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The Evolution of Environmental Cooperation between Former Belligerents in the Middle East and Europe: A Rational Choice Approach

Published online by Cambridge University Press:  21 May 2009

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Establishing an effective environmental regime is not an easy task in most parts of the world. The risk of collective action failure is significantly increased in embattled regions that are characterized by mistrust and enmity among the former belligerents. Still, interdependence is the underlying factor in numerous transnational environmental systems, including those in strife-ridden areas. This essential characteristic constitutes the rational foundation upon which national decision-makers operate in order to maintain or improve the quality and quantity of essential environmental resources available to their peoples. Various cooperative strategies often provide a means to attain this goal.

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Copyright © T.M.C. Asser Press 2001

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References

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26. A comparison of the quantities of water used by the parties does not lead to a clear answer because two different factors lead in different directions. On the one hand, the fact that Israeli users’ share in the aquifer's waters is much greater than the Palestinians’ (currently the rate is about 5:1) suggests that significant water pollution in the aquifer will entail greater negative payoffs to Israel than to the Palestinians. On the other hand, the fact that the aquifer supplies 90 percent of the Palestinian annual consumption, and only about one-third of Israel's consumption, indicates that the loss sustained by the Palestinians following a significant contamination will be greater than the loss sustained by Israel.

27. The biggest investment needed to avoid water contamination involves preventing the infiltration of domestic wastewater into the underground reservoir. This requires the establishment of an adequate infrastructure for collecting and treating sewage. The financial resources needed to establish this system correspond to the number of people residing in this area. Almost 90 percent of the population in this area is Palestinian. Consequently, most of the investment required to develop an adequate sewage system in the West Bank is o t be borne by the Palestinians.

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33. For a detailed analysis of the sources of pollution in the Gulf of Aqaba, see Sandier, D., ‘Environmental Law and Policy for the Gulf of Aqaba: An Israeli Perspective’, in Protecting the Gulf of Aqaba, op. cit. n. 31, at pp. 69, 85–89;Google ScholarEnvironmental Quality in Israel, Report Nos. 19–20; 19931994 (Jerusalem, The Ministry of the Environment 1995) pp. 183186.Google Scholar

34. Actions taken by Egypt and Saudi Arabia are not likely to affect the positions of Jordan and Israel since the former are the upstream parties in the Gulf. The prevailing winds in the Gulf are from the north to the south, and the currents run from Jordan and Israel southward to Egypt and Saudi Arabia. Thus, pollutants from Egypt and Saudi Arabia are not expected to reach either Jordan or Israel. For a formalized game theoretic analysis of the multilateral setting in the Gulf of Aqaba, see Hirsch, , loc. cit. n. 10, at pp. 96100.Google Scholar

35. Thus, for instance, an oil spill may drift from Jordan to Israel within six hours and vice versa, Upper Gulf of Aqaba, supra n. 31, at p. 21.

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40. See on this trend in the Jordan River basin, Lowi, op. cit. n. 25, at pp. 192–197.

41. ECE: 1947–1987, op. cit. n. 2, at p. 2. See about a similar process in the contemporary Baltic Region (in which border disputes inhibit environmental cooperation), VanDeveer, S.D., Environmental Cooperation and Regional Peace: Baltic Politics, Programs and Prospects, Paper submitted to the International Studies Association Annual Convention (Chicago, February 2001) p. 6. See also on this subject inGoogle ScholarVanDeveer, S.D., ‘Redefining Security Around the Baltic: Environmental Issues in Regional Context’, 5 Global Governance (1999) p. 221.Google Scholar

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47. This is the case, for instance, with regard to joint activities undertaken by the parties to combat the spread of the foot-and-mouth disease in the region; Haaretz (English Edition) 18 March 2001, p. 1. See also about plans to build a joint desalination plant for Israel and the Palestinian Authority; Haaretz 4 April 2001, p. 7 (Hebrew).

