health inequities.

Methodology

Design

Systematic review. The review protocol was registered a priori on PROSPERO (registration number: CRD42022348958).

Eligibility criteria

Population: The target population includes individuals living in LMICs which had been indirectly or directly impacted by natural disasters or professionals who have delivered MHPSS support to said individuals.

Intervention: Only studies reporting barriers and/or facilitators to delivering MHPSS in response to natural disasters were included.

Geographical location: Only studies conducted in a LMIC were included.

Study design: Study designs included interviews/focus groups, cross-sectional studies, prospective studies, randomised controlled trials (RCTs), quasi-experimental studies, case studies and observational research.

Language: Only articles written in English or French were included in the review due to the linguistic competencies of the primary researcher.

Date: There were no date limitations for the research.

MHPSS programmes were defined in their broadest sense, covering basic services up to specialised psychological support (see Figure 1).

Figure 1. IASC intervention pyramid for MHPSS in emergencies (IASC, 2007).

Developing countries were defined as LMICs as categorised by the World Bank for the most recent fiscal year (The World Bank Group, n.d.). The use of the term ‘natural disaster’ has been criticised by the academic community because it releases blame for disasters on manmade factors like preparedness policies and socioeconomic inequalities (Chmutina and von Meding, Reference Chmutina and von Meding2019). However, the term ‘natural disasters’ was used in this review due to its overwhelming use in the literature and because alternative phrases such as ‘extreme weather events’ exclude important disasters like earthquakes. Natural disasters were defined broadly as unavoidable environmental events that create fear of injury, loss of property and dislocation of residence and a wide range of search terms were used to reflect this (Altmaier, Reference Altmaier2019). While the WHO defines mental health broadly as a state of wellbeing, for the purposes of a targeted search strategy, common mental disorders and their symptoms associated with natural disasters were focused on – depression, anxiety and PTSD. This led to a focus on MHPSS programmes with the explicit aim of alleviating the symptoms of mental disorders.

Barriers are defined as factors which prevent or impede the delivery of MHPSS, either through impacting the delivery of the intervention itself or the causal pathway between the intervention and its impact on mental health outcomes. Facilitators, on the other hand, are defined as factors which make the delivery of MHPSS easier.

Search strategy

The three concepts of ‘MHPSS programmes’, ‘developing countries’ and ‘natural disasters’ were initially searched. The mitigation strategy for excessive results was to add the further concept of ‘mental health’ and then ‘disaster victim’ if further narrowing of search results was needed. Detailed search strategy is described in Supplementary Appendices 1 and 2.

Embase, Medline, PsycInfo and Global Health databases were searched and the PRISMAFootnote 1 reporting guidelines were followed (Moher et al., Reference Moher, Liberati, Tetzlaff and Altman2009) (Appendix 3). Regional databases, African Journals Online, Latin American and Caribbean Health Sciences Literature, Nepal Journals Online and Sri Lanka Journals Online were also searched to capture more articles focused on developing countries and because Nepal and Sri Lanka are specifically very vulnerable to natural disasters (Eckstein et al., Reference Eckstein, Künzel, Schäfer and Körperschaft2021).

Each database was searched in turn using the search strategy described above, duplicate studies were removed and final search returns were imported into the bibliographic software Mendeley. Titles and abstracts were screened according to the inclusion and exclusion criteria. Any studies that did not meet the inclusion criteria were excluded along with studies with unavailable English full text. Backward citation chaining was then conducted using references of included studies.

Data from the eligible studies were extracted into an extraction sheet designed to select data relevant to meet the objectives of the review (country and date of natural disaster; study design; sample; natural disaster; target mental health conditions; intervention; barriers; facilitators; Table 1).

Table 1. Barriers and facilitators for implementation of MHPSS

a MHPSS: Layer 1, basic services; Layer 2, community and family support; Layer 3, focused care; Layer 4, specialised services (United Nations Children’s Fund, 2022).

Analyses

A narrative synthesis was conducted in two stages in line with Bach-Mortensen and Verboom’s (Reference Bach-Mortensen and Verboom2020) recommendations on conducting systematic reviews of barriers and facilitators in health. Study characteristics were synthesised and descriptively summarised to generate a snapshot of the literature. Information on barriers and facilitators was analysed and each statement in the data extraction table was codified into a summary statement. The codes were then collated and categorised into broader themes, and the final results were summarised according to each theme.

Full texts were critically appraised using the McGill University Mixed Methods Appraisal Tool (Appendix 4) and no texts were excluded on this basis (Hong et al., Reference Hong, Fàbregues, Bartlett, Boardman, Cargo, Dagenais, Gagnon, Griffiths, Nicolau, O’Cathain, Rousseau, Vedel and Pluye2018).

Results

Figure 2 describes the systematic review screening process. After screening out ineligible papers, 37 studies were eligible for inclusion in our review.

Figure 2. PRISMA flow diagram.

Study characteristics

The included studies were cross-sectional surveys (n = 11), RCTs (n = 7), quasi-experimental studies (n = 7), interviews/focus groups (n = 7), mixed methods research (n = 4) and a case study (n = 1). Participants were almost all survivors of natural disasters (n = 33); with two studies each with a mixture of both survivors and humanitarian responders and only humanitarian responders. The majority of studies focused on the top layer of the MHPSS pyramid, specialised interventions or layer 4 (n = 14), followed by community and family support or layer 2 (n = 9), basic services or layer 1 (n = 5) and focused care interventions or layer 3 (n = 5), with the remaining studies incorporating a mix of MHPSS approaches (n = 4).

The country in focus was most often China (n = 11), followed by Haiti (n = 7) and Turkey (n = 4). Only two studies were conducted on the African continent, one in Burundi and one in Zimbabwe (Crombach and Siehl, Reference Crombach and Siehl2018; Mhlanga et al., Reference Mhlanga, Muzingili and Mpambela2019).

The majority of natural disasters reported were earthquakes (n = 24) followed by tsunamis (n = 6). Other disasters reported on include hurricanes/cyclones (n = 3), flooding (n = 2), a mixture of flooding and tsunami (n = 1) and volcanic activity (n = 1).

A range of MHPSS programmes were implemented in the included studies. These included interventions at the higher end of the MHPSS pyramid like Narrative Exposure Therapy (NET) (n = 7) and Eye Movement Desensitisation and Reprocessing (EMDR) (n = 2), to more basic interventions like group psychoeducation and psychotherapy (n = 7), social work, for example, using social workers to connect different stakeholders and members of the community (n = 2) and shelter (n = 2).

Barriers to delivering MHPSS (Table 2)

Cultural relevance

Some MHPSS programmes relied on western psychological practices, sometimes inappropriate to the specific developing country cultural context. For example, an MHPSS intervention for tsunami-survivor children in Sri Lanka found that Western models of cognitive behavioural treatment (CBT) were found to be inappropriate in the local cultural context (Gelkopf et al., Reference Gelkopf, Ryan, Cotton and Berger2008). This was because CBT practices like self-affirmations and challenging negative thoughts were looked upon in Sri Lankan culture as a sign of weakness and against the Buddhist belief that trauma and distress should be accepted as a natural experience.

Table 2. Overview of barriers and facilitators

Furthermore, non-local MHPSS staff were reported to lack understanding of the local cultural context. Doocy et al. (Reference Doocy, Gabriel, Collins, Robinson and Stevenson2006) analysis of a Cash for Work programme response to the tsunami in Indonesia reported that programmes delivered by organisations without previous experience of working in the area had difficulty understanding the local culture and the communities’ needs.

