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Introduction to Special Issue on Advances and Applications of Surface Analysis Methods

Published online by Cambridge University Press:  18 March 2016

Donald R. Baer
Donald R. Baer*
Affiliation:
Pacific Northwest National Laboratory, P. O. Box 999 MSIN K8-91 Richland WA 99352
*
don.baer@pnnl.gov

Abstract

Abstract: Introduction to the special issue on surface analysis, providing thumbnail sketches of several popular techniques. A table gives the capabilities of each technique.

Type
Surface Analysis
Information
Microscopy Today , Volume 24 , Issue 2 , March 2016 , pp. 12 - 15
Copyright
Copyright © Microscopy Society of America 2016 

Introduction

Surfaces and interfaces of many types play a critical role in modern technologies associated with electronics, chemical and petroleum processing, energy conversion and storage, as well as medicine and health. The role of surfaces and interfaces in various forms is important to natural and engineered nanotechnologies of all types because interfaces between materials and biological systems impact medical technology, environmental quality, the formation of aerosols, carbon and nitrogen cycling, and climate change. As the features being analyzed decrease in size, the distinction between bulk analysis of small objects and surface analysis disappears, and any tool that can provide compositional (or structural) information on the desired spatial scale will be useful.

Rather than focus this special issue only on surface analysis tools (which was well done by Vince Smentkowski and colleagues in the March 2011 issue of Microscopy Today), we have chosen to provide examples of how surface analysis tools, in combination with a variety of other analysis tools, are being used to address analysis challenges important in several areas of technology and science. An article on batteries will highlight a variety of techniques being used to address issues associated with the development of improved components for Li ion batteries and more advanced battery systems. Because of the health and environmental importance of biological systems, one article highlights secondary ion mass spectrometry (SIMS) imaging of tissues, cells, and microbial systems demonstrating the ability of SIMS to collect useful information from features of widely different sizes. As shown in the article by Cedric Powell, the use of X-ray photoelectron spectroscopy (XPS) has continued to grow faster than other surface analysis methods. In part this growth has been aided by the development of databases and software that enable analyses to be increasingly quantitative and easy to perform. The use of XPS and modeling software to quantitatively determine the thickness of coatings on nanoparticles demonstrates the added value that modeling brings to XPS analysis and how information obtained by XPS can complement that collected by microscopy methods.

Schematic drawings of some surface- and interface-sensitive methods are shown in Figure 1. The 2011 special issue on surface-analysis tools included discussions of Auger electron spectroscopy (AES), X-ray photoelectron spectroscopy (XPS), time-of-flight secondary ion mass spectrometry (ToF-SIMS), and low-energy ion scattering (LEIS, also identified as ion scattering spectroscopy, ISS). These methods are sensitive to the outer few nanometers of a material, except for LEIS/ISS, which is sensitive to the topmost layer. Other less traditional interfacially sensitive tools mentioned in this issue include atom probe tomography (APT), medium-energy ion scattering (MEIS), and high-spatial-resolution SIMS (NanoSIMS). In many cases these methods can be correlated or directly tied to core microscopy methods including various forms of TEM and SEM. Short summary overviews of these methods are included below and in Figure 1 and Table 1 as a reminder of their nature, recent advances, and limitations.

Figure 1 Schematic representations of six important surface and interface analysis tools. XPS, AES, and SIMS are the most commonly used tools. LEIS is an update of an old method for which new instrumentation provides enhanced signal strength and additional information. Technologies advances have improved the spatial resolution of MEIS and are making APT valuable for obtaining interfacial information on an atomic scale for many types of materials systems.

Table 1 General characteristics of a selection of surface and interface analysis methods.

The relative use of a variety of analysis tools based on a Web of Science topical search for 2014 through October 2015 is shown in Figure 2. Of the surface-analysis methods, XPS is the most widely used tool as will be described in more detail in the article by Powell. SIMS, LEIS, and AES are used much less often for a variety of reasons, some of which will be noted below. Transmission electron microscopy (TEM), scanning electron microscopy (SEM), nuclear magnetic resonance (NMR), and scanning probe methods (including AFM) are all important materials analysis methods with SEM being the most widely used method on this list. The graph shows that the use of NMR and TEM is about a factor of two greater than XPS, while the reported use of other surface analysis methods is significantly less.

Figure 2 Comparison of the number of publications during 2014 and the first eight months of 2015 associated with surface analysis, microscopy, and other analytical methods. XPS is the most widely used surface analysis method at about half the rate of TEM and NMR.

X-ray photoelectron spectroscopy (XPS) is widely used for a number of reasons, as discussed in the Powell article in this issue. That article shows the development of a variety of support information and established procedures and standards that enable XPS to be surface-sensitive, quantitative, and reproducible. AES and SIMS have not reached the use rate for XPS for several reasons, which are different for each method.

Auger electron spectroscopy (AES) has useful spatial resolution that is important for many materials applications but suffers from a high background signal. Sample charging limits analysis of highly insulating materials, although excellent progress has been made in minimizing these difficulties [Reference Baer1]. Also, the electron beam readily damages organic layers or coatings.

