In early 1915, as the war turned from awful novelty to the backdrop of life, Sigmund Freud (1856–1939) reflected on how the conflict had led to disillusionment about the achievements of modern “civilization”. Europeans, seduced by their own myths of unstoppable progress had been hit hard by the shock of war, he claimed. Their pre-war innocence demonstrated fundamental misunderstanding of human nature and “civilization”. No matter how “civilized”, imperishable “primitive” instincts and drives persisted within each person and fought for control of the mind. Yet “civilization” was built on the renunciation of instinctual satisfaction. All “civilized” peoples and societies, embroiled in the constant act of repression, existed in a state of perpetual tension between instinct and the higher self. This tension could not be dissolved, and the maintenance of “civilization” could never be assured. In retrospect, the outbreak of war was inevitable: it made manifest instincts and impulses simmering beneath the surface of “civilized” life even at outwardly peaceful times.Footnote 1 Freud’s ‘piece of topical chit-chat’, written to satisfy the publisher, caught the prevalent mood of anxious contemplation on the consequences of war for “civilization”.Footnote 2
The broad sweep of Freud’s argument was not alien to British intellectual and scientific culture, which had long incorporated views of “civilization” as built on the conquest of individual, anti-social desires.Footnote 3 In the recent past, these ideas had been reworked along psychobiological lines in Darwin’s reconstitution of man as a creature driven by the foundational, unconscious, and ineradicable force of animal instinct.Footnote 4 For many of those who followed Darwin, his vision of instinct as at the centre of human nature trampled over meliorating dreams of “progress”.Footnote 5 The animal within could only be policed, never destroyed. It was a necessary constituent of human identity, but one which must be constantly rejected in order to maintain the human and “civilization” itself. For late Victorians, ‘living self-consciously in an age of evolutionary belief’, the doubts and anxieties provoked by evolutionary theory were live matters.Footnote 6 Men of science raised in the fervent atmosphere of the Darwinian revolution, including older “shell-shock” doctors, transmitted to younger generations both their absolute confidence in the evolutionary framework of understanding and the insecurities about “man’s place in nature” which it stimulated. The ideas about mind, nerves, and brain which doctors took into the war were formulated within this evolutionary framework of understanding, and replicated the latent pessimism and uncertainties of earlier debates on evolution and human nature.
This chapter examines forms and sites of “psychological” knowledge within pre-war medical culture, arguing that these extended far beyond specialist disciplines and institutions. In the late nineteenth and early twentieth centuries, an evolutionary framework of understanding underpinned medical approaches to mind, nerves, and brain. The evolutionary model of mind was structured by dichotomies of “high” and “low” (human/animal, mind/body, civilized/primitive), but the emphasis within evolutionism on transition simultaneously undermined these hierarchies. Because psychological medicine was infused with evolutionary assumptions, it reflected and contributed to debates about human identity and “modern civilization” which ranged across and drew together many disciplines.Footnote 7 As a unified system underlying various models of mind, the evolutionary framework of understanding also bridged some of the main concepts of late nineteenth-century psychological medicine and later psychodynamic approaches. Awareness of the pervasive influence of evolutionism helps us to understand how British doctors responded to psychoanalysis during and after the war, and the series of transitions between Darwin and Freud in British psychological medicine. The evolutionary model of mind carried over into theories of “shell-shock”, which can be seen as part of the longer attempt to work out the human and animal attributes of “civilized” persons. Up to and beyond the First World War, the medical imagination was haunted by visions of the animal and the “primitive” at the heart of the human and of “civilization”.
Understanding Mind, Nerves, and Brain in Pre-War Medical Culture
If many of the doctors who treated “shell-shock” were not specialists in mind, nerves, or brain, what knowledge of these entities did they bring to their encounters with “shell-shocked” men? There were two main paths to such knowledge: practical professional experience of treating nervous and mental disorders and education (formal and informal). The most obvious location for professional practical experience was the asylum, the site of the development of the psychiatric profession in Britain. Around half of the published “shell-shock” doctors had some background in asylum psychiatry. In the absence of public provision for non-custodial treatment, the asylum remained the main site for the care of those with severe or chronic mental health problems. The period spanning the late nineteenth and early twentieth centuries is often seen as the nadir of psychiatric provision in Britain, with most asylums overcrowded and understaffed, and the overall system inflexible and insufficient to cope with the full range of mental illnesses.Footnote 8 However, before 1914, many asylum psychiatrists vocally supported proposals for the early and non-custodial treatment of mental disorders and actively worked towards the ‘hospitalization of the asylum’.Footnote 9 The most visible manifestation of this movement was the foundation in 1907 of the Maudsley Hospital, intended for the ‘care and treatment of acute recoverable cases of mental disease’ – although the fact that the hospital did not open at all until January 1916, and was not open for civilian use until 1923, also points to the difficulties faced by reformers.Footnote 10 While “shell-shock” undoubtedly provided an urgent impetus towards reform of the asylum system, powerful currents of change existed before the war.