Resources for mental health

The immediate focus following disaster tended to be on basic necessities like food and shelter with authorities tending to neglect MHPSS interventions (Wu et al., Reference Wu, Huang, Pang, Wang, Yang, FitzGerald and Zhong2019; Tasdik Hasan et al., Reference Tasdik Hasan, Adhikary, Mahmood, Papri, Shihab, Kasujja, Ahmed, Azad and Nasreen2020). Some studies also talked about the importance of prioritising social work for mental health. For example, in Mhlanga et al.’s (Reference Mhlanga, Muzingili and Mpambela2019) study of social work interventions for natural disasters in Zimbabwe, it was reported that there was a critical lack of child protection services in affected districts with significant exposure to verbal and sexual abuse.

A shortage of qualified mental health professionals was consistently reported as a barrier. Leitch and Miller-Karas (Reference Leitch and Miller-Karas2009) reported that as a result of the earthquake in China, many workers were killed or injured, so the number of workers left had very little capacity to engage in MHPSS due to the need to share more workplace responsibilities. Madfis et al. (Reference Madfis, Martyris and Triplehorn2010) found the lack of personnel meant it was challenging to provide differentiated support to different age groups of children. The misconception behind this barrier is that only qualified mental health workers are able to provide MHPSS, when the finding around task sharing described below demonstrates that this is certainly not the case.

Even if resource was dedicated to an MHPSS response, this was often criticised as unsustainable with external mental health professionals (Doocy et al., Reference Doocy, Gabriel, Collins, Robinson and Stevenson2006; Saint-Jean, Reference Saint-Jean2015). Jha et al. (Reference Jha, Shakya, Zang, Pathak, Pradhan, Bhatta, Sthapit, Niraula and Nehete2017) in their study of earthquake survivors with posttraumatic stress in Nepal reported that as the humanitarian mental health response closed, the responsibility of addressing mental health needs was passed to Nepal’s Ministry of Health where no plans were made to support the long-term rehabilitation of survivors.

Accessibility

Accessibility barriers included reports that mental health services were difficult to reach due to limited transport, money or time (Tasdik Hasan et al., Reference Tasdik Hasan, Adhikary, Mahmood, Papri, Shihab, Kasujja, Ahmed, Azad and Nasreen2020). Other studies reported accessibility barriers for particular populations. For example, Madfis et al.’s (Reference Madfis, Martyris and Triplehorn2010) emergency safe spaces intervention for children affected by disaster in Haiti and the Solomon Islands commented that disabled children, girls and minority language and ethnic groups participated less in the programme. The lack of access to services for disabled persons was highlighted in Chung’s study of a post-earthquake rehabilitation programme in China, due to an unequal power dynamic between health care professionals and programme users and/or participants’ limited understanding of their rights to participate (Chung, Reference Chung2017). Several studies also reported that men were less likely to access the MHPSS intervention because the time of the intervention was during hours when men were typically out for work (Başoğlu et al., Reference Başoğlu, Şalcioğlu and Livanou2007; Zang et al., Reference Zang, Hunt and Cox2014).

Stigma

Stigma was a frequent barrier to engaging with MHPSS, often exacerbated by poor community knowledge about mental health. For example, Wu et al.’s (Reference Wu, Huang, Pang, Wang, Yang, FitzGerald and Zhong2019) study of shelter responses to flooding in China detailed mental health stigma in China, quoting a folk proverb ‘Prevent fires, deter thieves and be wary of psychologists’. Furthermore, one study interviewing cyclone survivors in Bangladesh reported one respondent who said going to hospital for mental health reasons was shameful (Tasdik Hasan et al., Reference Tasdik Hasan, Adhikary, Mahmood, Papri, Shihab, Kasujja, Ahmed, Azad and Nasreen2020). This stigmatisation of mental health prevents the update of MHPSS services following a natural disaster and is therefore a critical barrier.

Disaster specific barriers

Sometimes the intervention itself was not physically possible due to the weather (James and Noel, Reference James and Noel2013). Furthermore, the long-term nature of some natural disasters like earthquakes, with aftershocks sometimes occurring for months after the initial event, led to continuous fear. Berliner et al.’s (Reference Berliner, Gongóra and Espaillat2011) case study of an earthquake survivor in Haiti reported that the individual was constantly afraid of being in the hospital in case another earthquake destroyed the building. However, some studies revealed the challenge of separating the distressing impact of natural versus man-made disasters. For example, in Farrell et al.’s (Reference Farrell, Keenan, Ali, Bilal, Tareen, Keenan and Rana2011) study of an EMDR intervention following the 2005 earthquake in Northern Pakistan, very few of the participants’ distress was focused on the earthquake itself with other factors like terrorism and domestic violence often being the main sources of concern.

Studies also reported delivery barriers to the MHPSS intervention because of the transitory nature of disaster survivors’ lives, making longer-term follow up challenging (Başoğlu et al., Reference Başoğlu, Şalcıoğlu, Livanou, Kalender and Acar2005; Meng et al., Reference Meng, Wu, Wei, Xiu, Shi, Pang, Sun, Qin, Huang and Lao2012; Zang et al., Reference Zang, Hunt and Cox2013). For example, Meng XianZe and colleagues found that 45% of participants in their RCT screened for PTSD were lost to follow up (Meng et al., Reference Meng, Wu, Wei, Xiu, Shi, Pang, Sun, Qin, Huang and Lao2012).

Facilitators to delivering MHPSS (Table 2)

Social support

Pérez-Sales et al. (Reference Pérez-Sales, Cervellon, Vazquez, Vidales and Gaborit2005) research on shelter management after earthquakes in El Salvador compared shelter which grouped tents in order of arrival with another shelter which grouped tents to reflect the original communities of the survivors. In the camp organised according to communities, outcomes such as mental health symptoms and participation in camp activities were superior compared to the comparator. Some studies found explicitly improving social support as part of the MHPSS intervention led to positive mental health outcomes (Doocy et al., Reference Doocy, Gabriel, Collins, Robinson and Stevenson2006; Jiang et al., Reference Jiang, Tong, Delucchi, Neylan, Shi and Meffert2014; Zang et al., Reference Zang, Hunt and Cox2014). For example, Jiang and colleagues argued that interpersonal psychotherapy was effective in improving mental health because it helped to reconstitute social support which is an essential element of PTSD recovery (Jiang et al., Reference Jiang, Tong, Delucchi, Neylan, Shi and Meffert2014). MHPSS for relatives of survivors was also found to strengthen their ability to support the survivor in question, and training lay people as mental health workers reportedly improved the volunteers’ own mental health through the social connections they were able to build (Berliner et al., Reference Berliner, Gongóra and Espaillat2011; James et al., Reference James, Noel and Roche Jean Pierre2014).

Cultural relevance

Cultural relevance was seen as an important facilitator of effective MHPSS delivery. For example, Saint-Jean and colleagues examined the experiences of Haitian earthquake survivors in relation to the MHPSS disaster response and reported cultural relevance as a facilitator, achieved through local participation in committees (Saint-Jean, Reference Saint-Jean2015). Furthermore, an RCT based in China explored the use of traditional Chinese herbal medicine, a widely used and culturally accepted practice, to improve the mental health of earthquake survivors (Meng et al., Reference Meng, Wu, Wei, Xiu, Shi, Pang, Sun, Qin, Huang and Lao2012). The study found that traditional medicine is cheap and quick to distribute, and is associated with significantly improved mental health symptoms compared to a controlled placebo.

One intervention in post-earthquake China sought to overcome cultural barriers to Western psychological practices by focusing at the biological level instead of using a form of psychotherapy called the trauma resiliency model which focuses on the biological impacts of traumatic symptoms on the nervous system (Leitch and Miller-Karas, Reference Leitch and Miller-Karas2009). In this study, almost all healthcare workers surveys indicated this biological model of trauma would be useful for their work with earthquake survivors.