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49. The ECE allowed from its inception the participation of external parties who have a special interest in the area. The first and foremost example is the US. Over the years other states acquired the status of full membership (e.g., Canada); Wolfram, R., ed., United Nations: Law, Policies and Practice, Vol. 1 (Dordrecht, Nijhoff Publishers 1996) pp. 436, 442.Google Scholar

50. This alternative is preferable wherever the agreement's provisions are likely to improve (even slightly) environmental protection, compared to the status quo ante.

51. Theoretically, the process does not inevitably develop in only one direction; a reverse trend is also possible. Legally, states can withdraw from most international treaties. In practice, however, withdrawals from environmental agreements are very rare. Rational Choice analysis explains this (desirable) phenomenon with reference to ‘disassociation costs’ that accompany withdrawal from international treaties. Accession to an international treaty regularly requires states to incur some costs (involved in the ratification and implementation of the treaty) and they are usually not inclined to forfeit these ‘sunken costs’.

52. The incremental approach (or ‘the framework-protocol mode’) is also desirable for other reasons, such as enhancement of the legitimatization of the decision-making process that is established through this approach. See on this approach, and particularly in the context of international freshwater regimes, Brunnee, J. and Toope, S.J., ‘Environmental Security and Freshwater Resources: Ecosystem Regime Building’, 91 AJIL (1997) p. 26 at pp. 56–58.CrossRefGoogle Scholar

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55. The long and complex negotiations that took place within the ECE towards the adoption of the 1979 Convention are documented in detail in Chossudovsky, op. cit. n. 37, at pp. 23–107. See also on this subject in Fraenkel, loc. cit. n. 43, at pp. 452–455; and Brunnee, op. cit. n. 43, at pp. 175–176.

56. Thus, for instance, the contracting parties undertook to ‘endeavor to limit, and, as far as possible, gradually reduce and prevent air pollution’ (Art. 2 of the LRTAP Conventio, supra); to develop policies and strategies to serve as a means of combating the discharge of air pollutants (Arts. 3 and 6), and to hold consultations with the other members (Art. 5).

57. See Levy, op. cit. n. 37, at p. 76.

58. Note to Art. 8(f) of the LRTAP Agreement, supra.

59. Art. 12(3), ibid.

60. Arts. 10–11, ibid.

61. Article 2 of the Protocol to the Convention on Long-Range Transboundary Air Pollution on the Reduction of Sulfur Emissions or their Transboundary Fluxes by at least 30 Percent, 27 ILM (1988) p. 707.Google Scholar

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66. Art. 3 of the Protocol to the 1979 Convention on Long-Range Transboundary Air Pollution on Heavy Metals, <http://www.unece.org/env/env_eb.htm>.

67. Art. 3 of the 1999 Protocol to Abate Acidification, Eutrophication and Ground-Level Ozone, <http://www.unece.org/env/lrtap>.

68. On the technique of linkage as an answer to asymmetric preferences, see L. Martin, ‘Heterogeneity, Linkage and Commons Problems’, Keohane, R.O. and Ostrom, E., eds., Local Commons and Global Interdependence: Heterogeneity and Cooperation in Two Domains (London, Sage Publications 1995) p. 71.Google Scholar

69. In accordance with this suggestion, it is desirable that the future environmental agreement in the Middle East will include legal rules to prevent contamination of the joint water resources as well as adequate rules to significantly decrease transfrontier air pollution in the region.

70. That may be the case, in the Middle Eastern context, for Syria and Lebanon, countries that are not expected to be significantly affected by transboundary air pollution from Israel, are the upstream parties in the Jordan River basin and the Mediterranean Sea, and have no significant interest in the Gulf of Aqaba.

71. The legal linkage between environmental and trade issues has already been established in some environmental treaties. See, e.g., Art. 4 of the Montreal Protocol on Substances that Deplete the Ozone Layer, 26 ILM (1987) p. 1550.Google Scholar

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73. See Status of Ratification of the 1994 Sulfur Protocol, <http://www.unece.org/env/lrtap>.

