Ketamine, an N-methyl-D-aspartate receptor antagonist, has been used as an anaesthetic for about half a century. In recent years, it has also been used in subanaesthetic doses for off-label indications in children and adults; these indications include the management of post-operative pain and pain in emergency medicine settings, the management of agitation and violence in emergency medicine and other settings, and the mediation of paediatric sedation in dental, neuroimaging and other settings.Reference Andrade 1
Outside the context of electroconvulsive therapy (ECT), in 2000 a small crossover randomised controlled trial (RCT) showed that a single subanaesthetic (0.5 mg/kg) dose of ketamine elicited an almost immediate and dramatic improvement in patients experiencing a major depressive episode.Reference Berman, Cappiello, Anand, Oren, Heninger and Charney 2 These findings were later confirmed in patients with refractory depression in another small crossover RCT; however, the benefits were substantially attenuated within a week of dosing.Reference Zarate, Singh, Carlson, Brutsche, Ameli and Luckenbaugh 3 Later studies examined the efficacy of ketamine in depression, in refractory depression, against specific symptoms of depression, as an antidepressant augmentation agent, in different doses, in serial treatment, and by different routes of administration; anecdotal reports documented successful treatment for months to years, in patients with refractory depression.Reference Andrade 1 There is now substantial evidence for a marked, rapid onset, but short-lasting antidepressant action with subanaesthetic ketamine dosing, even in patients with severe depression who are medication refractory.Reference Kishimoto, Chawla, Hagi, Zarate, Kane and Bauer 4 The evidence, however, is insufficient to justify a label for the use of ketamine to treat depression,Reference Andrade 1 and many issues related to safety and efficacy remain unresolved.Reference Sanacora, Frye, McDonald, Mathew, Turner and Schatzberg 5
ECT is arguably the gold standard in the treatment of severe or treatment-refractory depression, especially in patients who are suicidal or catatonic. ECT is administered under anaesthesia. The first recorded use of ketamine anaesthesia for ECT was perhaps in 1969.Reference Orecchia, Marullo-Reedtz and Bram 6 Ketamine anaesthesia has the advantage of lesser suppression of cough and swallowing reflexes, lesser respiratory depression, and noninterference with ECT seizure; it has the disadvantage of increasing heart rate and blood pressure.Reference Brewer, Davidson and Hereward 7 , Reference Galvez, McGuirk and Loo 8 Given that ketamine has intrinsic antidepressant action and does not interfere with the seizure, as does barbiturate or propofol anaesthesia, might the use of ketamine anaesthesia for ECT improve the response of depression to ECT? And how well is the combination of these two treatments tolerated? These questions were examined by McGirr et al Reference McGirr, Berlim, Bond, Chan, Yatham and Lam 9 in a systematic review and meta-analysis.
These authors identified ten parallel group RCTs that included patients with unipolar or bipolar depression in ketamine (0.3–2.0 mg/kg administered intravenously; n = 333) or control (n = 269) arms; ketamine was used either in monotherapy or to augment thiopentone or propofol anaesthesia. Meta-analysis found that ketamine was not associated with greater attenuation of depression ratings in either main or sensitivity analyses, including an analysis of trials where ketamine had not been coadministered with barbiturate anaesthesia. Response rates (53.9 v. 53.4%; seven RCTs; n = 339) and remission rates (16.8 v. 18.9%; seven RCTs; n = 339) were surprisingly low and did not differ significantly between ketamine and control groups. Ketamine was associated with increased odds of confusion (odds ratio, 6.01; 95% CI, 1.03–94.30). There was some statistical heterogeneity in various analyses, but no evidence of publication bias.
Some points here are worthy of note. Of the ten RCTs, only two Asian studiesReference Salehi, Mohammadbeigi, Kamali, Taheri-Nejad and Moshiri 10 , Reference Zhong, He, Zhang, Wang, Jiang and Li 11 showed a statistically significant efficacy advantage for ketamine. In both RCTs, anaesthesia dosing was inadequate or barely adequate by conventional standards, and oneReference Salehi, Mohammadbeigi, Kamali, Taheri-Nejad and Moshiri 10 was poorly described, possibly single-blind, and had other methodological shortcomings. However, these were the two largest RCTs in the meta-analysis, with sample sizes of 160Reference Salehi, Mohammadbeigi, Kamali, Taheri-Nejad and Moshiri 10 and 90.Reference Zhong, He, Zhang, Wang, Jiang and Li 11 The third largest ECT in the meta-analysis,Reference Anderson, Blamire, Branton, Clark, Downey and Dunn 12 in stark contrast, found ketamine significantly inferior to control treatment. Given that a large, well-designed, well-conducted, and well-analysed RCT provides higher quality evidence than meta-analysis, and given that only one RCTReference Salehi, Mohammadbeigi, Kamali, Taheri-Nejad and Moshiri 10 had clear methodological shortcomings, the contrasting findings are a puzzle. A geographical effect for the favourable outcomes with ketamine is possible; however, there were several other Asian studies in the meta-analysis that failed to show an advantage for ketamine.