The positive impact of culturally relevant MHPSS was also seen for programmes that were able to adapt based on an awareness of local cultural contexts, including mental health stigma and marginalised populations. For example, Gao’s study of music therapy for Sichuan earthquake survivors reported that music therapists deliberately avoided the word ‘therapy’ to increase engagement (Gao et al., Reference Gao, O’Callaghan, Magill, Lin, Zhang, Zhang, Yu and Shi2013). Crombach and Siehl’s (Reference Crombach and Siehl2018) study of natural disasters in Burundi found that the use of local counsellors helped to combat mental health stigma. Furthermore, Berliner’s study of Haitian earthquake survivors found that the normalisation of suffering was seen to tackle prominent mental health stigma (Berliner et al., Reference Berliner, Gongóra and Espaillat2011). Interestingly, Xu and Deng’s (Reference Xu and Deng2013) study of mental health service use in post-earthquake China reported that outreach activities like home visits as well as low service charges for lower income groups could support accessibility of MHPSS.

Task-sharing approaches

The most frequently reported facilitators of MHPSS interventions were task-sharing approaches, often called ‘train-the-trainer’ interventions (n = 14). This method aims to deliver MHPSS in a resource-poor environment and overcome cultural barriers by training laypersons in the community in basic psychotherapy and psychoeducation practices to provide MHPSS to their communities. Lane et al.’s (Reference Lane, Myers, Hill and Lane2016) study of the task sharing approach for delivering trauma therapy to Haitian earthquake survivors described the model as a ‘force multiplier’ in areas with significant mental health needs and insignificant professional resources. Zahlawi’s survey of survivors of volcanic activity in Vanuatu found that a significant minority of respondents (18%) used traditional and community networks as their only source of psychosocial support as opposed to more professional MHPSS, suggesting that the train the trainer model could be an important facilitator of MHPSS in areas where individuals either cannot or do not want to access professional services (Zahlawi et al., Reference Zahlawi, Roome, Chan, Campbell, Tosiro, Malanga, Tagaro, Obed, Iaruel and Taleo2019). The model was reported as beneficial for the community trainers’ own mental health, with one intervention in post-earthquake Haiti associated with decreased PTSD symptoms, significant posttraumatic growth and positive qualitative accounts from trainers about their experiences delivering MHPSS (James et al., Reference James, Noel and Roche Jean Pierre2014). Task-sharing interventions were also suitable for overcoming some of the barriers to accessibility, such as language barriers.

Discussion

This review has highlighted a range of natural disaster settings and developing countries, with China (n = 11) and earthquakes (n = 24) being the most common areas of focus. Barriers to implementing the MHPSS included cultural relevance, resources for mental health, accessibility, disaster specific factors and mental health stigma. Facilitators identified included social support, cultural relevance and task-sharing approaches.

Our biggest overarching finding is the need for an in-depth understanding of the local sociocultural, political and economic context in order to sensitively adapt an MHPSS intervention to maximise effectiveness.

The importance of cultural relevance mirrors the existing IASC guidelines on MHPSS delivery in emergency settings (IASC, 2007). However, what is perhaps missing from current IASC guidance is the relevance of western psychological approaches to disaster settings in LMICs. It may not be sufficient to understand the local context if the MHPSS you are using is founded upon the western cultural context and not adapted to the culture in which it is being implemented, such as CBT with an individualistic focus which has not been adapted for use in a more collectivist culture (Gelkopf et al., Reference Gelkopf, Ryan, Cotton and Berger2008).

This finding relates to an issue recently brought to light in the global mental health discourse; decolonialising global mental health (Weine, Reference Weine2021). The evidence base for WHO treatment guidelines for mental health care are founded upon western psychological practice (Horton, Reference Horton2007; Mills, Reference Mills2014). While there is increasing recognition of the effectiveness of alternative non-Western practices like yoga on mental health, the evidence base, particularly for an LMIC disaster setting, is arguably yet to fully emerge (Kirkwood et al., Reference Kirkwood, Rampes, Tuffrey, Richardson and Pilkington2005; Butterfield et al., Reference Butterfield, Schultz, Rasmussen and Proeve2017; Weine et al., Reference Weine, Kohrt, Collins, Cooper, Lewis-Fernandez, Okpaku and Wainberg2020). Examples like Meng et al.’s (Reference Meng, Wu, Wei, Xiu, Shi, Pang, Sun, Qin, Huang and Lao2012) Chinese herbal medicine to support Sichuan earthquake survivors with PTSD highlight an emerging evidence base for future research to build on. The implications for disaster policy include building in local participation in MHPSS disaster preparedness and response planning, and looking beyond western research and international guidelines to the local evidence base on MHPSS to inform policies. Ensuring the availability of quality mental health services and community support structures in advance of natural disasters is an important part of disaster preparedness and a key mechanism to empower culturally relevant community responses instead of relying on non-local emergency responders. Indeed, this review highlights barriers regarding resources and personnel for mental health, which corroborate the stark known mental health treatment gaps in LMICs (WHO, 2019a).

This review also adds to the strong existing evidence base on task sharing in resource-poor contexts and particularly communities where mental health stigma is rife (Padmanathan and De Silva, Reference Padmanathan and De Silva2013; Hoeft et al., Reference Hoeft, Fortney, Patel and Unützer2018). Mental health stigma is a global phenomenon, illustrating that lessons learned from mental health approaches in LMICs should not be siloed to the developing world (Lasalvia et al., Reference Lasalvia, Zoppei, van Bortel, Bonetto, Cristofalo, Wahlbeck, Bacle, van Audenhove, van Weeghel, Reneses, Germanavicius, Economou, Lanfredi, Ando, Sartorius, Lopez-Ibor and Thornicroft2013). Nevertheless, this review demonstrates that the stigmatisation of mental health continues to be a significant challenge in developing countries. This finding supports the IASC guidelines recommendation to ‘implement strategies for reducing discrimination and stigma of people with mental illness’ (IASC, 2007). The continued criticality of global mental health stigma has been recently highlighted in the Lancet commission to end stigma and discrimination in mental health, co-produced with persons with lived experience (Lancet, 2022). This review has highlighted specific programmatic and policy approaches to achieve this, such as psychoeducation and the normalisation of mental health responses to natural disasters.

A barrier to many MHPSS interventions included in this review was accessibility. Our findings support emerging research that disabled individuals in particular are often left behind in responses to disasters worldwide (Quaill et al., Reference Quaill, Barker and West2018). Implications for MHPSS practice include the need for proactive engagement with hard-to-reach communities. This is in line with IASC guidelines which place human rights and equity as the first principle of delivering MHPSS in emergency settings (IASC, 2007). Furthermore, this finding supports the launch of the WHO QualityRights Initiative in 2019, a comprehensive training package which aims to promote a human rights approach in the area of mental health, including the rights of persons with disabilities to access quality mental health services, in line with the UN Convention on the Rights of Persons with Disabilities (WHO, 2019b). Future research on MHPSS responses to disaster in LMICs needs to disaggregate results by different population groups in order to build the evidence base on which groups are left behind, and methods for improving accessibility. Policies should also reflect vulnerable groups to be targeted in MHPSS outreach activities. For example, Indonesia’s disaster management policy specifies pregnant women and children as vulnerable groups for psychosocial services (Law of the Republic of Indonesia Number 24 of 2007 Concerning Disaster Management, 2007).

