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Towards common ground: Strategies for effective collaboration between the humanitarian and peacebuilding communities

Published online by Cambridge University Press:  02 October 2024

Rebecca Brubaker*
Affiliation:
Director of Policy, Learning and Advisory Services, Interpeace, Geneva, Switzerland
Will Bennett*
Affiliation:
Senior Policy Adviser, Interpeace, Geneva, Switzerland
Hannah Ajelet Eriksen*
Affiliation:
Policy Support Officer, Interpeace, Geneva, Switzerland
*
***Corresponding author email: Eriksen@interpeace.org
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Abstract

In an era marked by growing conflicts, prolonged humanitarian needs and less donor funding, collaboration between the humanitarian and peacebuilding sectors is essential for more effective responses. This paper examines the complexities of fostering such collaboration, emphasizing the importance of integrated multisectoral approaches capable of addressing both immediate necessities and long-term peace and development objectives. While recent initiatives such as the humanitarian–development–peace nexus framework and the United Nations Secretary-General's Agenda for Humanity reflect progress toward integrated approaches, substantial collaborative challenges persist. This paper identifies three key entry points for mutual learning between humanitarian and peace actors. Firstly, it discusses a “peace-responsive” approach to humanitarian activities that proactively contributes to “peace-positive” outcomes. Secondly, it emphasizes the need for the peace sector to learn from humanitarian efforts regarding accountability to affected communities. Thirdly, it underscores the need to understand the normative foundations of each sector and their implications for joint action. Drawing on these insights, the paper offers recommendations for policy-makers and practitioners to help them advance joint approaches to humanitarian assistance and peacebuilding in conflict-affected contexts.

Type
Research Article
Copyright
Copyright © The Author(s), 2024. Published by Cambridge University Press on behalf of International Committee of the Red Cross

Introduction

Global crises are lasting longer and are becoming more expensive at a time when the gap between humanitarian needs and funding is larger than ever. The average time that the International Committee of the Red Cross (ICRC) has been present in its ten largest operations, for example, is forty-two years,Footnote 1 and the humanitarian funding gap is now at least $41.76 billion.Footnote 2 Furthermore, crises are predominantly concentrated in contexts of protracted armed conflict, requiring an estimated 86% of country-allocable humanitarian assistance and with 74% of people in need living in such settings.Footnote 3

This new reality requires an urgent shift towards more multidimensional aid responses that are able both to meet short-term needs and to contribute to long-term peace and development outcomes. Because the development cooperation funding gap will only be closed by decreasing needs, humanitarian and development action have roles to play in addressing not just the consequences of violent conflict, but also its root causes. Similarly, peacebuilders must operate in ways that decrease the need for developmental and humanitarian assistance. This is an ambitious agenda for change, but a necessary one that will enhance the effectiveness and sustainability of all humanitarian–development–peace (HDP) nexus actions.

There have been some encouraging developments towards such an approach. The Inter-Agency Standing Committee (IASC) has issued policy guidance for an HDP nexus approach, including an issue paper on accentuating the “P” in the HDP nexus.Footnote 4 Further, the United Nations (UN) Secretary-General's Agenda for Humanity at the World Humanitarian Summit in 2016 urged humanitarian action to move beyond short-term, supply-driven response efforts, to focus on designing “peace-responsive” approaches that address development and humanitarian needs in ways that also support more resilient and peaceful societies.Footnote 5

This task has become more urgent, as 2023 marked the highest number of conflicts since the Second World War, with armed violence contributing to some of today's most pressing humanitarian needs.Footnote 6 In such an era, it is incumbent upon peace and humanitarian actors to navigate complex geopolitical dynamics and foster cooperation amid limited international consensus. For decades, however, the humanitarian and peace sectors have operated in largely distinct spaces, with differing objectives and methods. Perhaps most importantly, humanitarians have strived to shield the impartial conduct of their operations from political interference while peacebuilders have worked more politically, seeking the kind of political transformations necessary to address the root causes of conflict. Despite these differences, the shared challenges faced by both humanitarians and peacebuilders invite us to re-evaluate the distance between them and identify entry points for more complementary and connected approaches. Indeed, while their methods vary, these two sectors share more than enough common ground – from an imperative to engage power holders with influence over a given problem, to a steadfast commitment to maintaining independence from external agendas.

