Hostname: page-component-76fb5796d-dfsvx Total loading time: 0 Render date: 2024-04-26T10:46:14.219Z Has data issue: false hasContentIssue false

Voice and Balancing in US Congressional Elections

Published online by Cambridge University Press:  01 June 2021

Abstract

If the median voter wrote the Constitution, every Tuesday would be Election Day. Consider the case of the United States: Halfway into a presidential term, congressional elections allow the people to adjust the course of federal policy. Two complementary mechanisms describe how this opportunity is embraced by centrists: a direct mechanism, which strengthens the out-party in Congress to “balance” the president’s policy impact, and an indirect mechanism, by which midterm voting serves to “voice” dissatisfaction as a signal to the president. A model of repeated elections unites the two mechanisms: whereas midterm balancing reacts to the preceding presidential election, midterm voice anticipates the following one. Using micro and macro data for all House elections from 1956 through 2018, I show that balancing and voice work hand in hand: it is those voters with both policy incentives who contribute most to the notorious “midterm loss,” and particularly so under circumstances that make balancing more necessary and voice more promising. Yet although policy-oriented behavior typically restrains dominant parties, it may also cushion the fall of unpopular administrations. Centrists can be creative.

Type
Special Section: Democracy
Copyright
© The Author(s), 2021. Published by Cambridge University Press on behalf of the American Political Science Association

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

Footnotes

Data replication sets are available in Harvard Dataverse at: https://doi.org/10.7910/DVN/P57GDP.