Social support is frequently reported in the wider literature as a critical factor supporting mental health and wellbeing (Fasihi Harandi et al., Reference Fasihi Harandi, Mohammad Taghinasab and Dehghan Nayeri2017). Furthermore, recent research on the role of social cohesion and community resilience in the context of the COVID-19 pandemic, demonstrates that strong social cohesion prior to disaster is a strong predictor of recovery (Jewett et al., Reference Jewett, Mah, Howell and Larsen2021). This review corroborates this wider finding by illustrating how social support and social cohesion can facilitate the effectiveness of MHPSS interventions. Enabling social networks, such as through organising camps around existing community structures, can relinquish the power of the community and strengthen the MHPSS response to disasters. This finding also has important implications for community engagement in MHPSS and participatory programme design.

This review brings newfound attention to natural disaster-specific barriers and facilitators MHPSS and this is a major strength. Differentiation between natural disasters and conflict is omitted from current international guidance and policy, with the IASC and the World Health Organisation often conflating natural disasters and conflict into the catch-all term ‘emergency settings’ (IASC, 2007; WHO, 2021). The literature sheds light on natural disaster-specific considerations including both physical barriers and emotional barriers related to delivering MHPSS following natural disasters specifically. Although it is acknowledged that natural disasters and conflict are not always mutually exclusive, these findings provide a basis for further research in this area.

Critically, further research on MHPSS in relation to both natural disasters and the developing country context is needed. Africa is one of the most vulnerable continents to the impacts of climate change, especially drought, and yet only two African studies were eligible for this review and neither focused on drought as an issue (IPCC, Reference Parry, Canziani, Palutikof, van der Linden and Hanson2007). The authors included in this systematic review also highlighted the paucity of literature in this space in the Asian context- China will soon be classified by the World Bank as a higher-income country, and studies focused on China accounted for over half of the Asian studies in this review (Xuanmin, Reference Xuanmin2022). The methodology in this systematic review was also dominated by cross-sectional survey studies which may also reflect the general difficulty of conducting research in disaster settings (Mezinska et al., Reference Mezinska, Kakuk, Mijaljica, Waligóra and O’Mathúna2016).

In the current review, maximising the sustainability of the intervention through supporting local mental health infrastructure was a key facilitator to the long-term success of MHPSS. This mirrors similar findings in HICs and the frequently cited dilemma of the humanitarian-development nexus (Ando et al., Reference Ando, Kuwabara, Araki, Kanehara, Tanaka, Morishima, Kondo and Kasai2017; Strand, Reference Strand2020). However, there is a greater imbalance between government mental health spending and mental health disease burden in developing countries compared to developed countries (ranging from 3:1 in Canada to 435:1 in Haiti) (Vigo et al., Reference Vigo, Kestel, Pendakur, Thornicroft and Atun2019). While the WHA target for 80% of countries to have a system in place for MHPSS in emergencies is a key step forward, the implementation of this target in the context of other national and international priorities remains to be seen (WHO, 2021). Indeed, research in HIC settings overwhelmingly points to barriers with the utilisation and coordination of existing clinical services rather than the creation of new services and task-sharing programmes that have dominated this review, perhaps reflecting the vastly different socioeconomic contexts (Witteveen et al., Reference Witteveen, Bisson, Ajdukovic, Arnberg, Bergh Johannesson, Bolding, Elklit, Jehel, Johansen, Lis-Turlejska, Nordanger, Orengo-García, Polak, Punamaki, Schnyder, Wittmann and Olff2012; Satinsky et al., Reference Satinsky, Fuhr, Woodward, Sondorp and Roberts2019).

Strengths and limitations

Single screening of abstracts was undertaken; however, this was necessary due to the solo undertaking of the project and numerous relevant databases were searched to mitigate against accidental exclusion of relevant studies. For a similar rationale, limited search terms were used, for example, focusing on disaster victim instead of providers too, and focusing on mental health conditions instead of mental health more broadly. This may have limited the number of titles and abstracts retrieved. The MHPSS interventions included were skewed towards specialised interventions meaning that the findings of this review may be less applicable to interventions at the bottom of the MHPSS pyramid. This review overcomes methodological critiques of previous similar reviews because it clearly defines what is meant by ‘barrier’ and ‘facilitator’, outlines a clear approach to synthesis and analysis, and engages critically with the reliability of the factors identified (Bach-Mortensen and Verboom, Reference Bach-Mortensen and Verboom2020).

Conclusion

MHPSS programmes in developing countries following natural disasters should incorporate local participation and proactive engagement with marginalised communities, build social networks, normalise mental health responses to natural disasters, strengthen local mental health infrastructure and adapt to natural disaster-specific barriers to delivery. MHPSS disaster policies should focus on decolonialising existing guidance, building resilience through task sharing approaches and establishing long-term funding streams for mental health. Ultimately, with the high likelihood of increasingly severe and frequent natural disasters, disproportionately affecting the Global South, the need to further the academic literature on MHPSS interventions in this context and build disaster preparedness in relation to mental health is imperative.

Open peer review

To view the open peer review materials for this article, please visit http://doi.org/10.1017/gmh.2023.91.

Supplementary Materials

The supplementary material for this article can be found at http://doi.org/10.1017/gmh.2023.91.

Acknowledgement

The authors are grateful to Dr Alexandra Conseil for her guidance on this systematic review, and to the LSHTM library staff for supporting us with the search strategy.

Data availability statement

The original data extraction table used in this study is available from O.R. on reasonable request. All information used to generate the thematic analysis are from the publicly available studies listed in this paper.

Author contribution

O.R. conceptualised the study and developed the review methodology under the supervision of A.N. O.R. ran the search strategy, identified eligible papers, extracted and curated the data and conducted the formal analysis. O.R. prepared the original draft of the manuscript and made subsequent revisions. A.N. reviewed and edited the original manuscript and its subsequent versions. Both authors approved the final version of the manuscript before submission.

Competing interest

The authors declare none.

Footnotes

1 PRISMA refers to Preferred Reporting Items for Systematic Reviews and Meta-Analyses.

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Figure 0

Figure 1. IASC intervention pyramid for MHPSS in emergencies (IASC, 2007).

Figure 1

Table 1. Barriers and facilitators for implementation of MHPSS

Figure 2

Figure 2. PRISMA flow diagram.

Figure 3

Table 2. Overview of barriers and facilitators

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Author comment: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R0/PR1

Comments

No accompanying comment.

Review: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R0/PR2

Conflict of interest statement

None

Comments

Peer review feedback

ABSTRACT:

Background:

- It might be helpful to highlight the increase in natural disasters in developing countries due to climate change and the importance of providing a mental health response in the context of natural disasters, rather than the paucity of research in this area compared to war and conflict. Particularly given the limited availability of words here and capturing the context of the review. While I do agree the two can get conflated under the term ‘humanitarian’ response, I am uncertain if there is a paucity of research in this area, or just simply less research compared to other types of humanitarian crises.

Methods

- It would be helpful to delete the list of databases (again due to word count) and include the eligibility criteria, and quality appraisal / MMAT Tool

Results

- I would avoid selective reporting of descriptive findings (e.g., China and Earthquakes) and focus on the key themes identified.

Conclusion:

- Unclear at this stage why more research is needed. The size of an evidence-base is often a subjective judgement; however, you could argue that thirty-seven includes for a question on implementation is relatively substantial.

BACKGROUND

- Minor point, but slightly unclear what is meant by the bidirectional relationship between poverty and mental illness (Lund et al., 2011):

- Can you provide the page number for the quote: Mental health and psychosocial support (MHPSS), defined as “any type of local or 65 outside support that aims to protect or promote psychosocial well-being or prevent or 66 treat mental disorders” (UNHCR, 2021)

- Lines 70-75: It would be helpful if the statements about the effectiveness of MHPSS programmes were specific to natural disasters or highlighted the lack of disaggregation at this point.

- Lines 87-96; you make arguable points about the different mental health responses people may have in the context of a natural disaster compared to violence and war. However, it leads on from a point about gaps in the literature on implementation. When considering the aims of this review, as a reader, I would like to know why is it important that we understand the barriers and facilitators of implementing MHPSS in the context of natural disasters?