Outside the asylum, doctors observed and treated temporary or less severe psychological or “nervous” afflictions at several sites. Minor nervous illnesses, such as hypochondriasis and neurasthenia, were often perceived as the responsibility of hospital physicians and neurologists. Cases of these disorders were encountered in hospitals on general wards, observation wards, and specialist wards for the treatment of ‘alcoholism, poisoning, and mental derangement’.Footnote 11 In addition, before 1914, outpatient departments for psychiatric and nervous illnesses had been founded at several institutions, including four London teaching hospitals.Footnote 12 Although these sites provided no opportunities for systematic study of mental disorders and their treatment, it was widely recognized among the medical profession that non-specialists had to deal with minor nervous and mental illnesses as part of their daily work. Reformers emphasized that an ideal medical curriculum would provide instruction in the diagnosis and treatment of these illnesses, not least to enable recognition and preventative treatment at an early stage of mental disorder.Footnote 13 Medical students learnt and plied their trade in general hospitals and their attached outpatient clinics, and non-specialists among the published “shell-shock” doctors had almost certainly encountered different forms of nervous and mental disorders at these sites.
This period also saw increased medical specialization. In the half century or so before 1914, new journals and societies focusing on the problems of mind, nerves, and brain proliferated.Footnote 14 Although these forums promoted different disciplinary stances, practitioners in each field were also aware of connections between the specialisms. In its early years, presidents of the neurological section of the Royal Society of Medicine (RSM) were chosen by rotation to represent different faces of the topic: ‘one year special neurology, another general medicine, another surgery, another psychology, another physiology, each with special bearing upon the subject of the nervous system’.Footnote 15 When the British Journal of Psychology was struggling to get off the ground, the Journal of Mental Science called for financial and moral support for the venture, portraying the aims of the new journal as inextricably tied to those of its own subscribers.Footnote 16 Specialization did not preclude interest in adjacent fields. The Medico-Psychological Association (M-PA) was “officially” the organization of asylum psychiatrists, but several psychologists and neurologists among the published “shell-shock” doctors were members or attended its meetings.Footnote 17 Likewise, the British Neurological Society welcomed asylum doctors and physiologists, and the British Psychological Society held joint meetings with the psychiatric section of the RSM, the Aristotelian Society, and the Mind Association.Footnote 18 Neurologists played an important part in the foundation of the section of psychiatry of the RSM in 1912.Footnote 19 The personnel, subject matter, and activities of specialist organizations often overlapped. In the late nineteenth and early twentieth centuries, the boundaries between psychology, psychiatry, and neurology were porous.
In the early stages of differentiation between these disciplines, when fewer specialist forums existed, individuals congregated at any event which pursued knowledge of mind, nerves, and brain. For example, the annual meeting of the M-PA in 1900 hosted representatives of the psychiatric old guard such as the alienists Charles Mercier (1851–1919) and Robert Armstrong-Jones (1857–1943) as well as future leaders of British psychology including Alexander Shand (1858–1936) and W.H.R. Rivers (1864–1922).Footnote 20 Associations such as the M-PA played an important in part in building professional networks and fostering interaction between individuals with different outlooks and interests. Shand and Rivers helped to establish the British Journal of Psychology. Another founder member of this journal was Charles Myers. He and Rivers were both members of the 1898 Cambridge anthropological expedition to the Torres Straits and worked alongside each other at the Cambridge experimental psychology laboratory. Both were also alumni of St Bartholomew’s medical school. Myers’ election to membership of the M-PA in 1909 was proposed by Rivers, the early proponent of psychodynamic psychology W.H.B. Stoddart (1868–1950), and Robert Armstrong-Jones, an asylum superintendent strongly attached to hereditary theories of mental illness. The only apparent link between Armstrong-Jones and the more sophisticated psychologists is that he was also a Barts man, roughly contemporaneous with Rivers. Rivers and Myers rarely attended the M-PA, but when its quarterly meeting was held at Cambridge in February 1909, they gave a demonstration of equipment in the psychological laboratory. Armstrong-Jones and Charles Mercier were again present.Footnote 21 These connections between leading asylum psychiatrists and the foremost figures in academic psychology, spanning two decades, demonstrate the fluidity of relations within the fields of psychological medicine and research.
The flipside of fluidity was insecurity: free exchange of ideas and personnel was necessary while these disciplines were ill-established. Yet the differentiation and refinement of approaches to mind, nerves, and brain also point to deep engagement with these issues within parts of medical culture. Pre-war psychological medicine is often characterized as reactive or stagnant, but the inertia of the formal structures of mental health provision coexisted with supra-structural flux as new disciplines were established and sought to work out their relations to each other. Psychiatrists, psychologists, and neurologists had not yet defined their remits: sometimes, they were not even sure how to describe what they were doing. When ‘psychiatry’ was touted as a name for the new section of the RSM, there was confusion over how to pronounce the word until a lexicographer declared that if the society planned to adopt the term, it could settle the pronunciation itself.Footnote 22 The generalist medical press regularly printed lectures and reviewed books on psychiatry and psychology, with commentators testifying to the ‘real living interest’ in such topics.Footnote 23 Although doctors disagreed on the best way forward, the extent of debate – even the volume of complaints about the asylum system – shows that this was a moment of change within psychological medicine. These shifts arose out of dissatisfaction and despair with aspects of existing mental health care provision, but also generated much excitement and activity.
