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Social innovation has broadly been defined as citizen-led initiatives aimed at improving community welfare through collaborative relationships. However, numerous studies demonstrate that social innovation might actually create new inequalities. In this paper, we address the following questions: how might socially innovative projects influence public policy? How can we understand a policy shift leading to institutions not only giving support to social innovation projects but even promoting their own social innovation schemes? Is institution-led social innovation different from citizen-led efforts? If so, how? We provide evidence of local public policy change occurring in 0–3 education and care in Barcelona between 2015 and 2021. We explain how this happened, examining who redefined the issue and how, how the policy domain was reorganized, and how the policy subsystem was restructured. Our conclusions show how and why citizens and institutions define social innovation differently and how innovative 0–3 policy in Barcelona was adopted.
After Ekrem İmamoğlu won as Istanbul’s mayor, the contestation between the city and central government resembled other cases of liberal mayors winning in illiberal populist regimes. To expand liberal democracy, the mayor sought to reinvigorate effective democratic citizenship by increasing access to information, creating more inclusive governance networks through public participation opportunities, limiting the regime’s clientelism and rent-seeking opportunities in real estate and contracting, and (re)creating social solidarity. The national government responded by extensively covering “scandals” and continuing populist rhetoric to maintain polarization, limiting the city’s financial resources, and moving power and projects to agencies they still controlled. This article uses Istanbul to develop this model and illustrate how İmamoğlu has made progress in each area despite the central government’s effort to constrain his administration.
This chapter shows how the 2016 Cessation of Hostilities affected both military dynamics and local governance in Syrias southern Daraa governorate. Contrary to findings from the rebel governance field that tend to amplify the role armed actors play in the development of local governance structures, this chapter finds that there are a range of networked systems and actors involved in providing governance in southern Syria that were influenced in various ways by the 2016 ceasefire. While the armed groups in Daraa certainly played a large role in security provision, their influence was circumscribed by the region’s tribal leaders. Additionally, during the ceasefire, the Syrian regime reallocated its military resources away from the south, fighting between more moderate armed groups, extremist groups and specific targeting by the Syrian regime of local civic and rebel leaders increased; power dynamics between the four main local governance actors were recalibrated; and, this realignment shifted the ability of certain actors to provide humanitarian assistance, giving the people of Daraa a significant say in their own governance.
The chapter focuses on how IIAs have impacted relations in public administrations through institutional rearrangements. First, we analyse how the intervention of IIAs influenced relations between different state agencies at the central level. Here, we look mainly at central state agencies’ struggles over the IIA portfolio and the attendant budgetary repercussions. Second, we look at how the IIAs impact the relations between the central agencies and their counterparts at the levels of individual states, provinces, and municipalities. This part deals with the management of the support for foreign investment projects and issues connected with ISDS management and defence. We highlight the related budgetary politics as well. Regardless of the variations, one element arises from all of the studied states: the gradual side-lining of the traditional actors tasked with international diplomacy in favour of more sectoral expert actors that base their expertise on the considerations of trade, commerce, finance, and the economy. It also became evident that the practices of centralisation, executive rule, and discourses that put a premium on the economic considerations of efficiency and competition have been preferred by the centre to rein in provinces.
What was the turning point in the world's largest and deadliest outbreak of the Ebola virus disease? Public health interventions tend to focus on supply-side provision of public health goods. These goods are clinical resources such as medicine or equipment. However, no nation has enough resources to ‘treat’ its way out of a widespread epidemic. Behavioural changes, such as social distancing, are needed too. Behaviours are the demand-side of public health goods and if unaddressed, perpetuate disease transmission. Community-based institutions addressed demand-side barriers during the 2014 Ebola epidemic in Liberia and Sierra Leone. Sixty-seven interviews were conducted in several provinces in Liberia and Sierra Leone. The findings show that information asymmetry and collective action challenges lowered the demand for clinical resources. Community-based institutions intervened via health sensitization and emergency regulations. Therefore, health seeking and public cooperation improved. This research study demonstrates a need to integrate community-led action into public health emergency management.
Does local democracy induce better service to citizens? While elected officials can be punished at the ballot box if they fail to address citizens’ needs, appointed bureaucrats may have policy knowledge that enables them to better serve citizens. Employing a multimethod design, this paper uses variation in local political institutions in Taiwan to assess the relative merits of direct election and bureaucratic appointment for local government responsiveness. While democratic institutions are often thought to induce responsiveness, I find that in Taiwan, with its historically strong bureaucracy and relatively new democratic institutions, the picture is somewhat more complicated. Elected and appointed officials face different incentives that motivate the latter to respond more quickly and effectively to online requests for help.
Many studies put forward the argument that local policy experimentation, a key feature of China's policy process in the Hu Jintao era, has been paralysed by Xi Jinping's (re)centralization of political power – otherwise known as “top-level design.” This narrative suggests that local policymakers have become increasingly risk-averse owing to the anti-corruption campaign and are therefore unwilling to experiment. This article, however, argues that local governments are still expected to innovate with new policy solutions and now will be punished if they do not. By introducing the analytical framework of “experimentation under pressure” and drawing on an analysis of over 3,000 local government regulations and fieldwork data related to foreign investment attraction policies in two localities, Foshan and Ganzhou, the authors highlight new features developing within current experimental policy cycles. Local cadres now have no choice but to experiment as the political risk of shirking the direct command to experiment may be higher than the inherent risk of experimentation itself.