-Line 101-102: unclear what inequities means here. If it means increasing access to appropriate/high quality/affordable/suitable mental health and psychosocial support, it would be great if these issues were explored and highlighted earlier.

METHODS

- The eligibility criteria are largely transparent. However, it would be easier to follow if the definitions preceded or were reported alongside the criteria. This could be in a table or with some headings (e.g., population, intervention, humanitarian context, geographical location study design, etc). The language and no date limit reported could be reported last.

- Did you apply a definition of depression, anxiety, and PTSD? Or include all studies using these terms as determined by the study authors? Did you include/exclude PTSS? (Further details in the appendices would be great if word count is limited).

- Line 147: can you include the PRISMA checklist as part of the supplementary material?

- Can you use the PRISMA reference (e.g., Moher et al.) rather than Troup et al.?

- Line 165-172: What descriptive information did you collect via the data extraction form/tool? Were any quality assurance steps taken?

RESULTS

- Figure 1: Please check the numbers. 3285 minus 1037 =2248. Maybe the 2300 records screened includes citations hand searched? These can be included in the flow diagram

- It is usually customary to provide a breakdown of which criteria have been applied at full text, rather than composite number as this supports transparency in reporting.

-Did you also include linked studies? (e.g., where there is more than one paper reporting on a single study)

- Table 1:

o unsure what ‘Mix of MHPSS approaches’ means for Chung? Did they investigate MHPSS defined as ‘mixed’ or did they consider different types of MHPSS?

o Does Doocy’s cash for work programme meet your criteria for MHPSS?

o Do the 14 studies investigating ‘general mental health’ meet your depression, anxiety and PTSD criteria?

o Jha, some text is missing: cognitive behaviour therapy and?

o The majority of the studies include samples of survivors/recipients of MHPSS rather than providers, and I am wondering if this is because of the search strategy not including terms for providers? Was this the case for all the databases searched?

o Would it be possible to include the date of the natural disaster to better understand the timing of the study with the timing of the disaster, this could come after or merged with country of disaster to provide context details first.

- Line 236: the IASC tiers/pyramid has not been mentioned before. If you have this applied this to the studies you could mention this in the methods and the detail it could be included as a diagram or in the appendices.

- The quality of the findings based on the MMAT tool have not been included. Can this be provided in the main text of supplementary material.

- Overall, it is difficult to assess if the findings are grounded in the data, as they are not supported by participant quotes or author descriptions.

- It is unclear how many studies generated / contributed to each theme.

- Considering both of the points above, it is difficult to ascertain if findings from all studies contributed to the synthesis.

- I find the reporting of barriers and facilitators covering the same theme but reported separately/much further down in the text difficult to follow. An overview of the findings in the table would be helpful. This could include the summary of the themes, relevant quotes/author description, which studies contributed to each theme, and the quality of the studies (for each theme) would really aid the transparency in the reporting of findings.

- Line: 245: The use of some is a bit vague. Did you code for how many relied on WPP or whether studies did or did not adapt their programmes to be culturally sensitive/relevant?

- Line 248: Unclear what is meant by ‘ineffective’ here? Is that based on recipient perspectives or quantitative measures of effect? If the latter, that would be better assessed using meta-analysis, rather than thematic analysis.

DISCUSSION

- Line 415-417: Given my previous point about the extent to which you have explored cultural adaption of programmes, you could possibly make a claim about context, adaptation, and implementation. I would argue that making claims about context, and effectiveness would require a different methodological approach to the one taken in your review.

- Line 419-426: I cannot remember the extent to which the IASC guidelines engage with the issues of WPP, but there is on-going debate in the MHPSS community about how they are approaching this.

- Line 423: I would argue, MHPSS in the broadest sense, not just psychotherapy

- There is a slight overreliance on reference to the IASC guidelines, did you consider any recent guidelines issued in the light of COVID-19 that might be relevant to more recent debates on equity, accessibility etc?

- Line 476-483: I will politely disagree here. I think the findings on cultural relevance, task sharing, and stigma are common to many emergencies and even non-emergency / low-resource settings. Some of the findings on physical barriers could be argued, to speak to the timing and/or protracted nature of a given disaster. Not to say there are not important differences, but when designing and delivering the intervention, similar factors related to relevance, resource, accessibility, accessibility, stigma, etc, remain.

Strength and limitations

- I am a bit surprised that only N=3285 titles and abstracts were found, considering the lack of date on the search. However, this may be due to only searching three databases (Embase, Medline and psychinfo), the limited terms used for disaster victim (e.g., not including providers) as well as narrowing on outcomes. I recommend including this in the strengths and limitations.

CONCLUSION

- No comments

Review: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R0/PR3

Conflict of interest statement

Reviewer declares none.

Comments

This paper explores an interesting issue, which would be of value to the MHPSS field. The Abstract is very clear and concise, and gives the reader a good understanding of the content of the paper. The first three paragraphs of the intervention provide a clear rationale for the paper, and include appropriate and helpful references.

However, the authors’ use of key MHPSS concepts and resources is not always as clear and appropriate, and does not reflect the deep understanding of the field that would form a more solid foundation for this paper. For example, in para 4 of the Background section the definition of MHPSS is attributed to a 2021 UNHCR publication, whereas in fact MHPSS was first defined in this way in the 2007 IASC MHPSS Guidelines, and this definition has been adopted by others since then. It would be more helpful to ground the discussion in the original document, since it is foundational in the field.

The following paragraph (bottom of p3) gives an unrepresentative description of MHPSS programmes. Psychotherapy services are actually a very small aspect of MHPSS programming, and whilst the provision of basic services are part of MHPSS it is more about the extent to which these services are provided in ways which promote good mental health and psychosocial wellbeing. The MHPSS field has made great efforts to shift the focus away from PTSD and severe mental health disorders, to recognise that these affect a minority of the population. The MHPSS intervention pyramid (from the IASC MHPSS Guidelines) would provide a better overview of MHPSS programming.

A more general concern, related to this, is that the systematic review focuses on a very narrow set of outcomes (depression, anxiety and PTSD) which are not, in fact, the target outcomes of the majority of MHPSS programmes (see the recent IASC Common M&E Framework for MHPSS Programming in Emergencies for evidence of this). The paper needs to make much clearer that it is not, in fact, focusing on MHPSS programming in general, but on programming which aims to alleviate symptoms of mental disorder in contexts of disaster.

The MHPSS intervention pyramid would form a useful framework to clarify this point, and to inform the analysis. A review of Table 1 makes clear that almost all the programmes reviewed were at Level 3 of the intervention pyramid, with some Level 2 programmes represented. It is important to make this relatively narrow focus clearer, perhaps with a column in the table to indicate the level of the pyramid which each programme is positioned within. This would enable the authors to draw more meaningful conclusions about barriers and facilitators for certain types of programmes. In particular, the description of programmes in the ‘study characteristics’ section (lines 235-239) could be usefully structured according to the levels of the pyramid, with a brief description of the types of programmes represented at each level.

The paper gives the impression in places that most MHPSS programming takes place in high-resource countries, which is not in fact the case. MHPSS programming is focused primarily on emergency settings, which are more prevalent in low-resource settings. Whilst research is more often conducted in high-resource settings, as the authors point out, it is important to make clear that published research in the MHPSS field does not reflect practice. See, for example, Tol et al (2011) Mental health and psychosocial support in humanitarian settings: linking practice and research. Lancet. 2011;378(9802):1581–91 (a rather old paper but good starting point – I’m not sure things have changed greatly).

