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The Decision of the Austrian Verfassungsgerichtshof on the EU Charter of Fundamental Rights: An Instrument of Leverage or Rearguard Action?

Published online by Cambridge University Press:  06 March 2019

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In a landmark decision of 2012 on the relevance of the EU Charter of Fundamental Rights (CFR) in domestic constitutional adjudication, the Austrian Verfassungsgerichtshof (Constitutional Court) substantially extended the applicable yardstick, according to which the constitutionality of ordinary laws and administrative action may be assessed, to certain Charter rights. At the same time, the Verfassungsgerichtshof claimed its active commitment to judicial dialogue with the Court of Justice of the European Union (CJEU) through the preliminary reference procedure pursuant to Article 267 TFEU to effectively protect Charter-based fundamental rights of individuals. Arguably, both the domestic and Union-wide ramifications of this “instant classic” case of a domestic constitutionalization of the Charter are substantial, delivering insight not least as to the transformative role of the Charter for domestic fundamental rights protection and the adaptations of domestic constitutional courts in such a changed environment.

Type
Part Two
Copyright
Copyright © 2015 by German Law Journal GbR 

References

1 VfSlg 19.632/2012. All quotes are taken from the judgment's English translation made available by the Verfassungsgerichtshof, http://www.vfgh.gv.at/cms/vfgh-site/attachments/9/6/0/CH0006/CMS1353421369433/grundrechtecharta_english_u466-11.pdf.Google Scholar

2 See Theo Öhlinger & Potacs, Michael, EU-Recht und staatliches Recht. Die Anwendung des Europarechts im innerstaatlichen Bereich 175 n. 706 (2014); Schäffer, Heinz, Österreich und die Europäische Union—Erfahrungen und Leistungen des österreichischen Verfassungsgerichtshofs, 60 Zeitschrift für Öffentliches Recht 345, 378 (2005).Google Scholar

3 For the first referral by the Belgian (then) Cour d'arbitrage see Case C–93/97, Fédération belge des chambres syndicales de médecins ASBL v. Flemish Government, Government of the French Community, Council of Minister, 1998 E.C.R. I-04837, see Jan Komárek, The Place of Constitutional Courts in the EU, 9 Eur. Const. L. Rev. 420, 432 (2013). The Cour d'arbitrage has been a member of the “Conference of European Constitutional Courts” since 1990 and was renamed Cour constitutionnelle in 2007. The Belgian Court's referral dates from 1997, the Austrian Verfassungsgerichtshof referred its first case two years later, see VfSlg 15.450/1999.Google Scholar

4 See Bapuly, Bedanna & Kohlegger, Gerhard, Die Implementierung des Gemeinschaftsrechts in Österreich 583–737 (2003); Rösler, Hannes, Die Vorlagepraxis der EU-Mitgliedstaaten—Eine statistische Analyse zur Nutzung des Vorabentscheidungsverfahrens, 47 Europarecht 392, 398 (2012).Google Scholar

5 VfSlg 15.450/1999. The Constitutional Court had accepted the CJEU's supremacy case-law from the outset, see, in particular, VfSlg 14.886/1997.Google Scholar

6 See in detail, infra at C.Google Scholar

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8 See also for cases of individual complaints and differences from abstract review Öhlinger & Potacs, supra note 2, at 163–68.Google Scholar

9 VfSlg 16.050/2000, VfSlg 16.100/2001.Google Scholar

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24 VfSlg 19.632/2012, paras. I-14.Google Scholar

25 Id. at para. 16.Google Scholar

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31 VfSlg 19.632/2012, para. 29.Google Scholar

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33 VfSlg 19.632/2012, para. 30.Google Scholar

34 Federal Law Gazette BGBl. 59/1964.Google Scholar

35 VfSlg 19.632/2012, para. 31.Google Scholar

36 See the explanations to Article 47 CFR, Official Journal 2007 C 303/29.Google Scholar

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38 VfSlg 19.632/2012, para. 33 (“The system of legal protection set out in the Federal Constitutional Act provides in general for a concentration of claims for violation of constitutionally guaranteed rights with one instance, i.e. the Constitutional Court […]”).Google Scholar

39 Kelsen, Hans, Wesen und Entwicklung der Staatsgerichtsbarkeit, 5 Veröffentlichungen der Vereinigung deutscher Staatsrechtslehrer (1929) 26 (“negativer Gesetzgeber”).Google Scholar

40 VfSlg 19.632/2012, para. 34.Google Scholar

41 Art. 144 B-VG as well as Arts. 139–140 B-VG.Google Scholar

42 See Merli, Franz, Umleitung der Rechtsgeschichte, 20 J. für Rechtspolitik 355, 355–356 (2012).Google Scholar

43 VfSlg 19.632/2012, para. 25.Google Scholar

44 Id. at para. 35.Google Scholar

45 Id. at paras. 34, 36.Google Scholar

46 Id. at para. 38.Google Scholar

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48 VfSlg 19.632/2012, para. 18.Google Scholar

49 On those, see the earlier literary statement of Justice Müller, Rudolf, Verfassungsgerichtsbarkeit und Europäische Grundrechtecharta, 67 Österreichische Juristen-Zeitung 159 (2012).Google Scholar

50 Heller, supra note 26, at 675. It took the Court another year to actually invalidate a decision based on a violation of Charter rights, see infra, note 52.Google Scholar