Secondary ion mass spectroscopy (SIMS) has benefited from a variety of recent technical developments. SIMS can be implemented with different types of mass spectrometers (including: time of flight, magnetic sector, Fourier transform ion cyclotron resonance, and quadrupole) and use a variety of ion sources having a range of beam sizes and other properties. As discussed by Gamble and Anderton in the SIMS imaging paper in this issue, each type of instrumentation has advantages and limitations. Increasingly the instruments can have multiple modes of operation, which we have tried to capture in Table 1. Polyatomic ion sources have made it possible to apply SIMS (in 2 and 3 dimensions) to organic and biological materials to obtain information that was not previously available. Because of differences in ionization fractions and molecular fragmentation, data can be difficult to quantify. However, it has high sensitivity and the ability to sense isotopic differences. The many new developments in SIMS technologies are leading to new applications.

Low- and medium-energy ion scattering (LEIS and MEIS) are not widely used but can provide important information. The current advanced form of LEIS with improved sensitivity and resolution [Reference Brongersma2] has an important role to play as the most “surface-sensitive” of the surface analytical tools [Reference Brongersma3]. It provides important information about the composition of the very outer atomic layer of surfaces, flat or in particle form. Using the improved sensitivity along with careful analysis, LEIS can also be used to obtain depth and coating thickness information [Reference Brongersma2]. Such LEIS measurements have been used to extract the thickness of self-assembled monolayers on Au nanoparticles [Reference Rafati4] in comparison to XPS results as noted in the nanoparticle coating paper by Baer et al. in this issue. The somewhat more energetic form of ion scattering (MEIS) has both a traditional form based on electrostatic analyzers (ESA) and a recent form based on time-of-flight (TOF) analysis[Reference Jung5]. It can provide important information about layered structures, including the layer structure of nanoparticles [Reference Grande6, Reference Gustafson7].

Atom probe tomography (APT) may be considered the new kid on the block (although it has a strong historical pedigree). It can provide three-dimensional, quantitative information about the distribution of atoms (of any mass) at atomic resolution within needle-shaped samples [Reference Miller8]. It has played an important role in the battery work discussed in the paper by Wang et al. in this issue. One of the challenges of APT is the preparation of the sharp needle sample such that the analyst can obtain the desired information from an appropriate region of a bulk sample. Focused ion beam (FIB) milling is now used to produce needle samples of the appropriate dimensions from almost any material of interest [Reference Thompson9]. Traditionally, APT analysis was relegated mainly to electrically conductive systems; however FIB sample preparation and the introduction of lasers and local electrode geometries of modern atom probes have opened up application to many other areas of materials science [Reference Marquis10].

Advances in understanding of these methods mean that the information in Table 1 is subject to continuous improvement. Developments associated with LEIS, SIMS, and MEIS have been noted above. Important advances in XPS related to higher-than-normal pressures [Reference Salmeron and Schlögl11] and capabilities enabled by high-energy X rays [Reference Taguchi12] are not included in Table 1. In addition to the SIMS advances already mentioned, the new ability to examine liquid surfaces and the solid/liquid interface provides new ways to examine biological systems [Reference Hua13] and solid/liquid systems such as batteries [Reference Zhu14] (as described in the article by Wang et al. in this issue). While these surface analysis methods continually improve over time, it is often their complementary nature and integration with information obtained from other methods that is important in solving problems. More detailed information about each method can be obtained from a variety of sources [Reference Baer15–Reference Miller and Forbes19].

Improvements in terminology also help our understanding of surface analysis. Terms have been carefully defined by ISO Committee 201 Surface Chemical Analysis (including information depth and depth resolution as used in Table 1 are now available at no charge through a variety of websites that can be found in ref [Reference Powell20].) Concepts underlying terminology can have important implications. For example, although the effective attenuation length of electrons (λ) in XPS is typically 1 to 3 nm, the depth from which 95% of the signal arises is ≈3λ or up to ≈10 nm [Reference Briggs21]. Thus the information depth is larger than λ, although λ has been often been identified as the sampling depth.

I want to thank each of the authors who contributed to the articles in this issue. These brief summaries demonstrate the advanced uses of surface analysis and usually in combination with microscopy and other methods to address problems of importance to all of us.

References

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Figure 0

Figure 1 Schematic representations of six important surface and interface analysis tools. XPS, AES, and SIMS are the most commonly used tools. LEIS is an update of an old method for which new instrumentation provides enhanced signal strength and additional information. Technologies advances have improved the spatial resolution of MEIS and are making APT valuable for obtaining interfacial information on an atomic scale for many types of materials systems.

Figure 1

Table 1 General characteristics of a selection of surface and interface analysis methods.

Figure 2

Figure 2 Comparison of the number of publications during 2014 and the first eight months of 2015 associated with surface analysis, microscopy, and other analytical methods. XPS is the most widely used surface analysis method at about half the rate of TEM and NMR.