74. See particularly Council Directive 88/609 on the Limitation of Emissions of Certain Pollutants into the Air from Large Combustion Plants, OJ(1988) L 336, p. 1, amended by Council Directive 94/66, OJ(1994) L 337, p. 83. See on this Directive and the EC air pollution legislation, Kiss, A. and Shelton, D., Manual of European Environmental Law (Cambridge, Cambridge University Press 1997) pp. 407 et seq.;Google ScholarLomas, O., ‘Environmental Protection, Economic Conflict and the European Community’, 33 McGill Law Journal (1998) p. 506Google Scholar; and Bennet, G., ed., Air Pollution Control in the European Community (London, Graham and Trotman 1991) p. 1.Google Scholar

75. I am grateful to Prof. Philippe Sands (University of London) who kindly assisted me with regard to the EC air pollution legislation and the UK’s new position.

76. On the linkage between trade and environment within the EC law, see Esty and Geradin, loc. cit. n. 72, at pp. 294–311; Coleman, M., ‘Environmental Barriers to Trade and the European Community Law’, in Boyle, A.E., ed., Environmental Regulation and Economic Growth (Oxford, Clarendon Press 1994) p. 131;Google ScholarRunge, C.F., Freer Trade, Protected Environment (New York, Council on Foreign Relations Press 1996) p. 34.Google Scholar

77. See section 3(2).

78. For instance, if the issues of trade and environment are combined into the Middle Eastern regime, the Palestinians might not meet their obligations to prevent pollution of the Aquifer because of alleged violations of the commercial provisions by Israel.

79. Under contemporary international law, various counter-measures are admissible to protect human rights (e.g., trade sanctions), but any reprisals involving human rights violations are strictly forbidden. See Art. 60(5) of the 1969 Vienna Convention on the Law of Treaties, supra; ILC Yearbook (1979–11, Part 2) p. 116Google Scholar; ILC Yearbook (1992–II, Part 2) pp. 32–33; Elagab, O.Y., The Legality of Non-Forcible Counter-Measures in International Law (Oxford, Clarendon Press 1988) pp. 99104.Google Scholar

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81. On the major role of domestic environmental actors in the shaping and implementation of international policies, see Keohane, R.O., Haas, P.M., and Levy, M.A., ‘The Effectiveness of International Environmental Institutions’, in Haas, P.M., Keohane, R.O. and Levy, M.A., eds., Institutions for the Earth (Cambridge, MIT Press 1993) pp. 1415, 404–407.Google Scholar

82. Putnam, R.D., ‘Diplomacy and Domestic Politics: The Logic of Two-Level Games’, 42 International Organization (1988) p. 427 at p. 434.CrossRefGoogle ScholarAn expanded collaborative project followed Putnam’s two-level game analysis; Evans, P.B., Jacobson, H.K. and Putnam, R.D., eds., Doubled-EdgedDiplomacy (Berkeley, University of California Press 1993) p. 1.Google Scholar For some refinement and criticism of the two-level game approach, see Knopf, J.W., ‘Beyond Two-Level Games: Domestic-International Interaction in the Intermediate-Range Nuclear Forces Negotiations’, 47 International Organization (1993) p. 599.CrossRefGoogle Scholar

83. Putnam, loc. cit. n. 82, at pp. 436–437.

84. Ibid., at pp. 436–443.

85. Putnam labeled the process of endorsement by domestic constituents as ‘ratification’ and it applies also to non-democratic regimes; ibid., at pp. 438–439.

86. Ibid., at pp. 439–440.

87. On the impact of economic disparity on international environmental cooperation, see in section 9.

88. Naturally, treaty provisions may affect the prospect of concluding additional agreements, but they cannot affect the likelihood of concluding the first agreement between the involved parties.

89. For instance, it is desirable for local NGOs to have locus standing apply for administrative remedies or to sue polluters in courts.