Psychology, Psychiatry, and Medical Education
Apart from practical professional experience of patients suffering from mental or nervous illnesses, doctors were most likely to have gained some knowledge of mind, nerves, and brain from their medical education and training. A fairly standardized medical curriculum had emerged by the 1890s.Footnote 24 This included a compulsory course in psychological medicine, and some teaching hospitals and medical schools began offering such courses as early as the 1860s.Footnote 25 These courses usually consisted of attendance at a series of lectures, and at clinical demonstrations held at a public asylum near the hospital.Footnote 26 By 1900, most newly qualified doctors had received some training in psychological medicine, but reformers argued for more extensive changes still. They complained that the fundamentals of psychological medicine could not be fully taught in the time available, that the advanced cases of insanity students saw in asylums bore little relation to the ‘borderland and incipient cases’ more often found in general practice, and that examining bodies did not consistently and rigorously enforce assessment in psychological medicine.Footnote 27 Yet psychological medicine did make solid gains within medical education in the decades before the war. In 1885, the M-PA set up a certificate of efficiency in psychological medicine. Although this certificate never really took off among medical students, in London and the four Scottish universities those studying for the degree of doctor of medicine could specialize in psychiatry if they wished. By 1914, it was also possible to take a postgraduate diploma in psychiatry at the universities of Durham, Edinburgh, Manchester, Leeds, and Cambridge.Footnote 28 As courses proliferated, universities set up lectureships and chairs in psychiatry and related disciplines.Footnote 29 Although only highly committed students opted for specialist courses, these decades nevertheless saw solid increases in provision for education in psychological medicine.
Even medical students who did not pursue specialist training or pay close attention to compulsory lectures and demonstrations would have found it difficult to avoid acquiring some “psychological” knowledge in the course of their studies. Because psychiatry shared territory with many other branches of medicine, instruction in mind, brain, and nerves was scattered throughout the curriculum.Footnote 30 At Barts in the 1880s, the course on ‘principles and practice of medicine’ dealt with diseases of the brain and spinal cord, as well as chorea, epilepsy, hysteria, and delirium tremens. Over the decade, the content of this course gradually expanded to encompass everything from headache to sleep problems, stammering, and writers’ cramp.Footnote 31 In lectures on anatomy and physiology, students were introduced to the structure and functions of the nervous system, and to ‘the Physiology of the MIND’.Footnote 32 This included instruction on the relations of physiology to psychology and body to mind, ‘functions associated with mind’ such as ‘consciousness, perception, and will’, and even ‘unconscious cerebration’.Footnote 33 Meanwhile, courses on forensic medicine and medical jurisprudence routinely dealt with insanity, malingering, and the relation of unsound states of mind to criminal acts.Footnote 34 Medical students did not have to be committed to a career in psychiatry to acquire a passing acquaintance with some of its key concepts, diagnostic practices, and treatments.
For students actively interested in psychological medicine, there were several less formal avenues to knowledge within their teaching institutions. Hospital medical societies fostered cross-generational links and served as potential conduits for the vertical transmission of knowledge. The cohort of “shell-shock” doctors mostly took an active part in the associational life of their educational institutions, whether as students or teachers, and their paths sometimes crossed at pre-war meetings of student medical societies.Footnote 35 The records of student medical societies and in-house journals suggest a growing appetite for papers on “psychological” subjects in the late nineteenth and early twentieth centuries. The St Barts’ Abernethian Society and Hospital Reports often hosted discussions of functional and neurotic disorders, including hysteria and neurasthenia, and of matters such as ‘mental disturbance after operations’ or ‘medicine and the mind’.Footnote 36 When the Abernethian Society put on papers on ‘manifestations of hysteria’ or ‘the psychology of dreams’, respectable numbers attended (respectively, twenty-four and sixty-five listeners). But when the speaker was well known, such as the neurologist Henry Head (1861–1940) or Robert Armstrong-Jones, the number of attendees could climb to more than 200.Footnote 37
The associational life of other teaching hospitals in the thirty years or so before the war shows similar patterns. The Medical (later Listerian) Society of King’s College Hospital heard papers on insanity,Footnote 38 malingering,Footnote 39 functional nervous disorders (including hysteria and neurasthenia),Footnote 40 and Freud.Footnote 41 At Guy’s, the Pupil’s Physical Society, the Physiological Society, and the Guy’s Hospital Reports covered topics including insanity and related disorders,Footnote 42 the nature of mind (in its conscious and unconscious aspects, its material and other manifestations, and normal and abnormal psychology),Footnote 43 and sleep and dreams.Footnote 44 There was a notable increase in the number of papers on hypnotism and suggestion, perennial favourites of student medical societies, from around 1900. These usually attracted higher than average audiences.Footnote 45 In a record for the Medical Society, eighty-six people attended one such lecture at King’s.Footnote 46 The opportunity for showmanship formed part of the appeal of hypnotism, with more than one set of minutes recording the excitement of practical demonstrations.Footnote 47 However, hypnotism also afforded students the chance to explore topics covered only sketchily on the formal curriculum: dreaming, memory, the existence of the unconscious, the influence of the mind on the body, the role of the doctor’s personality in healing, the fine lines separating normal and abnormal psychological processes, and the limits of free will and individual autonomy.Footnote 48 Little wonder, then, that such papers often stoked lively discussions.Footnote 49
The formal and informal structures of medical education offered many opportunities to find out about psychological matters. Diligent scholars, or those heavily involved in the associational life of colleges and hospitals, would undoubtedly have acquired some such knowledge, albeit in an unorganized and piecemeal fashion. In this way, non-specialists could obtain some basic knowledge of nervous and mental disorders. Perhaps more importantly, the evolutionary framework which shaped specialist understandings of mind, nerves, and brain also formed the foundation of approaches to mind and body within medical education. Via the influence of evolutionary forms of understanding, specialists and non-specialists had access to some similar kinds of psychological knowledge, although these were elaborated more explicitly and in greater detail within specialist disciplines. This evolutionary model of mind was carried over into constructions of the diagnosis of “shell-shock”, and is crucial to understanding commonalities between apparently different conceptualizations of the disorder.