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52 See, e.g., Case U 1257/2012, 26 June 2013. Since the Charter decision, the Verfassungsgerichtshof has reversed about a dozen administrative decisions, so far almost exclusively on the grounds of violations of the right to an oral hearing under Article 47, paragraph 2 CFR. For the same reasons, on one occasion the Verfassungsgerichtshof declared unconstitutional an already expired provision of the Federal Asylum Tribunal Act, exercising general judicial review based on the Charter as a constitutional yardstick for the first time, Case G 86/2013, 27 February 2014.Google Scholar

53 On other European Constitutional Courts, see Visser, Maartje De, National Constitutional Courts, the Court of Justice and the Protection of Fundamental Rights in a post-Charter Landscape, 14 Hum. Rts. Rev. 1 (2013).Google Scholar

54 VfSlg 19.632/2012, para. 40.Google Scholar

55 Case 283/81, Srl CILFIT and Lanificio di Gavardo SpA v. Ministry of Health, 1982 E.C.R. 3415, Case C–495/03, Intermodal Transports BV v. Staatssecretaris van Financiën, 2005 E.CR. I–8151.Google Scholar

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57 See Pöschl, supra note 27, at 598.Google Scholar

58 Merli, supra note 42, at 356–57.Google Scholar

59 VfSIg 19.632/2012, para. 29.Google Scholar

60 See Merli, supra note 42, at 356.Google Scholar

61 Case C–63/08, Virginie Pontin v. T-Comalux SA, 2009 E.C.R. I-10467, para. 45, as cited in VfSIg 19.632/2012, para. 29.Google Scholar

62 Id. at para. 45.Google Scholar

63 Potacs, Michael, Rechte der EU-Grundrechte-Charta als verfassungsgesetzlich gewährleistete Rechte, 134 Juristische Blätter 503, 511 (134); see also the reaction of the Verwaltungsgerichtshof in Case 2013/15/0196, 23 January 2013.Google Scholar

64 See Pöschl, supra note 27, at 594–95.Google Scholar

65 See id. at 597.Google Scholar

66 In particular, see the Court's fragmented citation of the Pontin case; cf. Merli, supra note 42, at 356 n. 2; further, see the relativization in the Constitutional Court's follow-up case-law, e.g. Case B 166/2013-17, 12 March 2014, para. 22; see Pöschl, supra note 27, at 603; Brenn, Christoph, VfGH versus Unionsrecht, 67 Österreichische Juristen-Zeitung, 1062, 1065 (2012).Google Scholar

67 For a literary reaction, see, e.g., Ratz, supra note 17, at 278.Google Scholar

68 Order of the Oberster Gerichtshof for a preliminary ruling, 17 December 2012, 9 Ob 15/12i; see CJEU, Case C–112/13, A v. B and Others, 2014 E.C.R. I–00000, para. 27 (“In the case of rules of procedural law under which the ordinary courts called upon to decide on the substance of cases are also required to examine whether legislation is unconstitutional but are not empowered to repeal legislation generally, this being reserved for a specially organised constitutional court, does the ‘principle of equivalence’ in the implementation of European Union law mean that, where legislation infringes [Art 47 CFR], the ordinary courts are also required, in the course of the proceedings, to request the constitutional court to set aside the legislation generally, and cannot simply refrain from applying that legislation in the particular case concerned?”).Google Scholar

69 Case C–112/13, A v. B and Others, 2014 E.C.R. I–00000, para. 45, quoting from previous case-law (italics added).Google Scholar

70 In its order for a preliminary ruling, the Oberster Gerichtshof cites from the Charter decision, see order of the Oberster Gerichtshof for a preliminary ruling, 17 December 2012, 9 Ob 15/12i, section 3.7.Google Scholar

71 Case C–112/13, A v. B and Others, 2014 E.C.R. I–00000, para. 29.Google Scholar

72 Id. at para. 32.Google Scholar

73 VfSlg 19.632/2012, para. 42.Google Scholar

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82 Müller, surpa note 49, at 167. To the extent that these instruments developed through the Charter decision relate to an intensified relationship with the CJEU, see infra at G.Google Scholar

83 However on this function of “Rechtsbereinigung,” i.e. “removal” of conflicting domestic law, see already VfSIg 19.632/2012, para. 33.Google Scholar

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91 See Grabenwarter, Christoph, Europäische Grundrechte in der Rechtsprechung des Verfassungsgerichtshofes, 20 J. für Rechtspolitik 298, 299 (2012).Google Scholar

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94 See Holoubek, supra note 10, at 168.Google Scholar

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99 See VfSlg 19.702/2012 and CJEU, Joined Cases C–293/12 and C–594/12, Digital Rights Ireland Ltd v. Minister for Communications, Marine and Natural Resources and Others and Kärntner Landesregierung and Others, 2014 E.C.R. I–00000, para. 21.Google Scholar

100 VfSlg 19.702/2012, para. 27.Google Scholar

101 See, e.g., the first question: “In the light of the explanations relating to Article 8 of the Charter, which, according to Article 52(7) of the Charter, were drawn up as a way of providing guidance in the interpretation of the Charter and to which regard must be given by the Verfassungsgerichtshof, must [Directive 95/46] and Regulation (EC) No 45/2001 of the European Parliament and of the Council [of 18 December 2000] on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on the free movement of such data [OJ 2001 L 8, p. 1] be taken into account, for the purposes of assessing the permissibility of interference, as being of equal standing to the conditions under Article 8(2) and Article 52(1) of the Charter?”, CJEU, Joined Cases C–293/12 and C–594/12, Digital Rights Ireland Ltd v. Minister for Communications, Marine and Natural Resources and Others and Kärntner Landesregierung and Others, 2014 E.C.R. I–00000, para. 21.Google Scholar

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