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The loved ones: families, intimates and patient autonomy

Published online by Cambridge University Press:  02 January 2018

Katherine O'Donovan
Affiliation:
Queen Mary, University of London
Roy Gilbar
Affiliation:
Queen Mary, University of London

Abstract

Patient autonomy is one of the central values in medical ethics. It is generally understood as recognition of patients' rights as free individuals answerable only to themselves. This emphasis on the individual leaves open the question of the position of the patients' ‘loved ones’, that is of families and significant others. The authors examine this question in three areas of law and medical ethics. Organ donation offers an example of preference given by medical ethics to family views, notwithstanding an expressed wish of the deceased to donate, and the legal position protecting such a request. Decisions concerning the treatment of incompetent patients illustrate consideration for the family in medical ethics, but hesitations in both law and ethics in accepting family views once expressed. And the tension between the interests of patients and family members over the access to genetic information usually results in respecting the patient's right to confidentiality. This individualistic perception of autonomy, as adopted by medical law, overlooks the patient's relationships with others and is too narrow to face the complexities of human lives.

Type
Research Article
Copyright
Copyright © Society of Legal Scholars 2003

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References

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25 ’Family’ and’ relatives' as used in this paper are not necessarily synonymous, but may fall under the more general term ‘loved ones’. We recognise that, in general, medical law gives a role to relatives in organ donation and decision-making for incompetent patients, and that where we talk of shared genes, blood relatives are designated. Further, it is not intended to suggest that loved ones share the same viewpoints, just as they do not always share genes.

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49 Human Tissue Act 1961, as amended by the Corneal Tissue Act 1986.

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67 S 1 (2) of the Human Tissue Act 1961 requires relative involvement, whereas s 1 (1) does not.

68 Report of the Working Party on the ‘Supply of Donor Organs for Transplantation’ (1987) chaired by Sir Raymond Hoffenberg. Extract in Kennedy and Grubb, n 61 above, pp 1849–1850.

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74 L Skene’ Proprietary rights in human bodies, body parts and tissue: regulatory contexts and proposals for new laws' (2002) 22 LS 102; Price, n 50 above, p 118, suggests that family views regarding rights to dispose of the body of a relative may be dominant in Anglo-American cultures.

77 See Mason and Laurie, n 60 above, p 717.

78 M Brazier ‘Retained organs: ethics and humanity’ (2002) 22 LS 550 at 561, points out that, in succession law, there is a presumption that the wishes of the deceased are paramount.

79 Price, n 50 above, p 96, notes that in 1999 the British Medical Association (BMA) called for a presumed consent law. However, he suggests that if the express consent provision already existing in the law were followed in practice, there would be no need for a regime of presumed consent.

80 Cited by Price, n 50 above, p 107.

81 See Hodson, n 66 above.

82 See Caplan, n 65 above.

83 Caplan, n 65 above.

84 Caplan, n 65 above.

85 Re T (adult: refusal of medical treatment) [1992] 4 All ER 649 at 652–653, CA.

86 Re B (consent to treatment: capacity) [2002] 2 All ER 449.

87 We narrow our discussion to situations where the patient did not leave any advance directive or express any specific views, thus putting doctors and relatives in a dilemma on how to proceed.

88 Re F (mental patient: sterilisation) [1990] 2 AC 1 at 71, per Lord Goff.

89 Re F (mental patient: sterilisation) [1990] 2 AC 1 at 71–75, per Lord Goff.

90 Kennedy and Grubb, n 61 above, p 831.

91 Re T (adult: refusal of medical treatment) [1992] 4 All ER 649 at 653.

92 One exception is Re R (adult: medical treatment) (1996) 31 BMLR 127, where the court held that it would be lawful to withhold resuscitation and administration of antibiotics to an incompetent adult patient if one or both parents consent to it. Although this decision does not follow the current legal position, it is more balanced, as it requires doctors to share the authority to decide with the relatives.

93 Practice note (Official Solicitor: Declaratory Proceedings: Medical and Welfare Decisions for Adults who Lack Capacity) [2001] 2 FLR 158, followed by Practice Note (Fam Div: Incapacitated Adults: Declaratory Proceedings) [2002] 1 FLR 177.

94 The Official Solicitor relies on Re G (persistent vegetative state) [1995] 2 FCR 46.

95 Re T (adult: refusal of medical treatment) [1992] 4 All ER 649 at 653.

96 Airedale NHS Trust v Bland [1993] AC 789 at 869.

97 See Re G (persistent vegetative state) [1995] 2 FCR 46, where the judge, at 50, described on the one hand, the evidence given by the patient's wife, who communicated to the court what she considered to be her husband's views, while, on the other, he described the mother's own personal view regarding her son's condition.

98 Anthony Bland's father told the court that: ‘He certainly wouldn't want to be left like he is. I would feel that he should be removed and the family feel the same.’ See Airedale NHS Trust v Bland [1993] AC 789 at 797.