The analysis of the facilitators and barriers is helpful and well-grounded in the papers reviewed. It could be strengthened if the authors engaged more fully with recent literature and developments in the MHPSS field (e.g. WHO Quality Rights initiative and the many many papers which now exist around task-sharing in relation to MHPSS programming). The focus on reduced mental health disorder symptoms as outcomes sometimes leads the authors to imply that populations who have survived disaster always need access to mental health services/ specialists (e.g. lines 393-398), whereas there is a strong body of evidence that this is not the case, and for the majority of people traditional and community supports will be most useful and appropriate. Again, the use of the MHPSS intervention pyramid as a framework would help to make this clear.

There are some more serious misunderstandings regarding the MHPSS field, such as the statement that MHPSS programming is primarily psychotherapy which is imported from western contexts (e.g. lines 422-426). This is the opposite, in fact, of recommendations for MHPSS programming – a review of the 2007 IASC MHPSS Guidelines and the more recent Minimum Standards in MHPSS programming would make this clear.

A minor point relates to referencing style, which is sometimes inconsistent, and typing errors. The paper should be proofread carefully before being resubmitted.

Overall, this paper certainly has a useful contribution to make to the field. However, it needs to be more solidly grounded in MHPSS literature and resources, and to make clear that it is focusing on a rather narrow aspect of MHPSS programming rather than the field as a whole. The MHPSS intervention pyramid would form a useful framework for the paper.

Review: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R0/PR4

Conflict of interest statement

None

Comments

Thank you for giving me the opportunity to review this article. It is a valuable contribution to the literature. Please see a few comments before:

1. There has been a recent debate about the use of ‘natural’ when referring to disasters. I suggest using extreme weather events instead. You can read more here: https://reliefweb.int/report/world/why-disasters-are-not-natural.

2. I suggest strengthening the intro and discussing the mental health and psychosocial impacts and the role of MHPSS in the aftermath of extreme weather events. Why is this important and what role does it play in the response?

3. I suggest using in-text citations under study characteristics when referring to the n=.

4. Under cultural relevance, I suggest diving slightly deeper into this concept of western therapeutic modalities being used without proper adaptation and contextualization. Say more about why this is a barrier to delivery and the effectiveness of the intervention (it is not just a barrier to delivery but to effectiveness). This speaks to the need for DRR in counteries where extreme weather events are common. This is mentioned in line 437 but I suggest building this out more as a significant barrier highlighted in your paper. What can be done to prepare frontline workers, mental health, protection, communities themselves, etc. to prepare for extreme weather events and have the skills and tools to support one another. This is often one of the biggest barriers, services simply not existing.

5. Line 261-267, basic mental health and psychosocial considerations, activities and interventions are often neglected, not just the interventions. When you refer to social work for mental health, what does this mean? Are you referring to case management? This should be clarified and explained further.

6. Line 322, I suggest using a different term than trauma issues, such as distress. I don’t believe the term trauma issue is utilized or will have meaning to the reader.

7. Line 269, I suggest adding more about the misconception surrounding only mental health professionals delivering quality mental health care. You dive into this in the discussion but it can also be highlighted here. Besides the lack of mental health staff, is there all a belief that only mental health professionals can provide these services or that in the aftermath of an extreme weather event, mental health care is not a priority?

8. Stigma is a huge barrier to the uptake of mental health services. I suggest saying more about how stigma is a barrier to MHPSS services following a disaster.

9. The paper focuses heavily on trauma. I suggest using terminology such as distress and adverse as there is a shift away from trauma and PTSD being the sole focus of response as it lends itself to a deficit model. Line 58, for example, I suggest saying, risk factors include exposure to the event.

10. On line 469, you highlight the role of social support as a factor that influences mental health and wellbeing. I suggest diving deeper here and discussing the role of community engagement and support in the aftermath of extreme weather events. I also suggest discussing how critical social cohesion and collective action is to support recovery efforts and ultimately the wellbeing of the community.

Recommendation: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R0/PR5

Comments

Comments revisor 1:

ABSTRACT:

Background:

- It might be helpful to highlight the increase in natural disasters in developing countries due to climate change and the importance of providing a mental health response in the context of natural disasters, rather than the paucity of research in this area compared to war and conflict. Particularly given the limited availability of words here and capturing the context of the review. While I do agree the two can get conflated under the term ‘humanitarian’ response, I am uncertain if there is a paucity of research in this area, or just simply less research compared to other types of humanitarian crises.

Methods

- It would be helpful to delete the list of databases (again due to word count) and include the eligibility criteria, and quality appraisal / MMAT Tool

Results

- I would avoid selective reporting of descriptive findings (e.g., China and Earthquakes) and focus on the key themes identified.

Conclusion:

- Unclear at this stage why more research is needed. The size of an evidence-base is often a subjective judgement; however, you could argue that thirty-seven includes for a question on implementation is relatively substantial.

BACKGROUND

- Minor point, but slightly unclear what is meant by the bidirectional relationship between poverty and mental illness (Lund et al., 2011):

- Can you provide the page number for the quote: Mental health and psychosocial support (MHPSS), defined as “any type of local or 65 outside support that aims to protect or promote psychosocial well-being or prevent or 66 treat mental disorders” (UNHCR, 2021)

- Lines 70-75: It would be helpful if the statements about the effectiveness of MHPSS programmes were specific to natural disasters or highlighted the lack of disaggregation at this point.

- Lines 87-96; you make arguable points about the different mental health responses people may have in the context of a natural disaster compared to violence and war. However, it leads on from a point about gaps in the literature on implementation. When considering the aims of this review, as a reader, I would like to know why is it important that we understand the barriers and facilitators of implementing MHPSS in the context of natural disasters?

- Line 101-102: unclear what inequities means here. If it means increasing access to appropriate/high quality/affordable/suitable mental health and psychosocial support, it would be great if these issues were explored and highlighted earlier.

METHODS

- The eligibility criteria are largely transparent. However, it would be easier to follow if the definitions preceded or were reported alongside the criteria. This could be in a table or with some headings (e.g., population, intervention, humanitarian context, geographical location study design, etc). The language and no date limit reported could be reported last.

- Did you apply a definition of depression, anxiety, and PTSD? Or include all studies using these terms as determined by the study authors? Did you include/exclude PTSS? (Further details in the appendices would be great if word count is limited).

- Line 147: can you include the PRISMA checklist as part of the supplementary material?

- Can you use the PRISMA reference (e.g., Moher et al.) rather than Troup et al.?

- Line 165-172: What descriptive information did you collect via the data extraction form/tool? Were any quality assurance steps taken?

RESULTS

- Figure 1: Please check the numbers. 3285 minus 1037 =2248. Maybe the 2300 records screened includes citations hand searched? These can be included in the flow diagram

- It is usually customary to provide a breakdown of which criteria have been applied at full text, rather than composite number as this supports transparency in reporting.

- Did you also include linked studies? (e.g., where there is more than one paper reporting on a single study)

- Table 1:

o unsure what ‘Mix of MHPSS approaches’ means for Chung? Did they investigate MHPSS defined as ‘mixed’ or did they consider different types of MHPSS?

o Does Doocy’s cash for work programme meet your criteria for MHPSS?

o Do the 14 studies investigating ‘general mental health’ meet your depression, anxiety and PTSD criteria?

o Jha, some text is missing: cognitive behaviour therapy and?

o The majority of the studies include samples of survivors/recipients of MHPSS rather than providers, and I am wondering if this is because of the search strategy not including terms for providers? Was this the case for all the databases searched?

o Would it be possible to include the date of the natural disaster to better understand the timing of the study with the timing of the disaster, this could come after or merged with country of disaster to provide context details first.

- Line 236: the IASC tiers/pyramid has not been mentioned before. If you have this applied this to the studies you could mention this in the methods and the detail it could be included as a diagram or in the appendices.