90. See Arts. 3–5, 8 of the LRTAP Convention, supra.

91. See on these programs Levy, op. cit. n. 37, at pp. 87–90.

92. See Levy, op. cit. n. 37, at pp. 131–132, also pp. 92–93, 95, 125, 127.

93. In game theoretical terms, we may say that the structure of the game was altered from a setting characterized by strong features of the Prisoners Dilemma to a setting with prominent features of the Assurances Game. Generally, the prospects for cooperation in the Assurances Game are greater than in the Prisoners Dilemma. On cooperation in the Assurance Game see, Runge, C.F., ‘Institutions and the Free Rider: The Assurance Problem in Collective Action’, 46 Journal of Politics (1984) p. 154;CrossRefGoogle ScholarHardin, R., Collective Action (Baltimore, Johns Hopkins University Press 1982) p. 167;Google ScholarWard, H., ‘Testing the Waters: Taking Risks to Gain Reassurance in Public Goods Games’, 33 Journal of Conflict Resolution (1988) p. 274.CrossRefGoogle Scholar

94. On the relationship between income and environmental protection, see Yandle, B., ‘Public Choice at the Intersection of Environmental Law and Economies’, 8 European Journal of Law and Economics (1999) p. 5 at p. 6.CrossRefGoogle Scholar

95. On the importance of the discount factor for eliciting and maintaining cooperation, see section 3(2).

96. Brown-Weiss, E., In Fairness to Future Generations (Tokyo, The UN University Press 1989) pp. 162163.Google Scholar See also Ostrom, E., Governing the Commons (Cambridge, Cambridge University Press 1990) p. 35.CrossRefGoogle Scholar

97. See Levy, op. cit. n. 37, at pp. 75,119,126. For a similar relationship between financial capacity and compliance with other multilateral environmental agreements, see UNEP and CTE Meetings Address Elusive Trade and MEA Interface’, BRIDGES Weekly Trade News Digest, Vol. 5, No. 25, 3 07 2001, <http://www.ictsd.org>..>Google Scholar

98. Art. 2 of the 1985 Protocol to LRTAP Convention, supra.

99. Art. 2(1) of the 1988 Protocol to the LRTAP Convention, supra.

100. Art. 2(2)(a) of the 1991 Protocol to the LRTAP Convention, supra.

101. Under Art. 2(c) of the Protocol, where the annual emissions of a state were in 1988 lower than 500,000 tons, and 20 kg per inhabitant and 5 tons per square km (mainly the states of Central and Eastern Europe whose economies are in transition), it is bound to ensure that its national emissions of VOCs, at the latest by 1999, do not exceed the 1988 levels.

102. Art. 2(2) of the 1994 Protocol to the LRTAP Convention, supra.

103. Art. 3 of the 1999 Protocol to Abate Acidification, Eutrophication and Ground-level Ozone, supra; see also the explanation in <http://www.unece.org/env/lrtap>.

104. See, e.g., Art. 5 of the Montreal Protocol on Substances that Deplete the Ozone Layer, 26 ILM (1987) p. 1550.Google Scholar

105. Such programs are included in other international environmental regimes; see, e.g., on the global level, Arts. 10 and 5(5) of the 1990 London Ozone Layer Protocol, 30 ILM (1991) p. 537.Google Scholar

106. Israel annual GDP per capita is US$16,600 and the Palestinians’ annual GDP per capita is assessed to be around US$1700; Elmusa, S.S., Negotiating Water: Israel and the Palestinians (Washington DC, Institute for Palestine Studies 1996) p. 23Google Scholar; The Palestinian Economy’, 5 Palestine-Israel Journal (19982001) p. 106 at p. 107.Google Scholar

107. The Palestinians’ low discount rate regarding future environmental hazards is well-illustrated in the Gaza Strip. Over-exploitation of the aquifer in the Gaza Strip, home to one of the poorest communities in the Middle East lives, led to saltwater intrusion into the reservoir and increased salinity. See Assaf, op. cit. n. 28, at pp. 286–289; Koopmans, R., ‘Environmental Problems in the Gaza Strip’, in Twite, R. and Menczel, R., eds., Our Shared Environment – The 1994 Conference (Jerusalem, Israel/Palestine Center for Research and Information 1995) p. 126 at pp. 128–129.Google Scholar

108. The more developed parties in the Baltic region also cover the greater share of the expenses needed for environmental cooperation in this region; VanDeveer 2001, loc. cit. n. 41, at pp. 11, 17.Google Scholar