99 BMA Withholding and withdrawing Life-prolonging Medical Treatment (London, BMJ Books, 2nd edn, 2001).

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103 See BMA, n 99 above, p 56.

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105 See Re G (persistent vegetative state) [1995] 2 FCR 46.

106 We restrict our discussion in this section to incompetent adults who were competent before the occurrence of the disease or the injury.

107 Note that Lord Goff in Airedale NHS Trust v Bland [1993] AC 789 argued that continuing an invasive treatment failed to respect the dignity of Anthony Bland.

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114 Grubb, n 109 above, where Grubb relies, inter alia, on Brennan J's dissenting speech in Cruzan v Director, Missouri Department of Health (1990) 58 USLW 4916 at 4932.

115 Thus, the patient's lover and not only his or her adult children can be involved.

116 In Re Y (mental patient: bone marrow donation) [1997] 2 WLR 556, the court accepted that improving the health of one family member can contribute to the function of the entire family and thus to the psychological health of the incompetent patient who was asked to donate her bone marrow.

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121 Obviously, the substitute judgment test cannot be applied where no views, wishes or thoughts have been expressed by the patient.

122 President's Commission for the study of ethical problems in medicine and biomedical behavioural research Making Health Care Decisions, Volume One: Report (1983) pp 181–184.

123 The importance of the family is first shown in Re Quinlan (1976) 355 A 2d 647; the assumption that no one knows the patient as the family does is expressed in Re Jobes (1987) 108 NJ 394.

124 See the Lindemann Nelsons, n 12 above, p 87.

125 See Beauchamp and Childress, n 1 above, pp 99–100.

126 See the Lindemann Nelsons, n 12 above, pp 87 and 94.

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128 Harper, n 127 above, pp 3–19. Although not all genetic diseases operate in the same way, a biological specification is not essential because as we shall see, even in the most straightforward cases the law fails to provide the family members with a legal remedy.

129 G T Laurie ‘The most personal information of all: an appraisal of genetic privacy in the shadow of the Human Genome Project’ (1996) 10 Int J Law, Policy & the Family 74.

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131 We focus on the relatives' right to know genetic information and not on their right not to know.

132 It should be noted though that the genetic risk depends on the blood relations. Eg the patient's father is more exposed to a genetic risk then the patient's second cousin.

133 We limit the discussion to circumstances where the relatives are not the doctor's patients but registered at another clinic. This scenario, when the relatives are not the patients of the same doctor, is difficult as it is.

134 Kennedy and Grubb, n 61 above, p 278.

135 See Beauchamp and Childress, n 1 above, pp 165–176.

136 English law usually holds the wrongdoer as responsible for the damage:see Smith v Littlewoods Organisation Ltd [1987] 1 AC 241.

137 Smith v Leurs (1945) 70 CLR 256 at 261–262.

138 Only when the doctor controls a patient in custody may the doctor be held liable for the patient's conduct: Dorset Yacht w Home Office [1970] AC 1004; Carmarthenshire County Council v Lewis [1956] AC 549. However, this exception does not apply here, as the doctor neither controls the patient nor the transmission of the disease from patients to offspring.

139 Palmer v Tees Health Authority [1998] Lloyd's Rep Med 447 at 461: Gage J at first instance stated explicitly that if the victim were identifiable, he would have found that the proximity requirement was satisfied. Andrew Grubb suggests that the Court of Appeal would have ruled the same. See: ‘Medical Negligence: Duty to third party’ (1999) 7 Med L Rev 331 at 335. As for policy reasons against the imposition of a duty of care, Grubb argues that they ‘simply may not appeal to a future appellate court…’: See Grubb, A Principles of Medical Law: Second Cumulative Supplement (Oxford: Oxford University Press, 1999) p 32 Google Scholar.

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141 See Palmer v Tees Health Authority [1998] Lloyd's Rep Med 447 at 359, per Stuart-Smith LJ.

142 C Ngwena and R Chadwick ‘Genetic information and the duty of confidentiality: ethics and law’ (1993) 1 Med L Int 73 at 79.

143 See Palmer v Tees Health Authority [1998] Lloyd's Rep Med 447 at 359.

144 See Grubb, n 139 above; M Lunney and K Oliphant Tort Law (Oxford: Oxford University Press, 2000) p 453.

145 Oman v UK (1998) 5 BHRC 293; Z v UK [2001] 2 FCR 246.

146 See eg Lord Browne-Wilkinson's speech in Barrett v Enfield London Borough Council [1999] 3 WLR 79; Rt Hon Lord Hoffmann’ Human Rights and the House of Lords' (1999) 62 MLR 159.

147 Stovin v Wise [1996] AC 923; [1996] 3 All ER 801.

148 The legality of doctors' failure to act following the implementation of the Human Rights Act 1998 was recently affirmed in a different area of medical law in a case concerns withdrawal of life-sustaining treatment. See: NHS Trust A v M & NHS Trust B v H [2001] Lloyd's Rep Med 28.