References

Alesina, Alberto, and Rosenthal, Howard. 1995. Partisan Politics, Divided Government and the Economy. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
American Enterprise Institute. 2006. “Midterm Election Update.” AEI Political Report 2 (9): 13.Google Scholar
Anderson, Christopher J., Blais, André, Bowler, Shaun, Donovan, Todd, and Listhaug, Ola. 2005. Loser’s Consent: Elections and Democratic Legitimacy. Oxford: Oxford University Press.CrossRefGoogle Scholar
Ansolabehere, Stephen, Rodden, Jonathan, and Snyder, James M. Jr. 2008. “The Strength of Issues: Using Multiple Measures to Gauge Preference Stability, Ideological Constraint, and Issue Voting.” American Political Science Review 102 (2): 215–32.CrossRefGoogle Scholar
Bafumi, Joseph, Erikson, Robert S., and Wlezien, Christopher. 2010. “Balancing, Generic Polls and Midterm Congressional Elections.” Journal of Politics 72 (3): 705–19.CrossRefGoogle Scholar
Barry, Brian. 1974. “Review Article: ‘Exit, Voice, and Loyalty.’British Journal of Political Science 4 (1): 79107.CrossRefGoogle Scholar
Birch, Sarah, and James, Dennison. 2019. “How Protest Voters Choose.Party Politics 25 (2): 110–25.CrossRefGoogle Scholar
Blais, André. 2004. “Strategic Voting in the 2002 French Presidential Election.” In The French Voter: Before and after the 2002 Elections, ed. Lewis-Beck, Michael, 93109. Hampshire: Palgrave.CrossRefGoogle Scholar
Bølstad, Jørgen. 2012. “Thermostatic Voting: Presidential Elections in Light of New Policy Data.” PS: Political Science & Politics 45 (1): 4450.Google Scholar
Brambor, Thomas, Clark, William Roberts, and Golder, Matt. 2006. “Understanding Interaction Models: Improving Empirical Analysis.” Political Analysis 14 (1): 6382.CrossRefGoogle Scholar
Campbell, Angus. 1960. “Surge and Decline: A Study of Electoral Change.” Public Opinion Quarterly 24 (3): 397418.CrossRefGoogle Scholar
Campbell, James E. 1985. “Explaining Presidential Losses in Midterm Congressional Elections.” Journal of Politics 47 (4): 1140–57.CrossRefGoogle Scholar
Campbell, James E. 1987. “The Revised Theory of Surge and Decline.” American Journal of Political Science 31 (4): 965–79.CrossRefGoogle Scholar
Campbell, James E. 1996. “Polls and Votes: The Trial-Heat Presidential Election Forecasting Model, Certainty, and Political Campaigns.” American Politics Quarterly 24 (4): 408–33.CrossRefGoogle Scholar
Castanheira, Micael. 2003. “Why Vote for Losers?Journal of the European Economic Association 1 (5): 1207–38.CrossRefGoogle Scholar
Chatterjee, Somdeep, and Jai, Kamal. 2020. “Voting for the Underdog or Jumping on the Bandwagon? Evidence from India’s Exit Poll Ban.” Public Choice, Forthcoming. https://doi.org/10.1007/s11127-020-00837-y.CrossRefGoogle Scholar
Downs, Anthony. 1957. An Economic Theory of Democracy. New York: Harper.Google Scholar
Erikson, Robert S. 1988. “The Puzzle of Midterm Loss.” Journal of Politics 50 (4): 1011–29.CrossRefGoogle Scholar
Erikson, Robert S. 2016. “Congressional Elections in Presidential Years: Presidential Coattails and Strategic Voting.” Legislative Studies Quarterly 41 (3): 551–74.CrossRefGoogle Scholar
Erikson, Robert S., and Romero, David W.. 1990. “Candidate Equilibrium and the Behavioral Model of the Vote.” American Political Science Review 84 (4): 1103–26.CrossRefGoogle Scholar
Fiorina, Morris P. 1992. Divided Government. New York: Macmillan.Google Scholar
Franklin, Mark N., Niemi, Richard, and Whitten, Guy. 1994. “The Two Faces of Tactical Voting.” British Journal of Political Science 24 (4): 549–57.CrossRefGoogle Scholar
Franklin, Mark N., and Weber, Till. 2010. “American Electoral Practices in Comparative Perspective.” In The Oxford Handbook of American Elections and Political Behavior, ed. Leighley, Jan E., 667–84. Oxford: Oxford University Press.CrossRefGoogle Scholar
Gallup, Inc. 2014. “Slim Majority in U.S. Expect Republicans to Win the Senate.” http://www.gallup.com/poll/178271/slim-majority-expect-republicans-win-senate.aspx.Google Scholar
Gallup, Inc. 2016. “Election Polls—Accuracy Record in Midterm Congressional Elections.” http://www.gallup.com/poll/24493/Election-Polls-Accuracy-Record-Midterm-Congressional-Elections.aspx.Google Scholar
Gallup, Inc. 2018. “Democrats More Worried than Republicans about Election.” https://news.gallup.com/poll/244517/democrats-worried-republicans-election.aspx.Google Scholar
Gehlbach, Scott. 2006. “A Formal Model of Exit and Voice.” Rationality and Society 18 (4): 395418.CrossRefGoogle Scholar
Grofman, Bernard. 1985. “The Neglected Role of the Status Quo in Models of Issue Voting.” Journal of Politics 47 (1): 230–37.CrossRefGoogle Scholar
Hardmeier, Sibylle. 2008. “The Effects of Published Polls on Citizens.” In The SAGE Handbook of Public Opinion Research, eds. Donsbach, Wolfgang and Traugott, Michael W., 504–13. London: SAGE.CrossRefGoogle Scholar
Hirschman, Albert O. 1970. Exit, Voice, and Loyalty. Responses to Decline in Firms, Organizations, and States. Cambridge, MA: Harvard University Press.Google Scholar
Hirschman, Albert O. 1976. “Discussion.” American Economic Review 66 (2): 386–89.Google Scholar
Hummel, Patrick. 2011. “Abstention and Signaling in Large Repeated Elections.” Games and Economic Behavior 72 (2): 586–93.CrossRefGoogle Scholar
Huntington, Samuel P. 1991. The Third Wave: Democratization in the Late Twentieth Century. Norman: University of Oklahoma Press.Google Scholar
Jessee, Stephen A. 2010. “Partisan Bias, Political Information and Spatial Voting in the 2008 Presidential Election.” Journal of Politics 72 (2): 327–40.CrossRefGoogle Scholar
Kang, Won-Taek. 2004. “Protest Voting and Abstention under Plurality Rule Elections: An Alternative Public Choice Approach.” Journal of Theoretical Politics 16 (1): 79102.CrossRefGoogle Scholar
