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1. The Mental Health Act 1983 (England and Wales): Legal Safeguards in Limbo

Published online by Cambridge University Press:  28 April 2021

Extract

Is it possible to have an effective legal safeguard within an inherently therapeutic context? This is the issue underlying a significant contrast in the way that similar provisions of the Mental Health Act 1983 (England and Wales) have been interpreted and applied in two different settings: in the purely legal setting of the High Court and by a judicial body in a hospital setting, namely, the Mental Health Review Tribunal.

Before dealing explicitly with the legal framework adopted by the 1983 act, I will briefly set out the kinds of strategies the law can employ to regulate behavior. One technique used in some areas of the law is to draw up an exhaustive list of rules and principles in an attempt to determine the outcome of cases. In this respect the law is concerned to achieve substantive justice; little discretion is vested in decision- makers. Alternatively, the law may confer complete discretion on decision-makers, and insist merely that the rules of natural justice be complied with in the process of making decisions.

Type
Part IV: Mental Health
Copyright
Copyright © American Society of Law, Medicine and Ethics 1986

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References

Andrew Ashworth has used the term “negative substantive justice” to distinguish this approach in the law from that generally recognized as substantive justice; namely, a form of the law that is concerned to determine that certain outcomes do take place. Procedural justice, negative substantive justice, and substantive justice may be regarded as providing a range of legal strategies—from attempts to regulate process, through attempts to determine outcomes by regulating what may not be done to individuals, to the most stringent attempts to regulate what will be done to individuals. Between them they may cover both the form and the substance of legal decisions.Google Scholar
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See generally Mental Health Review Tribunal Rules 1983 Statutory Instrument 1983 no. 942.Google Scholar
See generally sections 57, 58, and 3, Mental Health Act 1983.Google Scholar
Gostin, L., The Ideology of Entitlement: The Application of Contemporary Legal Approaches to Psychiatry, in Mental Illness, Changes and Trends (ed. Bean, P.) (Wiley, 1983).Google Scholar
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Gostin, L., Human Rights, Judicial Review and the Mentally Disordered Offender, Criminal Law Review, 779, 782 (1982).Google Scholar
The civil admission of patients for treatment under section 3 of the 1983 act requires first, that the patient is suffering from a specified mental disorder of “a nature or degree which makes it appropriate for him to receive medical treatment in a hospital” and secondly, that “it is necessary for the health and safety of the patient or for the protection of other persons that he should receive such treatment and it cannot be provided unless he is detained under this section” (emphasis added). The equivalent section under the 1959 act (section 26) was broadly similar in its first element, but its second element referred only to the necessity that it be “in the interests of the patient's health or safety or for the protection of other persons that the patient should be so detained” (emphasis added); there was no further reference to treatment or to its being provided outside of detention in hospital (section 26[2][a][ii] and [b], Mental Health Act 1959). The same contrast arises in the criteria to assess the necessity for continued detention. The 1959 act made no reference to medical treatment at this juncture, whilst the 1983 act reiterates the admission criteria “liable to be detained in a hospital for medical treatment” and “necessary … that he should receive such treatment” (sections 43 and 123, Mental Health Act 1959, and sections 20 and 72, Mental Health Act 1983).Google Scholar
Section 1(3), Mental Health Act 1983.Google Scholar
Article 5(1)(e) of the Convention would not permit detention on the sole grounds that a person's “views or behaviour deviate from the norms prevailing in a particular society.” See note 6, par. 37.Google Scholar
Following the decision of X v. the United Kingdom (judgment given November 5, 1981, Strasbourg), tribunals were given the power to discharge restricted patients. These are mentally abnormal offenders, who at the point of sentence are thought to pose a risk of serious harm to the public. Previously, this power had lain solely in the hands of the Home Secretary.Google Scholar
See, e.g., section 3(2)(b), Mental Health Act 1983.Google Scholar
Stare decisis, or the doctrine that in civil matters the Court of Appeal is bound to follow its own decisions, applies less rigidly in criminal matters. In R. v. Taylor (1950) 2 K.B. 368, Lord Goddard C.J. noted that the criminal court had to deal with questions involving the liberty of the subject; this factor meant that it was the duty of the court, in certain circumstances, to reconsider decisions where the law may have been “misapplied or misunderstood.” It could be argued that since the Mental Health Act 1983 deals with matters affecting the liberty of the subject, that on questions of appeal the civil court might unusually, but properly, show greater flexibility. See also M. Zander, When the Law Lords Are Guilty of Ignoring Opinion, The Guardian, May 23, 1986.Google Scholar
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The court will review findings of fact only if no reasonable tribunal on the evidence before them could have come to the same conclusion. See L. Gostin, E. Rassaby, A. Buchan, Mental Health: Tribunal Procedure (Oyez Longman, 1984), at 93.Google Scholar