109. Theoretically, international cooperation may also occur outside of international institutions, but in most cases, such cooperation is sporadic and short-term; see, e.g., Keohane, R.O., ‘International Institutions: Two Approaches’, 32 International Studies Quarterly (1988) p. 379 at p. 386.CrossRefGoogle Scholar For criticism of the institutionalist theory in international relations, see Mearsheimer, J.J., ‘The False Promise of International Institutions’, 19 International Security (1995) p. 5.Google Scholar

110. See, generally, on these two approaches, Keohane, loc. cit. n. 109, at pp. 386–393; Mearsheimer, loc. cit. n. 109, at pp. 14–47.

111. Keohane, loc. cit. n. 109, at p. 386; Keohane, R.O. and Martin, L.L., ‘The Promise of Institutionalist Theory’, 20 International Security (1995) p. 39 at p. 43;CrossRefGoogle ScholarBenvenisti, E., ‘Collective Action in the Utilization of Shared Freshwater: The Challenge of International Water Resource Law’, 90 AJIL (1996) p. 384 at p. 411.CrossRefGoogle Scholar

112. See Keohane and Martin, loc. cit. n. 111, at p. 43.

113. Keohane and Martin, loc. cit. n. 111, at p. 49; Axelrod, R. and Keohane, R.O., ‘Achieving Cooperation Under Anarchy: Strategies and Institutions’, 38 World Politics (1985) p. 226 at p. 234;CrossRefGoogle ScholarGarrett, G. and Weingast, B.R., ‘Ideas, Interests and Institutions: Constructing the European Community’s Internal Market’, in Goldstein, J. and Keohane, R.O., eds., Ideas and Foreign Policy: Beliefs, Institutions and Political Change (Ithaca, Cornell University Press 1993) p. 173 at p. 176.Google Scholar

114. See, e.g., Patchen, M., ‘Strategies for Eliciting Cooperation from an Adversary’, 31 Journal of Conflict Resolution (1987) p. 164.CrossRefGoogle Scholar

115. It should be noted that in some spheres (such as tariffs and international use offeree), noncooperative moves are visible and need not be detected by institutional monitoring mechanisms.

116. See section 6.

117. See Keohane and Martin, loc. cit. n. 111, at p. 49.

118. Protocol to the Convention on Long-Range Transboundary Air Pollution on Long-Term Financing of the Cooperative Program for Monitoring and Evaluation of Air Pollutants in Europe (1982), 24 ILM (1982) p. 484.Google Scholar On the EMEP, see Rausching, D., ‘Interim Report of the Committee on Legal Aspects of Continuous Long-Distance Air Pollution’, in International Law Association, Report of the Sixty-Second Conference (London, International Law Association 1987) pp. 198199; Brunnee, op. cit. n. 43, at pp. 181–182;Google ScholarTollan, A., ‘The Convention on Long-Range Transboundary Air Pollution’, 19 Journal of World Trade (1985) p. 615 at pp. 619–620; Kiss and Shelton, op. cit. n. 4, at p. 235.Google Scholar

119. The bud of a retaliatory mechanism has been formed in Decision 1997/2 of the Executive Body, which established the ‘Implementation Committee’ to review compliance of some provisions of the LRTAP Protocol. The Implementation Committee reports to the Executive Body and the latter may decide upon measures to bring about full compliance with the relevant protocol. See Decision 1997/2 Concerning The Implementation Committee, its Structure and Functions and Procedures for Review of Compliance, <http://www.unece.org/env/lrtap>. Concerning the operation of a similar implementation committee under the auspices of the Montreal Protocol on Substances that Deplete the Ozone Layer, see Handl, G., ‘Compliance Control Mechanisms and International Environmental Obligations’, 5 Tulane Journal of International and Comparative Law (1997) p. 29.Google Scholar

120. Deviations from the Rational Choice model have been found with regard to linkage between several issue-areas (section 6), lack of retaliatory mechanisms (section 10), and the absence of provisions regarding the provision of financial assistance to the developing parties in the LRTAP regimes (section 9).

121. See section 4(2).

122. See section 7.