- The quality of the findings based on the MMAT tool have not been included. Can this be provided in the main text of supplementary material.

- Overall, it is difficult to assess if the findings are grounded in the data, as they are not supported by participant quotes or author descriptions.

- It is unclear how many studies generated / contributed to each theme.

- Considering both of the points above, it is difficult to ascertain if findings from all studies contributed to the synthesis.

- I find the reporting of barriers and facilitators covering the same theme but reported separately/much further down in the text difficult to follow. An overview of the findings in the table would be helpful. This could include the summary of the themes, relevant quotes/author description, which studies contributed to each theme, and the quality of the studies (for each theme) would really aid the transparency in the reporting of findings.

- Line: 245: The use of some is a bit vague. Did you code for how many relied on WPP or whether studies did or did not adapt their programmes to be culturally sensitive/relevant?

- Line 248: Unclear what is meant by ‘ineffective’ here? Is that based on recipient perspectives or quantitative measures of effect? If the latter, that would be better assessed using meta-analysis, rather than thematic analysis.

DISCUSSION

- Line 415-417: Given my previous point about the extent to which you have explored cultural adaption of programmes, you could possibly make a claim about context, adaptation, and implementation. I would argue that making claims about context, and effectiveness would require a different methodological approach to the one taken in your review.

- Line 419-426: I cannot remember the extent to which the IASC guidelines engage with the issues of WPP, but there is on-going debate in the MHPSS community about how they are approaching this.

- Line 423: I would argue, MHPSS in the broadest sense, not just psychotherapy

- There is a slight overreliance on reference to the IASC guidelines, did you consider any recent guidelines issued in the light of COVID-19 that might be relevant to more recent debates on equity, accessibility etc?

- Line 476-483: I will politely disagree here. I think the findings on cultural relevance, task sharing, and stigma are common to many emergencies and even non-emergency / low-resource settings. Some of the findings on physical barriers could be argued, to speak to the timing and/or protracted nature of a given disaster. Not to say there are not important differences, but when designing and delivering the intervention, similar factors related to relevance, resource, accessibility, accessibility, stigma, etc, remain.

Strength and limitations

- I am a bit surprised that only N=3285 titles and abstracts were found, considering the lack of date on the search. However, this may be due to only searching three databases (Embase, Medline and psychinfo), the limited terms used for disaster victim (e.g., not including providers) as well as narrowing on outcomes. I recommend including this in the strengths and limitations.

Comments revisor 2: This paper explores an interesting issue, which would be of value to the MHPSS field. However, the authors’ use of key MHPSS concepts and resources is not always as clear and appropriate, and does not reflect the deep understanding of the field that would form a more solid foundation for this paper. For example, in para 4 of the Background section the definition of MHPSS is attributed to a 2021 UNHCR publication, whereas in fact MHPSS was first defined in this way in the 2007 IASC MHPSS Guidelines, and this definition has been adopted by others since then. It would be more helpful to ground the discussion in the original document, since it is foundational in the field.

The following paragraph (bottom of p3) gives an unrepresentative description of MHPSS programmes. Psychotherapy services are actually a very small aspect of MHPSS programming, and whilst the provision of basic services are part of MHPSS it is more about the extent to which these services are provided in ways which promote good mental health and psychosocial wellbeing. The MHPSS field has made great efforts to shift the focus away from PTSD and severe mental health disorders, to recognise that these affect a minority of the population. The MHPSS intervention pyramid (from the IASC MHPSS Guidelines) would provide a better overview of MHPSS programming.

A more general concern, related to this, is that the systematic review focuses on a very narrow set of outcomes (depression, anxiety and PTSD) which are not, in fact, the target outcomes of the majority of MHPSS programmes (see the recent IASC Common M&E Framework for MHPSS Programming in Emergencies for evidence of this). The paper needs to make much clearer that it is not, in fact, focusing on MHPSS programming in general, but on programming which aims to alleviate symptoms of mental disorder in contexts of disaster.

The MHPSS intervention pyramid would form a useful framework to clarify this point, and to inform the analysis. A review of Table 1 makes clear that almost all the programmes reviewed were at Level 3 of the intervention pyramid, with some Level 2 programmes represented. It is important to make this relatively narrow focus clearer, perhaps with a column in the table to indicate the level of the pyramid which each programme is positioned within. This would enable the authors to draw more meaningful conclusions about barriers and facilitators for certain types of programmes. In particular, the description of programmes in the ‘study characteristics’ section (lines 235-239) could be usefully structured according to the levels of the pyramid, with a brief description of the types of programmes represented at each level.

The paper gives the impression in places that most MHPSS programming takes place in high-resource countries, which is not in fact the case. MHPSS programming is focused primarily on emergency settings, which are more prevalent in low-resource settings. Whilst research is more often conducted in high-resource settings, as the authors point out, it is important to make clear that published research in the MHPSS field does not reflect practice. See, for example, Tol et al (2011) Mental health and psychosocial support in humanitarian settings: linking practice and research. Lancet. 2011;378(9802):1581–91 (a rather old paper but good starting point – I’m not sure things have changed greatly).

The analysis of the facilitators and barriers is helpful and well-grounded in the papers reviewed. It could be strengthened if the authors engaged more fully with recent literature and developments in the MHPSS field (e.g. WHO Quality Rights initiative and the many many papers which now exist around task-sharing in relation to MHPSS programming). The focus on reduced mental health disorder symptoms as outcomes sometimes leads the authors to imply that populations who have survived disaster always need access to mental health services/ specialists (e.g. lines 393-398), whereas there is a strong body of evidence that this is not the case, and for the majority of people traditional and community supports will be most useful and appropriate. Again, the use of the MHPSS intervention pyramid as a framework would help to make this clear.

There are some more serious misunderstandings regarding the MHPSS field, such as the statement that MHPSS programming is primarily psychotherapy which is imported from western contexts (e.g. lines 422-426). This is the opposite, in fact, of recommendations for MHPSS programming – a review of the 2007 IASC MHPSS Guidelines and the more recent Minimum Standards in MHPSS programming would make this clear.

A minor point relates to referencing style, which is sometimes inconsistent, and typing errors. The paper should be proofread carefully before being resubmitted.

Overall, this paper certainly has a useful contribution to make to the field. However, it needs to be more solidly grounded in MHPSS literature and resources, and to make clear that it is focusing on a rather narrow aspect of MHPSS programming rather than the field as a whole. The MHPSS intervention pyramid would form a useful framework for the paper.

Comments revisor 3: Please see a few comments before:

1. There has been a recent debate about the use of ‘natural’ when referring to disasters. I suggest using extreme weather events instead. You can read more here: https://reliefweb.int/report/world/why-disasters-are-not-natural.

2. I suggest strengthening the intro and discussing the mental health and psychosocial impacts and the role of MHPSS in the aftermath of extreme weather events. Why is this important and what role does it play in the response?

3. I suggest using in-text citations under study characteristics when referring to the n=.

4. Under cultural relevance, I suggest diving slightly deeper into this concept of western therapeutic modalities being used without proper adaptation and contextualization. Say more about why this is a barrier to delivery and the effectiveness of the intervention (it is not just a barrier to delivery but to effectiveness). This speaks to the need for DRR in counteries where extreme weather events are common. This is mentioned in line 437 but I suggest building this out more as a significant barrier highlighted in your paper. What can be done to prepare frontline workers, mental health, protection, communities themselves, etc. to prepare for extreme weather events and have the skills and tools to support one another. This is often one of the biggest barriers, services simply not existing.

5. Line 261-267, basic mental health and psychosocial considerations, activities and interventions are often neglected, not just the interventions. When you refer to social work for mental health, what does this mean? Are you referring to case management? This should be clarified and explained further.