Before Mr. Justice McCullough, Queen's Bench Division, December 20, 1985.Google Scholar
For those suffering from psychopathic disorder and mental impairment the test is the same for admission (section 3) and renewal (section 20). For those suffering from mental illness it is somewhat harder to obtain an authority to renew than to detain initially, while for those suffering from severe mental impairment the reverse is true. This is because for the two latter categories, at the point of renewal, it may also be demonstrated, as an alternative to the alleviation/deterioration concept, that the patient if discharged would be “unlikely to be able to care for himself, to obtain the care which he needs, or to guard himself against serious exploitation.” Section 20(4)(c), Mental Health Act 1983.Google Scholar
Mental Health Act 1983. Section 72—The Discharge of Non-Restricted Patients.Google Scholar
The 1959 act had given the power to those appointed as patients' legal guardians under the act to consent on their behalf. This power was withdrawn under the 1983 act.Google Scholar
Mr. Justice McCullough did not address the minimum period in hospital that would constitute inpatient treatment, save to say that (1) an admission-for-assessment order (section 2) enables a patient to be detained for up to twenty-eight days and warrants his detention for “at least a limited period.” Section 3 contains no such provision. Since it may last for the longer period of six months, the judge assumed that Parliament must have thought it unnecessary to add the “limited period” order. (2) More controversially, the judge noted that the patient's health only required injections, not more general nursing—which is included in the definition of treatment; injections did not necessitate inpatient treatment.Google Scholar
The strategies were: (1) Making a section 3 order (admission for treatment lasting up to six months) and granting the patient leave of absence the next day. (2) Recalling a patient on indefinite leave of absence when the intention is merely to prevent him being on leave of absence for six months continuously. This may take two forms: (a) recalling a patient at the end of six months' leave for an overnight stay. This, it was thought, enabled the renewal of a section 3 order under section 20; leave of absence back into the community was granted the next day. (b) Recalling a patient at the three months' interval to enable examination by a doctor other than the responsible medical officer and certification that compulsory medication should be continued without his consent does not amount to the ending of one period of leave of absence and the start of another. Thus section 20 can only be used to renew the authority to detain a patient whose mental condition is believed to require detention for treatment in a hospital.Google Scholar
In comparing the 1983 act with the 1959 act, Mr. Justice McCullough might have been led astray, in that the 1983 act was a consolidating act; the major amendments to the 1959 act were made by the Mental Health (Amendment) Act 1982. However, close inspection of the 1982 (Amendment) Act reveal that sections 3, 20, and 72 were incorporated intact into the 1983 act.Google Scholar
In emergencies, treatment may be given without the consent of the patient under common law. The doctrine of necessity, which covers such situations, is not clearly defined. However, emergency situations may be taken to include circumstances in which “immediate action is necessary to preserve life, or to prevent a serious and immediate danger to the patient or other people”; L. Gostin, A Practical Guide to Mental Health Law (National Association for Mental Health, London, 1983), at 49.Google Scholar
Supra note 17, at p. 13 of judgment transcript.Google Scholar
Id., at p. 27 of judgment transcript.Google Scholar
The MHRT system was first introduced by the Mental Health Act 1959. In discussions concerning the tribunal's purpose, the minister of health, Walker Smith, stated: “Just as the right of application to a tribunal is one of the main safeguards against improper admission under compulsory powers, so it is a main safeguard against unduly protracted detention”; Hansard, January 26, 1959.Google Scholar
Peay, J., Psychiatry and the Law—Who Controls Whom? (paper presented at the Second International Congress on Psychiatry, Law and Ethics, Tel Aviv, Israel, 1986).Google Scholar
See gen. Mental Health Act 1983, section 72.Google Scholar
Id., section 72(1) (“may in any case direct”) and 72(2).Google Scholar
The reasons the tribunal gave for its decision in Mr. Wellbecome's case were as follows:Google Scholar
Tribunals in restricted cases under section 73 of the act do not enjoy these specific discretionary powers, i.e., to discharge in any case or to consider questions of treatability or viability.Google Scholar
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X v. U.K., supra note 11.Google Scholar
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It should be noted that the appointment of new members who held the view that their function was to go rather further than merely acting as a safeguard for the liberty of detained patients, but also to act as guardians of the public's safety, served to support a tendency already present within the tribunal membership. See Peay, J., Mental Health Review Tribunals: Just or Efficacious Safeguards?, Law and Human Behavior 5(2/3): 161 (1981).Google Scholar
Bone v. Mental Health Review Tribunal (1985) 3 All ER 330–334. The court held that where a tribunal refuses to direct the discharge of a detained patient, the tribunal must give proper and adequate reasons for its decision, so that the patient will be enabled to know whether the tribunal has made any error of law in reaching its decision.Google Scholar