The Evolutionary Model of Mind in Pre-War Psychological Medicine
By the end of the nineteenth century, evolutionary frameworks of understanding dominated British intellectual and scientific culture. The author of the essay on ‘Evolution’ in the 1911 edition of the Encyclopaedia Britannica commented that in the space of only two editions, since Huxley’s exposition of the topic in 1878, ‘the doctrine of evolution has outgrown the trammels of controversy and has been accepted as a fundamental principle’.Footnote 50 In the half-century leading up to the First World War, when “shell-shock” doctors undertook their professional training, evolution gradually permeated the preclinical medical curriculum. Most topics invited an evolutionary standpoint or required some engagement with evolutionary theory. The examination questions at St Barts on comparative anatomy, biology, morphology, embryology, physiology, and botany demonstrate that by the 1880s at the latest, evolution was firmly entrenched in the mainstream of medical education.Footnote 51 In the same decades, evolutionary principles structured the course of physiology lectures at Guy’s, which began with ‘distinctions between man and the lower animals’, and then provided evolutionary-infused overviews of comparative anatomy, morphology, and individual and racial development.Footnote 52 In 1918, when the Edinburgh Pathological Club hosted an extensive enquiry into the ideal training of medical students, many different specialists still emphasized the role of evolutionary theory in their subjects, including botany, zoology, anatomy, and general medicine.Footnote 53 The evolutionary framework of understanding underpinned most aspects of formal medical education in the opening decades of the twentieth century.
The less formal elements of medical education also immersed students in evolutionary thought. In the two decades before the war, several of the papers delivered to the Guy’s Hospital Physiological Society that tackled mind or related topics explicitly referred to Darwin or alternative theories of evolution.Footnote 54 The evolutionary account of mind in one paper on ‘Consciousness’ stressed racial hierarchy, with the speaker claiming that ‘the difference between the consciousness of the dogs, apes, etc., and between that of the lowest races of mankind such as the Aztecs, the Veddahs, and the Polynesians, is a great deal less than the corresponding difference between these uncivilised races, and the higher specimens of thoughtful genius in man, such as Shakespeare, Darwin, Goethe, Milton, and Pope’.Footnote 55 This explicit statement on the evolutionary hierarchy of mind articulated and systematized the implicit assumptions scattered throughout other student papers.
At every stage in their training, doctors were taught to conceptualize the human body and mind as shaped by a long process of evolution. When the circumstances of war forced doctors who were not specialists in mind, brain, or nerves to take responsibility for treating “shell-shocked” men, they fell back on the knowledge of mind and its workings gleaned from their medical education. When doctors reflected on the development of psychology in Britain, they usually credited Darwin with originating a truly scientific (by which they meant biological) approach to the subject. In the words of one “shell-shock” doctor, Darwin had ‘rescu[ed] psychology from the thraldom of medieval thought’ and shown ‘its true ancestry, coeval with animal life’.Footnote 56 The way of seeing fostered by the evolutionary framework of understanding united surgeons, ophthalmologists, gastroenterologists, medical psychologists, psychiatrists, and neurologists. Although there were many distinctions between practitioners from different disciplines and traditions, this shared mode of thought makes it possible to set out some general features of an evolutionary model of mind common to psychiatrists, psychologists, and neurologists as well as doctors from other specialisms.
The doctrine of psycho-physical parallelism, sometimes identified as the most popular medical view of mind–body relations, formed an important common ground in mainstream approaches within neurology, psychiatry, and psychology.Footnote 57 As employed by doctors in this period, psycho-physical parallelism meant that mental and physical processes were viewed as occurring in tandem with each other and as in some way connected, but the nature of the causal relation was not specified.Footnote 58 Psycho-physical parallelism allowed psychiatrists to identify their relatively insecure discipline with more established and scientifically reputable neurological and physiological approaches.Footnote 59 It also meant that doctors could justify focusing on mind or body without denying the importance of either. Joseph Ormerod (1848–1925), a specialist in nervous disorders with a particular interest in hysteria, compared physiologists and psychologists to men looking at a coin from opposite sides and arguing whether it was heads or tails: ‘the two sides are indissolubly connected, just as there is some unknown but certain connection between mind and matter’.Footnote 60 The psychologist William Brown, meanwhile, argued that as doctors knew more about mental processes than corresponding brain activities, it made sense to explain mental disturbances in terms of ‘memory, ideas, imaginations, desires, and wishes’ rather than through reference to ‘hypothetical nerve cells and nerve fibres’.Footnote 61 The disciplines of mind, nerves, and brain were therefore linked by the doctrine of psycho-physical parallelism, uses of which both reflected the incomplete separation of these fields and glossed the differences between them. As will be seen in the next chapter, the use of ambiguous concepts and strategies to justify particular stances or to forge practical working theories was central to the practice of pre-war British psychological medicine.