6. Line 322, I suggest using a different term than trauma issues, such as distress. I don’t believe the term trauma issue is utilized or will have meaning to the reader.

7. Line 269, I suggest adding more about the misconception surrounding only mental health professionals delivering quality mental health care. You dive into this in the discussion but it can also be highlighted here. Besides the lack of mental health staff, is there all a belief that only mental health professionals can provide these services or that in the aftermath of an extreme weather event, mental health care is not a priority?

8. Stigma is a huge barrier to the uptake of mental health services. I suggest saying more about how stigma is a barrier to MHPSS services following a disaster.

9. The paper focuses heavily on trauma. I suggest using terminology such as distress and adverse as there is a shift away from trauma and PTSD being the sole focus of response as it lends itself to a deficit model. Line 58, for example, I suggest saying, risk factors include exposure to the event.

10. On line 469, you highlight the role of social support as a factor that influences mental health and wellbeing. I suggest diving deeper here and discussing the role of community engagement and support in the aftermath of extreme weather events. I also suggest discussing how critical social cohesion and collective action is to support recovery efforts and ultimately the wellbeing of the community.

Decision: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R0/PR6

Comments

No accompanying comment.

Author comment: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R1/PR7

Comments

Dear Dr Bass

Thank you for giving us the opportunity to respond to the reviewers' feedback and to make relevant changes based on their input. We have given a detailed response to the feedback and also revised the manuscript based on the feedback.

We look forward to your decision based on our response and revised manuscript.

Best wishes

Abhijit

Review: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R1/PR8

Conflict of interest statement

Reviewer declares none.

Comments

I appreciate the efforts made by the authors to address the issues I raised in my earlier review. In my opinion, the paper is now much stronger and almost ready for publication. I have one small suggested revision, described below.

I like the inclusion of ‘tiers’ in Table 1 to clarify the level of MHPSS intervention addressed by the programmes evaluated in the selected papers. I would say, though, that the Goenjian (2021) and the James (2013) papers actually describe a Tier 3 intervention – Tier 2 interventions are about strengthening social supports and would be open to all within the target group, not only those with high levels of distress (Tier 1 and 2 are primarily about promoting good psychosocial wellbeing and preventing mental health problems). A group psychotherapy intervention would be Tier 3 or 4. This might also apply to the Gao (2013) paper and the Ho (2017) papers, depending on whether these interventions targeted individuals with high levels of distress, or were open to all.

If the authors made these revisions, this would have implications for the first para of the ‘study characteristics’ section on p17.

Other than this, I’m happy to recommend publication for this revised version of the paper. I’ve enjoyed reviewing it, thankyou for the opportunity.

Review: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R1/PR9

Conflict of interest statement

None

Comments

The comments I made were adequately addressed in the revision and the article is reading very well. One small comments below:

1. Page 18, line 17-18. The MHPSS pyramid is referred to as layers not tiers. For example, you can say “followed by layer 2 family and community support”. You can refer to the UNICEF Guidelines https://www.unicef.org/media/109086/file/Global%20multisectorial%20operational%20framework.pdf.

Recommendation: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R1/PR10

Comments

The reviewers appreciate the efforts made by the authors to address this interesting topic. The reviewers have recommended some minor queries, which are described below.

Author 1:

I like the inclusion of ‘tiers’ in Table 1 to clarify the level of MHPSS intervention addressed by the programmes evaluated in the selected papers. I would say, though, that the Goenjian (2021) and the James (2013) papers actually describe a Tier 3 intervention – Tier 2 interventions are about strengthening social supports and would be open to all within the target group, not only those with high levels of distress (Tier 1 and 2 are primarily about promoting good psychosocial wellbeing and preventing mental health problems). A group psychotherapy intervention would be Tier 3 or 4. This might also apply to the Gao (2013) paper and the Ho (2017) papers, depending on whether these interventions targeted individuals with high levels of distress, or were open to all.

If the authors made these revisions, this would have implications for the first para of the ‘study characteristics’ section on p17.

Autho2:

The comments I made were adequately addressed in the revision and the article is reading very well. One small comments below:

1. Page 18, line 17-18. The MHPSS pyramid is referred to as layers not tiers. For example, you can say “followed by layer 2 family and community support”. You can refer to the UNICEF Guidelines https://www.unicef.org/media/109086/file/Global%20multisectorial%20operational%20framework.pdf.

Decision: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R1/PR11

Comments

No accompanying comment.

Author comment: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R2/PR12

Comments

No accompanying comment.

Review: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R2/PR13

Conflict of interest statement

Reviewer declares none.

Comments

The minor points I highlighted in my second review have been addressed, and I am happy to recommend publication.

Review: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R2/PR14

Conflict of interest statement

None

Comments

The paper has come along way and it has been a pleasure reviewing!

1. Page 3, Line 41, Ii looks like there is a misplaced period here after and. indirect.

2. Page 4, Line 19, “Most people will be able to recover from experiencing a disaster through basic MHPSS services like the provision of shelter, food and community support, however a minority of individuals will require more specialist mental health interventions to cope (DeWolfe et al., 2000). It should read, ”will require more focused or specialized care...". This is per the IASC MHPSS intervention pyramid.

3. Page 4, line 28. “MHPSS programmes, both psychotherapy services and basic services, have been found to be effective in improving mental health outcomes in individuals affected by humanitarian emergencies in developing countries, including by improving psychological functioning and reducing the prevalence of post-traumatic stress disorders (Bangpan et al., 2019)”. I suggest referring to the IASC pyramid layers here, “...MHPSS programmes including basic services, community supports and focused care,...”.

4. P 4, line 52. The term mental distress is not commonly used. I suggest changing to psychological distress.

5. Page 7, Focussed non-speacialised support. Should be, “Focused care...”.

6. Page 11. The Berliner study. There has been a lot of debate on which later PFA sits and in conclusion, it is not an intervention but a skill set that is taught to frontline staff and volunteers. I suggest putting this at layer 1 as it is a basic service and not an intervention and definitely not focused care.

Recommendation: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R2/PR15

Comments

Dear Authors, The paper has come along way and it has been a pleasure review the next comments:

1. Page 3, Line 41, Ii looks like there is a misplaced period here after and. indirect.

2. Page 4, Line 19, “Most people will be able to recover from experiencing a disaster through basic MHPSS services like the provision of shelter, food and community support, however a minority of individuals will require more specialist mental health interventions to cope (DeWolfe et al., 2000). It should read, ”will require more focused or specialized care...". This is per the IASC MHPSS intervention pyramid.

3. Page 4, line 28. “MHPSS programmes, both psychotherapy services and basic services, have been found to be effective in improving mental health outcomes in individuals affected by humanitarian emergencies in developing countries, including by improving psychological functioning and reducing the prevalence of post-traumatic stress disorders (Bangpan et al., 2019)”. I suggest referring to the IASC pyramid layers here, “...MHPSS programmes including basic services, community supports and focused care,...”.

4. P 4, line 52. The term mental distress is not commonly used. I suggest changing to psychological distress.

5. Page 7, Focussed non-speacialised support. Should be, “Focused care...”.

6. Page 11. The Berliner study. There has been a lot of debate on which later PFA sits and in conclusion, it is not an intervention but a skill set that is taught to frontline staff and volunteers. I suggest putting this at layer 1 as it is a basic service and not an intervention and definitely not focused care.

Decision: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R2/PR16

Comments

No accompanying comment.

Author comment: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R3/PR17

Comments

No accompanying comment.

Recommendation: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R3/PR18

Comments

No accompanying comment.

Decision: Barriers and facilitators to the implementation of mental health and psychosocial support programmes following natural disasters in developing countries: A systematic review — R3/PR19

Comments

No accompanying comment.