Looking more closely, the response rates in 3 RCTs, at the end of the course of ECT, were 0 out of 31, 4 out of 18, and 4 out of 45 patients. In 4 RCTs, remission rates were 0 out of 31, 0 out of 45, 2 out of 19, and 3 out of 90 patients. No RCT had a remission rate that touched 40%. In contrast, in a recent meta-analysis,Reference Ren, Li, Palaniyappan, Liu, Wang and Li 13 the response and remission rates with ECT were 64 and 53%, respectively. This implies that there was something atypical about the patients in the ketamine versus control RCTs, in the way ECT was delivered, and/or in the way the RCTs were conducted; if so, can the findings of the meta-analysis be generalised to everyday practice? One small (n = 40) RCT, not included in the meta-analysis, has just been published.Reference Fernie, Currie, Perrin, Stewart, Anderson and Bennett 14 This RCT found no advantage for ketamine versus propofol anaesthesia for ECT; depression scores attenuated substantially but response and remission rate data were not presented.
Complicating the picture is a very recent systematic review and meta-analysis on the same subject, but with somewhat broader study selection criteria; this meta-analysis (with 16 RCTs; 346 patients in the ketamine anaesthesia arm and 329 controls) additionally examined early outcomes and found a clear advantage for add-on ketamine anaesthesia at 1–2 week assessments and also at 3–4 week assessments, and in several subgroup and sensitivity analyses.Reference Li, Wang, Chu, Chen, Tang and Yang 15 Whereas the authors in that meta-analysisReference Li, Wang, Chu, Chen, Tang and Yang 15 were certainly flexible in accommodating certain RCTs, McGirr et al Reference McGirr, Berlim, Bond, Chan, Yatham and Lam 9 did not examine early outcomes, may have missed some RCTs, and may have excluded others RCTs without sufficient justification.
Readers may note that, in the McGirr et al Reference McGirr, Berlim, Bond, Chan, Yatham and Lam 9 meta-analysis, the finding of greater confusion with ketamine was driven by one RCT;Reference Jarventausta, Chrapek, Kampman, Tuohimaa, Bjorkqvist and Hakkinen 16 however, other reviewsReference Galvez, McGuirk and Loo 8 , Reference Li, Wang, Chu, Chen, Tang and Yang 15 have reported the same results, so the finding does not bear challenge.
The studies in the meta-analysisReference McGirr, Berlim, Bond, Chan, Yatham and Lam 9 were clinically heterogeneous regarding the ketamine dose, the nature and dose of the concomitant anaesthetic drug (if any), the severity of depression and extent of antidepressant drug resistance, electrode placement, electrical dosing and other methodological matters. One hopes that there will eventually be a sufficiently large number of studies on the subject available for adequately powered metaregression analysis to identify variables that moderate the efficacy outcomes; however, one metaregression of a broader set of RCTs failed to identify clinically important treatment variables.Reference Li, Wang, Chu, Chen, Tang and Yang 15
The meta-analysisReference McGirr, Berlim, Bond, Chan, Yatham and Lam 9 examined end-point outcomes and not the possibility that ketamine may accelerate recovery as at least one large studyReference Zhong, He, Zhang, Wang, Jiang and Li 11 and several small studies suggested. It is important for future research to consider whether ketamine anaesthesia has early antidepressant effects because there certainly seems to be a signal here.Reference Galvez, McGuirk and Loo 8 However, the absence of a consistent signal favouring end-point outcomes with ketamine is disappointing. What might be the explanations?
One possibility is that the effect of ketamine is cancelled by ECT, but this cannot be asserted when at least some data suggest that ketamine improves the early response to ECT.Reference Galvez, McGuirk and Loo 8 , Reference Zhong, He, Zhang, Wang, Jiang and Li 11 Another explanation is that, by the time the ECT course completes, a ceiling effect comes into play; however, given the low response and remission rates in the RCTs, this cannot be asserted.
One wonders whether ketamine sessions on days that ECT is not administered might yield better treatment gains; for example, one small RCT found that a single ketamine session improved outcomes with escitalopram.Reference Hu, Xiang, Fang, Zu, Sha and Shi 17 However, that is an entirely different research question meriting separate consideration. If ECT is a gold standard treatment for depression, can one improve the gold standard? If yes, where might improvement be possible? Not in end-point outcomes, perhaps, because these are expected to be very good. Focusing on the early time course of response, or on time to response and remission, might be a better idea. At present, whereas the risk of confusion as an adverse outcome is perhaps increased, the efficacy data are insufficient for firm guidance regarding the use of ketamine in ECT anaesthesia. Readers who wish to take the discussion further are referred to an extensive qualitative review.Reference Galvez, McGuirk and Loo 8
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