Although the doctrine of psycho-physical parallelism was not universally accepted, it was widely believed that the evolution of mind and nervous system proceeded hand in hand. The foremost British neurologist of the nineteenth century, John Hughlings Jackson (1835–1911), argued that the nervous system consisted of ‘levels’ laid down at different evolutionary moments which corresponded to functions rather than anatomical structures. The functions performed at the most ancient levels were simple, highly organized, and automatic. At the higher levels, which provided the basis for consciousness, activity was less organized, more complex, and more voluntary. The higher levels controlled the lower levels. Any impairment of the higher levels released the lower levels from this control and resulted in the development of pathological conditions such as aphasia (a partial or total loss of the ability to produce or to comprehend language). Jackson named this process ‘dissolution’ and believed that as disease or injury stripped back the higher levels of the nervous system, behaviour characteristic of an earlier stage in the evolution of the species could be viewed. The ‘pathological’ symptoms and behaviours released by dissolution represented what was once the highest level of phylogenetic development.Footnote 62
Jackson’s influence was felt across the other disciplines of mind, nerves, and brain. The psychologist William McDougall (1871–1938) described ‘each step of mental evolution’ as ‘the effect or expression of a corresponding step of nervous evolution’.Footnote 63 For the physiologist Edward Schäfer (1850–1935; later Sharpey-Schafer), all human mental achievement resulted from ‘the acquisition by a few cells in a remote ancestor of a slightly greater tendency to react to an external stimulus’.Footnote 64 Robert Cole (1866–1926), a specialist in mental diseases and author of a well-received textbook of psychiatry, concluded that mind was best regarded from ‘the Evolutionary standpoint’ because study of the animal kingdom demonstrated ‘the gradual development of Mind pari passu with the evolution of the Brain’.Footnote 65 On the eve of the First World War, Cole’s statement described the outlook of most medical men on the origins and evolution of the mind and nervous system.
The Faculties of Mind: Thought, Emotion, and Will
The evolutionary model prevalent within the pre-war disciplines of mind, nerves, and brain depicted mind as a unified and integrated structure consisting of three basic faculties: emotion, thought, and volition.Footnote 66 Healthy mental functioning was conceived as a matter of balance between these faculties: their interdependence meant that disorder in any part affected all the other aspects of mind. These faculties of mind were also aligned with nervous processes and incorporated into a hierarchical model of nervous evolution.Footnote 67 Authors of works on psychological medicine continually calibrated the degree to which each faculty of mind was animal or human, “primitive” or “civilized”, and dependent on nature or nurture. Within this model of mind, individuals and races were deemed more or less “civilized” to the extent that their behaviour was dominated by the “higher” faculties of reason or will, or the “lower” faculty of emotion. However, the animal and the “primitive” were constituent parts of even the most “civilized” human and could rise to the surface at any time. Although the “civilized” was defined through its opposition to the “primitive”, and these conditions marked different ends of the evolutionary spectrum, because the same scale instituted a series of transitional steps between the two positions, evolutionism underlined the precariousness of “civilization” and even the human itself.
The instability of established understandings of human nature in the post-Darwinian world is evident in late nineteenth-century psychological accounts of reason and instinct. Conventionally, reason had been viewed as a unique attribute which separated human behaviour from the instinct-driven actions of animals. The Liberal philosopher L.T. Hobhouse (1864–1929), born in the middle of the decade separating Origin of Species from The Descent of Man, dimly recalled being taught as a child ‘that man had reason, while animals had instinct’. By the time he reached adulthood, this conception had broken down. Instead, Hobhouse recounted, it was now known that ‘no impassable gulf’ separated instinct from intelligence and that intelligence actually evolved out of instinct. All human behaviour, including reason, was based in heredity and instinct. Although man benefitted from ‘the guidance of experience and reflection’, it was impossible to completely separate out instinct from intelligence. Man was ‘no more regulated by pure reason than animals by pure instinct’.Footnote 68 The British psychologist Conwy Lloyd Morgan (1852–1936) confirmed this view of intelligence as little more than modified instinct: instinct was ‘inherited adaptation’, while intelligence was an ‘inherited power’ which permitted reasoned adaptation within the lifetime of the individual.Footnote 69 Another psychologist, James Sully (1842–1923), marvelled that the development of ‘the most ordinary child’ revealed ‘the points of contact of man’s proud reason with the lowly intelligence of the brutes’ and demonstrated ‘the great cosmic action, the laborious emergence of intelligence out of its shell of animal sense and appetite’.Footnote 70