This chapter examines governance within the framework of the Israeli occupation of the Palestinian territory – the Gaza Strip and the West Bank. It describes how Israeli delegation of authority over service provision, civilian affairs, and the daily running of the territory to the Palestinian Authority created a situation in which 4.5 million Palestinians are controlled by an authority that disavows responsibility for governance and are governed by authorities that lack the control needed to create decent living conditions. While delegation of responsibility to local authorities, in the context of a belligerent military occupation, was perceived by some as part of a transition to national liberation, a central flaw in that process was the willingness to temporarily bend a cardinal principle of international humanitarian law: aligning responsibility with control. The transfer of responsibility from Israel to Palestinian authorities, without ceding the control needed to exercise that responsibility, created a crisis of accountability, in which both the Israeli and Palestinian authorities abdicate responsibility for Palestinians in Gaza and the West Bank. That delegation is also helping to perpetuate the occupation by significantly reducing the cost to Israel of maintaining it.
The chapter explores a paradox – the apparent impossibility of decentralization in a country where orography, a long history of political fragmentation, and a vulnerable central state authority would appear naturally to favor decentralized authority. Through a historical exploration of governance in different parts of Yemen since 1960, it reveals longstanding demands for decentralized governance, as well as the existence of a strong society capable of formulating and pressuring the central authority to implement decentralization reforms. It then analyzes efforts from 2013 to 2015 to produce a new constitutional order built on federal principles – first through a broad-based National Dialogue and, then, through a far less inclusive constitutional drafting process. This quite revolutionary project of founding a federal Yemen with six regions was eventually buried under Gulf Cooperation Council coalition bombs from March 2015 onward. The chapter concludes by exploring the circumstances that led to the rejection of a federalist solution and the eruption of civil war in Yemen, but notes that federalism, far from being an imported concept, has generated rich intra-Yemeni intellectual debates. A six-region federal Yemen might not be the way forward, but a “federalism of the provinces” could be a path for future reconstruction of Yemen.
This chapter examines Tunisia’s decentralization process from the start of the constitutional drafting process in 2011 to adoption of the Local Authorities Code in 2018. Tunisia’s decentralization process reveals the existence of historical territorial cleavages that are often obscured by the usual ideological cleavages highlighted in the literature, particularly the secularist–Islamist binary. The chapter begins with a brief historical overview of regional inequalities, which played a prominent role in the 2011 uprising and led to the adoption of decentralization in the new Constitution. The chapter analyzes how two key factors – institutional venue and party system coherence – shape the incentives and capacities of political and bureaucratic officials to shape decentralization. It draws on the literature on decentralization in other transitioning and developing countries and analyzes the role of political parties in a post-authoritarian transitional context, the balance of power between political and administrative actors, and how choices regarding process design and institutional venue at the outset of decentralization reforms shape subsequent outcomes. The chapter sheds light on how actors’ strategies are shaped by not only their own interests and ideas, but by the wider institutional arrangements that shape the incentives and capacities of individual and collective actors.
Why are some communities able to come together to improve their collective lot while others are not? This book offers a novel answer to this question by looking at variation in local government performance in decentralized West Africa: local actors are better able to cooperate around basic service delivery when their formal jurisdictional boundaries overlap with informal social institutions, or norms of appropriate comportment in the public sphere demarcated by group boundaries. In this introductory chapter, I lay out the main contours of my theory as well as the implications that the argument holds for key debates in Comparative Politics, including the use of narratives as a lens into actors’ political strategies, the social identities we prioritize in our research, prospects for state-building in sub-Saharan Africa, and our understanding of how historical legacies shape contemporary development outcomes.
Chapter 4 embarks on Part II of the book, the first of four empirical chapters analyzing implementation in northern India. It examines primary education in Uttar Pradesh (UP), a state that exemplifies the dynamic of legalistic bureaucracy theorized in Chapter 2. Rural UP is among the least likely setting. First, I trace the historical origins and persistence of legalistic bureaucracy in UP from the colonial era onward, but focusing on the recent period of lower caste mobilization and multiparty competition. Next, I present evidence from multilevel comparative fieldwork demonstrating how legalistic bureaucracy drives implementation over a range of administrative tasks, including school infrastructure and enrollments and provision of the Midday Meal program. I then bring the analysis down to the village-level. Taking a citizen-centric view of the state, I trace the evolution of village collective action around primary schooling over time, demonstrating how bureaucratic norms interact with citizen oversight.