Kedar, Orit. 2009. Voting for Policy, Not Parties: How Voters Compensate for Power Sharing. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Kellermann, Michael. 2008. “Electoral Punishment as Signaling in Subnational Elections.” https://www.researchgate.net/publication/265141201.Google Scholar
Kernell, Samuel. 1977. “Presidential Popularity and Negative Voting: An Alternative Explanation of the Midterm Congressional Decline of the President’s Party.” American Political Science Review 71 (1): 4466.CrossRefGoogle Scholar
Knight, Brian G. 2017. “An Econometric Evaluation of Competing Explanations for the Midterm Gap.” Quarterly Journal of Political Science 12 (2): 205–39.CrossRefGoogle Scholar
Kselman, Daniel, and Niou, Emerson. 2011. “Protest Voting in Plurality Elections: A Theory of Voter Signaling.” Public Choice 148 (3–4): 395418.CrossRefGoogle Scholar
Lewis, Jeffrey B., Poole, Keith T., Rosenthal, Howard, Boche, Adam, Rudkin, Aaron, and Sonnet, Luke. 2020. “Voteview Database.” http://voteview.com.Google Scholar
Lewis-Beck, Michael S., and Nadeau, Richard. 2004. “Split-Ticket Voting: The Effects of Cognitive Madisonianism.” Journal of Politics 66 (1): 97112.CrossRefGoogle Scholar
Lindstam, Emmy. 2019. “Signalling Issue Salience: Explaining Niche Party Support in Second-Order Elections.” Electoral Studies 60: 102026.CrossRefGoogle Scholar
Mebane, Walter R. 2000. “Coordination, Moderation, and Institutional Balancing in American Presidential and House Elections.” American Political Science Review 94 (1): 3757.CrossRefGoogle Scholar
Mebane, Walter R., and Sekhon, Jasjeet S.. 2002. “Coordination and Policy Moderation at Midterm.” American Political Science Review 96 (1): 141–57.CrossRefGoogle Scholar
Meirowitz, Adam, and Shotts, Kenneth W.. 2009. “Pivots versus Signals in Elections.” Journal of Economic Theory 144 (2): 744–71.CrossRefGoogle Scholar
Meirowitz, Adam, and Tucker, Joshua A.. 2007. “Run Boris Run: Strategic Voting in Sequential Elections.” Journal of Politics 69 (1): 8899.CrossRefGoogle Scholar
Myatt, David P. 2017. “A Theory of Protest Voting.” Economic Journal 127 (603): 1527–67.CrossRefGoogle Scholar
Oppenheimer, Bruce I., Stimson, James A., and Waterman, Richard W.. 1986. “Interpreting U.S. Congressional Elections: The Exposure Thesis.” Legislative Studies Quarterly 11 (2): 227–47.CrossRefGoogle Scholar
Peters, Gerhard, and Woolley, John. 2020. “The American Presidency Project.” https://www.presidency.ucsb.edu/statistics/data.Google Scholar
Petrocik, John R. 1996. “Issue Ownership in Presidential Elections, with a 1980 Case Study.” American Journal of Political Science 40 (3): 825–50.CrossRefGoogle Scholar
Petrocik, John. 2009. “Measuring Party Support: Leaners Are Not Independents.” Electoral Studies 28 (4): 562–72.CrossRefGoogle Scholar
Piketty, Thomas. 2000. “Voting as Communicating.” Review of Economic Studies 67 (1): 169–91.CrossRefGoogle Scholar
Powell, G. Bingham. 2000. Elections as Instruments of Democracy: Majoritarian and Proportional Visions. New Haven: Yale University Press.Google Scholar
Rao, J. N. K., and Scott, A. J.. 1984. “On Chi-Squared Tests for Multiway Contingency Tables with Cell Proportions Estimated from Survey Data.” Annals of Statistics 12 (1): 4660.CrossRefGoogle Scholar
Razin, Ronny. 2003. “Signaling and Election Motivations in a Voting Model with Common Values and Responsive Candidates.” Econometrica 71 (4): 1083–119.CrossRefGoogle Scholar
Reif, Karlheinz, and Schmitt, Hermann. 1980. “Nine Second-Order National Elections–A Conceptual Framework for the Analysis of European Election Results.” European Journal of Political Research 8 (1): 344.CrossRefGoogle Scholar
Scheve, Kenneth, and Tomz, Michael. 1999. “Electoral Surprise and the Midterm Loss in US Congressional Elections.” British Journal of Political Science 29 (3): 507–21.CrossRefGoogle Scholar
Schimpf, Christian H. 2019. “Anticipated Election Result and Protest Voting: Why and When Canadian Voters Signal Discontent.” Canadian Journal of Political Science 52 (4): 847–63.CrossRefGoogle Scholar
Schumpeter, Joseph A. 1942. Capitalism, Socialism, and Democracy. New York: Harper.Google Scholar
Shafer, Byron E., and Wagner, Regina L.. 2018. “Affirmations for an Aging Electoral Order: The Mid-Term Elections of 2018.” The Forum 16 (4): 497511.CrossRefGoogle Scholar
Tufte, Edward R. 1975. “Determinants of the Outcomes of Congressional Midterm Elections.” American Political Science Review 69 (3): 812–26.CrossRefGoogle Scholar
Joost, Van Spanje, and Weber, Till. 2019. “Does Ostracism Affect Party Support? Comparative Lessons and Experimental Evidence.” Party Politics 25 (6): 745–58.Google Scholar
Weber, Till. 2011. “Exit, Voice, and Cyclicality: A Micrologic of Midterm Effects in European Parliament Elections.” American Journal of Political Science 55 (4): 907–22.CrossRefGoogle Scholar
Weber, Till. 2015. “Synergy in Spatial Models of Voting: How Critical Cases Show that Proximity, Direction and Discounting Are Friends, Not Foes.” Journal of Elections, Public Opinion and Parties 25 (4): 504–29.CrossRefGoogle Scholar
Wlezien, Christopher. 1995. “The Public as Thermostat: Dynamics of Preferences for Spending.” American Journal of Political Science 39 (4): 9811000.CrossRefGoogle Scholar
Wlezien, Christopher. 2017. “Policy (Mis) Representation and the Cost of Ruling: U.S. Presidential Elections in Comparative Perspective.” Comparative Political Studies 50 (6): 711–38.CrossRefGoogle Scholar
Supplementary material: PDF

Weber supplementary material

Weber supplementary material

Download Weber supplementary material(PDF)
PDF 136.5 KB
Supplementary material: Link
Link