In the evolutionary model of mind, the position of reason as the most “human” mental attribute was determined by its relation to other elements. Volition, or reasoned will, stood at the apex of human mind, and the inherited racial attribute of emotion at its base. The hereditary, biologically inscribed attribute of emotion was closely aligned with instinct, and sometimes even portrayed as little more than a basic nervous reflex.Footnote 71 Commentators contrasted emotion with the acquired (and therefore more human) characters of reason and will, as in Darwin’s claim that the main emotions were ‘innate or inherited’, and therefore beyond ‘the will of the individual’.Footnote 72 Other authors portrayed emotion as the direct opposite of volition.Footnote 73 The American psychologist William James (1842–1910) went so far as to deny any separation of emotion from the body. In ‘What is an emotion?’ (1884), James argued that bodily changes do not take place as a consequence of emotion: rather, the perception of bodily change is the emotion. He stated that a ‘purely disembodied human emotion’ was inconceivable: if a strong emotion was analysed and its ‘characteristic bodily symptoms’ abstracted, there was ‘nothing left behind, no “mind-stuff” out of which the emotion can be constituted’. A ‘cold and neutral state of intellectual perception is all that remains’.Footnote 74 Although James’ theory was far from universally accepted, it was seen to prove ‘the capital importance of physiological factors in emotion’.Footnote 75
This association of emotion with the body demonstrates its status as a “primitive” faculty of mind. The psychiatrist W.H.B. Stoddart claimed that emotion always operated in essentially the same way, whether it expressed the ‘sensations of a cat when she sees a mouse’ or the ‘sensations of a lover who sees his sweetheart walking with another man’.Footnote 76 Emotion was characterized as a product of the earliest stages of human evolution, and individuals or groups apparently ruled by emotion were perceived as “backward” or “uncivilized”. To observe emotion in its purest, unmediated state, Darwin studied four main groups: ‘the commoner animals’, ‘savage’ races, the insane, and infants.Footnote 77 Along similar lines, medical commentators described emotion as a prominent feature of the mental life of women and the working classes.Footnote 78 The social and racial prejudices of these assessments of ‘emotionality’ depended on circular reasoning: the behaviour of these groups was dominated by emotion and instinct, and so they must be located at a lower point on the evolutionary scale; because they were less highly evolved, the actions of these groups must be governed by emotion and instinct, rather than reason and volition.
As a manifestation of the lower levels of mind, emotion required strict control by the higher faculties. Uncontrolled or overabundant emotion was undesirable, and actions based on unmediated emotion were seen as uncritical, impulsive, and driven by “primitive” suggestion and belief rather than reasoned volition.Footnote 79 There was no substantial difference between the actions of a person in a state of uncontrolled emotion and those of a lunatic.Footnote 80 While doctors acknowledged emotion as a necessary element of life, which imbued the world with ‘warmth’ and ‘human value’, they also insisted that it was valuable only in proportion to intelligence.Footnote 81 Authors constructed elaborate hierarchies of affective states organized by the degree to which cognition and volition entered into their constitution. The lowest level was feeling, a reflex reaction to simple corporeal pleasure or pain; then came emotion, still ‘reflexly and involuntarily aroused’, but provoked by ‘a perception or idea’ rather than mere sensation; finally, in the highest affective level of sentiment, voluntary attention was directed to ideas. In the ‘intellectualised emotions’ of sentiments, such as truth, justice, duty, conscience, and aesthetic taste, feeling was attached ‘to an object of pure intellect’.Footnote 82 As emotion was incrementally augmented by reason and volition, it was gradually “civilized”. The ideal development of emotion was therefore a movement further and further away from reflex and the body, until the animal was entirely written out of its definition.
In contrast to emotion, the perfectly directed will represented the apex of human mental achievement. Evolutionists’ veneration of free will might be seen as logically inconsistent with determinist views of the human mind as the outcome of material processes, and as subject to the same laws which determined the motions of all other physical matter.Footnote 83 If will were a natural phenomenon like any other, then there could be ‘no such thing as liberty of will even in man: man is simply the slave and the obedient slave of his nerve cells’. Indeed, the human will had ‘no more freedom than that of the higher animals’, from which it differed ‘only in degree – not in kind’.Footnote 84 The removal of will from the mystical realm of the soul, and of man from his status as divinely appointed lord and master of all creation, was a dangerous assault on comforting fictions of human power.Footnote 85 A thoroughgoing determinism should have levelled all the faculties of mind and retained no special place for will. In practice, however, doctors went to some lengths to retain the higher status of will, even while recasting its power in naturalistic terms.Footnote 86 Medical psychologists continued to insist that volition was the highest product of evolution, even while elaborating rejections of metaphysical notions of will which ran to several hundred pages.Footnote 87 This feat was achieved through the construction of evolutionary scales of development tracing the growth of will from the instinct of ‘the simplest microscopic animalcule’ up to ‘the most truly purposive actions of man, actions sustained and renewed through long years by a firm self-conscious resolution to achieve some clearly conceived end’.Footnote 88 The evolutionary narratives created by psychologists, psychiatrists, and neurologists used the language of natural science but tenaciously clung to the possibility of free and inviolate will.Footnote 89