Chapter 6 studies primary education in the Himalayan state of Uttarakhand. It offers a matched-pair comparison with the previous chapter's study of Himachal Pradesh (HP). Despite similar geography, agrarian economies and sociocultural norms, Uttarakhand's school system performs far worse. I trace the underperformance to the persistence of legalistic bureaucratic norms. Drawing on historical and ethnographic materials, I explore the political process behind Uttarakhand’s political separation from UP in 2000, a critical juncture that offered a window for state elites to reshape bureaucratic norms. Field-based evidence from interviews with state and societal actors showcases how legalism persists inside the state bureaucracy. Next, I analyze how legalism influences the state's management of teachers and monitoring of education services. I find that village collective action gets thwarted due to administrative burdens posed by local agencies, which induces households to exit and seek private substitutes. The findings suggest that legalistic bureaucracy weakens societal coproduction of public services over time, even in settings of high social capital.
Chapter 5 analyzes how deliberative bureaucracy works to produce superior outcomes for primary education through the analysis of implementation in the state of Himachal Pradesh (HP). Notwithstanding its difficult Himalayan geography, subsistence agricultural economy and weak initial conditions, HP has arisen to become one of India's leading states in primary education. Drawing on historical sources and interviews with state officials, I first examine the historical emergence of deliberation in HP, linked to the politics of state-building in the 1970s and 1980s. I then present findings from qualitative field research conducted at the state-, district- and village-levels, demonstrating how deliberative bureaucracy implements primary education across a range of administrative tasks: state planning to expand infrastructure and integrate disadvantaged children, the promotion of women’s participation in the monitoring of schools and, finally, village-level coproduction of primary education services over time.
Why are some communities able to come together to improve their collective lot while others are not? Looking at variation in local government performance in decentralized West Africa, this book advances a novel answer: communities are better able to coordinate around basic service delivery when their formal jurisdictional boundaries overlap with informal social institutions, or norms. This book identifies the precolonial past as the driver of striking subnational variation in the present because these social institutions only encompass the many villages of the local state in areas that were once home to precolonial polities. The book develops and tests a theory of institutional congruence to document how the past shapes contemporary elite approaches to redistribution within the local state. Where precolonial kingdoms left behind collective identities and dense social networks, local elites find it easier to cooperate following decentralization. This title is also available as Open Access on Cambridge Core.
With the evolution towards more service-intensive social investment welfare states across Europe, research on the institutional capacities of subnational welfare provision is increasingly relevant. Based on a comparative case analysis of three post-industrial municipalities in Europe, this article harbors a two-pronged objective: first, empirically, to show how regional and local governance capabilities are crucial to effective SI policy delivery; second, more positively, to bring out the proficiency of vertical coordination between national administration and subnational layers, alongside the critical role of horizontal policy discretion at the local level to align social benefits and capacitating services for the success of SI delivery; and, by implication, the overall responsiveness of national welfare systems to the changing nature of 21st century socioeconomic risks.
Why are some communities able to come together to improve their collective lot while others are not? This book offers a novel answer to this question by looking at variation in local government performance in decentralized West Africa: local actors are better able to cooperate around basic service delivery when their formal jurisdictional boundaries overlap with informal social institutions, or norms of appropriate comportment in the public sphere demarcated by group boundaries. In this introductory chapter, I lay out the main contours of my theory as well as the implications that the argument holds for key debates in Comparative Politics, including the use of narratives as a lens into actors’ political strategies, the social identities we prioritize in our research, prospects for state-building in sub-Saharan Africa, and our understanding of how historical legacies shape contemporary development outcomes.
Why are some communities able to come together to improve their collective lot while others are not? Looking at variation in local government performance in decentralized West Africa, this book advances a novel answer to this question: communities are better able to coordinate around basic service delivery when their formal jurisdictional boundaries overlap with informal social institutions, or norms. This book identifies the precolonial past as the driver of striking subnational variation in the present because these social institutions only encompass the many villages of the local state in areas that were once home to precolonial polities. Drawing on a multi-method research design, the book develops and tests a theory of institutional congruence to document how the past shapes contemporary elite approaches to redistribution within the local state. Where precolonial kingdoms left behind collective identities and dense social networks, local elites find it easier to cooperate following decentralization.
In the study of modern chieftaincy in Africa, scholars have identified chiefs as important intermediaries for promoting increased voter turnout, new health policies and development initiatives. I add to this literature the importance of chiefs as cultural intermediaries. Using recent child marriage reform efforts in Malawi as a case study, I find that chiefs are key actors needed to implement culturally embedded policy changes. Drawing on descriptive evidence from 12 months of fieldwork across all three regions of Malawi, I find that chiefs are responsible for shifting cultural practices related to child marriage. Using a unique blend of democratic and non-democratic powers, chiefs in Malawi are defying expectations and using their position to promote girls’ rights. These findings contribute to our broader understanding of the political and cultural power of modern chiefs.
During the Obama presidency, Republicans made major gains in state legislative elections, especially in the South and the Midwest. Republicans’ control grew from 13 legislatures in 2009 to 32 in 2017. A major but largely unexamined consequence of this profound shift in state-level partisan control was the resurgence of efforts to re-segregate public education. We examine new re-segregation policies, especially school district secession and anti-busing laws, which have passed in these states. We argue that the marked reversal in desegregation patterns and upturn in re-segregated school education is part of the Republican Party's anti-civil rights and anti-federal strategies, dressed up in the ideological language of colour-blindness.