149 W v Egdell [1989] 1 All ER 1089 at 1102; X v Y [1988] 2 All ER 648.

150 Although some see confidentiality as application of patient's autonomy: see: Mason, McCall Smith and Laurie, n 104 above, p 240.

151 X v Y [1988] 2 All ER 648; W v Egdell [1989] 1 All ER 1089, Ch D; [1990] 1 All ER 835, CA.

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154 General Medical Council Confidentiality: Protecting and providing information (2000); W v Egdell [1989] 1 All ER 1089, Ch D, [1990] 1 All ER 835, CA; R v Crozier [1991] Crim LR 138; (1990) 8 BMLR 128; Re C [1991] 2 FLR 478; [1991] 7 BMLR 138.

155 There is no relevant English authority on this point. Two US courts did not follow the decision in Tarasoff v Regents of the Univ ersity of California (1976) 551 P 2d 334, which imposed a legal duty on a psychiatrist to breach his patient's confidentiality. In Pate v Threlkel (1995) 661 So 2d 278, the court held that though the doctors owed a duty of care to the patient's children they were not required to breach the duty of confidence, while in Safer v Pack (1996) 677 A 2d 1188, the court left this question open and held that there might be circumstances where the doctor would have to approach the relatives when the patient refuses to inform them and thus to breach his duty to the patient.

156 See Laurie, n 129 above, p 87.

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159 BMA Human Genetics: choice and responsibility (Oxford: Oxford University Press, 1998).

160 BMA, n 159 above, p 22.

161 See also The Nuffield Council on Bioethics Genetic screening (1993) ch 5.

162 R Rhodes ‘Genetic links, family ties and social bonds: rights and responsibilities in the face of genetic knowledge’ (1998) 23 J Medicine & Philosophy 10.

163 A Sommerville and V English ‘Genetic privacy: orthodoxy or oxymoron?’ (1999) 25 J Medical Ethics 144.

164 See Laurie, note 129 above, p 87; and Ngwena and Chadwick, n 142 above, p 86.

165 G Laurie ‘Challenging Medical-Legal Norms: The role of autonomy, confidentiality and privacy in protecting individual and familial group rights in genetic information’ (2001) 22 J Legal Medicine 1 argues that autonomy and confidentiality do not give satisfactory answers to conflicts over genetic information and instead he relies on privacy.

166 R Beeson et al’ Loneliness and depression in caregivers of persons with Alzheimer's disease or related disorders' (2000) 21 Issues in Mental Health Nursing 779.

167 Hallowell, N Doing the right thing: genetic risk and responsibility’ (1999) 21(5)Google Scholar Sociology of Health & Illness 597; N Hallowell et al ‘Surveillance or surgery? A description of the factors that influence high risk premenopausal women's decisions about prophylactic oophorectomy’ (2001) 38 J Medical Genetics 683.

168 Lehmann, L S et al Disclosure of familial genetic information: perception of a duty to inform’ (2000) 109(9)Google Scholar Am J Medicine 705.

169 See BMA, n 159 above, p 22.

170 The Nuffield Council on Bioethics Genetic screening (1993) p 1.

171 Laurie, G T Obligations arising from genetic information-negligence and the protection of familial interests’ (1999) 11(2)Google Scholar CFLQ 109 at 117.

172 G T Laurie Genetic Privacy (Cambridge: Cambridge University Press, 2002).

173 Such a model is presented in L Skene ‘Patients' rights or family responsibilities?’ (1998) 6 Med L Rev 1.

174 P D Toon and Southgate LJ ‘The doctor, the family and the relative: an exploratory survey of doctor-relative relationship’ (1987) 4 Family Practice 207.

175 J S Mill On Liberty (London, 1859) in J Gray (ed) John Stuart Mill, On Liberty and Other Essays (Oxford: Oxford University Press, 1991).

176 See Hardwig, n 10 above.

177 C Charles et al ‘What do we mean by partnership in making decisions about treatment?’ (1999) 319 BMJ 780.

178 C Charles et al ‘Decision-making in the physician-patient encounter: what does it mean? (Or it takes at least two to tango)’ (1997) 44 Social Science & Medicine 681.

179 Charles, n 178 above, p 685; and also Charles, n 177 above, p 782.

180 American Medical Association, Council on Scientific Affairs’ Physicians and Family Caregivers’ (1993) 269(10)Google ScholarPubMed J Am Medical Association 1282.

181 Re JT (adult: refusal of medical treatment) [1998] 1 FLR 48 shows that the courts are aware of the involvement of the patient's family in treatment and care decisions.

182 Recent decisions, especially those held by Dame Butler-Sloss P incline towards implementation of a partnership model: see eg Re B (consent to treatment: capacity) [2002] 2 All ER 449. These decisions, which claw back power from doctors, aim to promote patients' rights. Thus, the next stage, that of securing family members' rights is yet to be dealt with.

183 S Minuchin Families and Family Therapy (Cambridge, Mass: Harvard University Press, 1974) pp 47–48.