In some ways, fears within medical culture about the pernicious effects of theories and practices which seemed to undermine the will were tiresomely repetitive: responses to Darwin echoed earlier disquiet around mesmerism and anticipated the uneasiness provoked by psychoanalysis.Footnote 90 Nevertheless, the encounter with Darwinism did alter concepts of will. As doctors and other theorists emphasized the animal origins of will, they simultaneously undermined the potential of its reach and underlined the potency of the forces it had to contain. Like thought and emotion, will was simultaneously linked to and divided from instinct. It developed out of instinct, but existed to police and contain lower forms of activity.Footnote 91 The crucial mediator between instinct and volition, as between emotion and sentiment, was intelligence: the French psychologist Theodule Ribot (1839–1916) described the relation between will and intelligence as ‘the robust blind man carrying on his shoulders the paralytic who sees clearly’.Footnote 92 The perfect direction of will depended on harnessing intelligence to determine the right end of action, and suppressing emotion which might interfere with judgement or the execution of an action. The precise deployment of will, on which “civilized” human identity hinged, involved forbearance as well as positive action, and could even be defined as the power not to act.Footnote 93 Because human development depended on the suppression of instinct and emotion, the capacity for repression proved the measure of man.Footnote 94
The heightened emphasis on will as perhaps the most important aspect of human identity is even perversely reflected in the late nineteenth-century creation of aboulia, a disorder defined as the absence of will (and deemed to be more common in women than men).Footnote 95 The will shaped by ‘education and experience’ was the cornerstone of character and the most distinctively “human” of all mental faculties.Footnote 96 As the ‘force in Nature in which consciousness reaches its acme’, humans achieved ‘the dignity of personality’ and dominion over the earthly universe through the exercise of will.Footnote 97 Yet if the special character of man was that ‘racially and personally he has grown into the habit of inhibiting himself from brutishness’, this only underscored that he had ‘much, complex and various, to inhibit’.Footnote 98 Reformulations of will enabled man to cling to a distinctively human status, but only by the skin of his recognizably canine teeth. Will both defined human identity and performed an essential social function: it restrained individual desire, prevented anarchy, and formed the foundation of “civilization” itself.Footnote 99 Without will, there could be no duty and responsibility, only the selfish indulgence of individual desire.Footnote 100 The dark shadow of impairment of will was the precarious status of all human achievement.
Mind and Its Disorders
The incorporation of mind in the evolutionary scale of development meant that any disorder of its faculties could be construed as a perilous return to “primitive” origins. Although disorder might originate in any of the three faculties of mind, its existence always demonstrated the slackening of ‘the vigilant control of the will’, the highest coordinating faculty of mind.Footnote 101 All disorders of mind were therefore also disorders of will. As one of the most recent acquirements of the human mind, any impairment of will constituted a regression; because it harnessed and directed all the “lower” faculties of mind, loss of will unleashed primal traits and testified to the animal origins of man. In the 1870s, psychiatrist Henry Maudsley (1835–1918) interpreted the ‘brute-like characteristics’ of the insane as reminders that every man had ‘the brute nature within him’.Footnote 102 Forty years later, Robert Armstrong-Jones reaffirmed this view. As ‘a vertebrate animal with the instincts of the animal’, man attained the ‘veneer of civilization’ only through the ‘the power of inhibition’ and ‘the influence of his environment’. In insanity, all the accoutrements of “civilization” were shed ‘in inverse order of their acquirement’, ‘until at last a man is left a wreck barely above the level of the animal’.Footnote 103 For both alienists, madness meant reversion to mental states characteristic of earlier stages in individual development and racial evolution.
Thomas Claye Shaw (1841–1927), whose professional career spanned most of these forty years, put forward a similar view of insanity. From the early 1870s until his retirement in 1911, Claye Shaw was superintendent of Banstead Asylum and lecturer in psychological medicine at St Bartholomew’s Hospital.Footnote 104 He described madness in Jacksonian terms as ‘dissolution’ or ‘devolution’ from ‘the highest state of the individual’.Footnote 105 Volition, a recently acquired and highly elaborate aspect of mind, was shed first in mental illness.Footnote 106 In turn, ‘intellectual comprehension’ shrank, emotion ran riot, and ‘the type of early, undeveloped life’ dominated: hence, the insane resembled ‘uncivilized persons’, ‘savages’, ‘islanders’, ‘primitive races’, children, and even ‘the brute creation’.Footnote 107 As dissolution showed, man’s original nature was still that of ‘a wild beast, impulsive and liable to explode’. Indeed, the ‘readiness with which civilized man reverts to the savage type shows simply that the original ferocity is only tamed, not changed’. Although modern societies were built on ‘the cultivation of inhibition’, at the current stage of evolution, this could only ever be an ‘artificial restraint’.Footnote 108 For Claye Shaw, the extent of mental instability in modern life demonstrated the inevitable appearance of ‘throw-backs or reversions, failures and impossibilities’.Footnote 109 Moreover, in practice, mankind could not be divided into the definitively mad and the absolutely sane. Individuals perpetually seesawed above and below an average level of sanity, and any ‘phonographic repetition of the day’s sayings and a cinematographic representation of the day’s doings would show many ups and downs in the levels of development’.Footnote 110 Ultimately, the evolutionary framework of understanding undermined the boundaries between animal and human, “primitive” and “civilized”, insane and sane.
This construction of mental disorder as regression, a slippage down the evolutionary scale of development, carried over into conceptions of war neurosis. “Shell-shock” doctors imbibed these ideas from the culture around them, but more specifically from their formal and informal education. These influences were direct and indirect. Although he published extensively on insanity, belonged to many medical societies, and merited obituaries in leading medical journals, Claye Shaw was not a great psychological theorist or even one of the leading psychiatrists of his day. Yet he was deeply immersed in the institutional and associational life of one of the great teaching hospitals: an ‘attractive’ lecturer with ‘well-attended’ classes, who favoured rising juniors at the Abernethian Society with his patronage and contributed an article to almost every volume of the St Bartholomew’s Hospital Reports published between the mid-1870s and 1900.Footnote 111 As such, Claye Shaw’s influence on psychological medicine extended over several decades. During his tenure as lecturer in psychological medicine at Barts, several “shell-shock” doctors passed through the school, including Armstrong-Jones, Charles Myers, and W.H.R. Rivers, the three doctors to publish most extensively on the disorder.Footnote 112 We cannot know how, or even if, Claye Shaw influenced the intellectual development of these students. However, the concept of mental illness as regression recurs in different ways in the work of all three physicians.Footnote 113 The constellation of future “shell-shock” doctors at Barts offers an intriguing insight into potential mechanisms for the transmission of knowledge within medical schools, and the influence of medical education on the later careers of students, in a period when evolutionary frameworks of understanding shaped many aspects of the medical curriculum.
Conclusion
In the final decades of the nineteenth century, British doctors, like their contemporaries in other fields, revised their visions of human nature in the wake of the Darwinian revolution. This involved the reconfiguration, rather than erasure and reinvention, of earlier ideas of mind, brain, and nerves. After Darwin, the traditional boundaries of high and low which governed western thought were reconstituted as gateways between the categories they delineated. The evolutionary framework of understanding came to dominate medical education. During their training, doctors were exposed to a model of mind in which human mental faculties were perceived as repositories of earlier stages of evolutionary development, overlaid by the fragile acquisitions of “civilization”. Volition was the cornerstone of human identity and the controlling mechanism of the mind, but it also grew out of instinct and attested to man’s animal origins. As an insecure attainment, will was liable to waver in the course of everyday life, but under extreme strain it could even break down completely, unleashing the “primitive” forces it contained. When doctors trained in this tradition tried to explain “shell-shock”, they fell back on this conception of mind, and depicted the nervous and mental disorders of war as painful failures of will.
In its barest outlines, this evolutionary model had much in common with Freud’s representation of mind in his 1915 paper on war and death. Freud argued that “civilization” was superficial: scratch the surface of the “civilized” mind, and an ineradicable mass of primitive drives and instincts pulsates beneath. “Civilization” demanded the repeated renunciation of instinctual satisfaction from each of its members, and so survived on the shakiest of foundations. Freud’s paper recapitulated the dominant themes of late nineteenth-century intellectual and scientific culture. Indeed, in the view of ophthalmologist John Herbert Parsons (1868–1957), the Freudian-derived ‘“New Psychology” [had] its origin in the “Origin of Species”’.Footnote 114 The evolutionary framework of understanding instituted points of exchange for ideas about human mind, body, and culture across medicine and the human, social, and natural sciences.
Across several domains of thought, individuals raw with the abrasions of the post-Darwinian universe niggled away at the dangerous proximity of the human to the animal. Anthropological expeditions which set out to confirm ‘biologically based otherness and inequality’ ended by revealing ‘the “savage” and “primitive” basis of the “civilized” mind’.Footnote 115 Psychological investigations attempted to establish what made a coherent and rational person, but instead tore open the unstable borderlines between consciousness and the ‘obscure recesses’ of the mind.Footnote 116 In this way, the conceptual gateways that evolutionary theory instituted between “high” and “low” also constituted a different, historical point of exchange, between the psychological medicine of the late nineteenth-century and the psychodynamic approaches to mind which gained medical and scientific purchase in Britain in the interwar period. The Freudian theory of the unconscious drew on ‘well-known theories of the pervasive influence of unconscious mental processes’, but it also transformed them.Footnote 117 The concept of organic memory – the transmission of thoughts, memories, and cultural achievements across generations – permeated Freudian psychoanalysis. Only the belief that ontogeny recapitulates phylogeny (that individual development repeats racial development) allowed Freud to ‘view human history through the child and through the neurotic as well as through the unconscious of the “normal” individual’.Footnote 118 The same concepts of evolution, inheritance, and “civilization” that saturated psychological culture in Britain also formed the backdrop of psychoanalytic theory, against which Freud formulated his more radical ideas.
These interfaces demonstrate the existence of shared questions and concerns about the fundamental make-up of human nature, although the answers were very different. Freudian psychoanalysis is often viewed as the main intellectual resource of psychodynamic medical psychologists in the years around the First World War, but it was not the only form of knowledge that forced reappraisal of established certainties. The evolutionary framework of understanding which pervaded intellectual and scientific culture in the early twentieth century also encouraged reassessment of the constituents of human identity and workings of mind. This framework of understanding shaped medical approaches to the bodies and minds of “shell-shocked” soldiers. As will be seen, concepts of emotion, will, and animal inheritance dominated understandings of the disorder until the end of the war and beyond. The evolutionary model of mind remained integral to medical understandings of mental breakdown. But in the decades before the war, as the disciplines of mind, nerves, and brain gradually separated and defined their own territories, attempts to understand the relations between animal and human, body and mind, and the individual and the social also led to flux and mutation within medical culture.