The interplay between the humanitarian and peace sectors presents both obstacles and opportunities. While the development–humanitarian nexus has made significant strides in bridging divides and strengthening cooperation mechanisms, similar progress regarding the humanitarian–peacebuilding nexus has been slower to materialize. There are some fundamental differences in objectives and methods contributing to this divergence. Humanitarian action is typically understood as “an exceptional, temporary emergency measure to save lives and alleviate the suffering of people in armed conflict, disasters, and other crises”,Footnote 7 while peacebuilding is a longer-term process that aims to strengthen the institutions and relationships necessary for peaceful and sustained conflict resolution.Footnote 8 Moreover, the classic paradigm of humanitarianism is based on the fundamental humanitarian principles of humanity, impartiality, neutrality and independence, meant to ensure that aid is solely based on addressing needs, free from political motives or discrimination.Footnote 9 This often entails portraying humanitarian actors as being “void of the territorial or political context in which they operate”Footnote 10 and instead being guided by a comprehensive legal framework underpinning principled – if perhaps slightly inflexible – efforts to protect and assist populations in need.Footnote 11 Peacebuilding actors, on the other hand, have yet to conclusively and precisely define what peacebuilding entails but have reached a consensus that it is best achieved through politically savvy and flexible approaches.Footnote 12

At face value, the concern is that this political and amorphous nature of peacebuilding, which typically involves navigating complex power dynamics in order to address deep-seated societal grievances, is at odds with the political neutrality of humanitarian efforts. This is not to suggest that collaboration is unfeasible or undesirable; indeed, these sectors consistently rub against each other like tectonic plates, affecting, overlapping, complementing and challenging one another. This paper will aim to provide an overview of the current state of collaboration between the humanitarian and peace sectors, propose strategies for improved cooperation, and propose specific policies to address the challenges faced by both sectors.

To do so, this paper focuses on three key areas of collaboration between the humanitarian and peacebuilding sectors. Firstly, organizations from both sectors are actively and jointly exploring what a “peace-responsive” approach to humanitarian activities might entail, and in particular how they can contribute to “peace-positive” outcomes such as social cohesion and trust-building without compromising the humanitarian principles.Footnote 13 Secondly, peace actors recognize that they must strengthen their accountability to local communities, drawing lessons from humanitarian efforts and standards such as the Core Humanitarian Standards on Quality and Accountability.Footnote 14 Thirdly, the paper examines and compares the normative foundations of each sector, highlighting opportunities for mutual learning and alignment around shared principles.

“Peace responsiveness” as an approach to humanitarian programming?

Global initiatives such as the 2030 Agenda for Sustainable Development, the 2016 dual resolutions passed by the UN General Assembly and Security Council (Resolutions 70/262 and 2282) on sustaining peace, and the subsequent 2019 Organisation for Economic Development and Co-operation (OECD) Development Assistance Committee (DAC) Recommendation on the Humanitarian–Development–Peace Nexus (DAC Recommendation) have emphasized the need for improved coherence and cooperation among development, humanitarian and peace efforts in conflict-affected settings. For example, the DAC Recommendation calls for a more “coherent and coordinated effort that strengthens complementarity across the ‘nexus’ … through a common set of principles”.Footnote 15 It also emphasizes a gradual shift from the traditional “do no harm” approach to one more focused on peace positivity, to be integrated into development and humanitarian aid mechanisms.Footnote 16 Furthermore, the 2016 World Humanitarian Summit invited humanitarian actors to reflect on their contributions to improving conditions for peace in the communities they serve, resulting in the New Way of Working initiative.Footnote 17 Because humanitarian actors are part of the conflict economy, their work can have both a “peace-positive” and a “peace-negative” impact.Footnote 18 Merely minimizing harm and conducting short-term needs assessments are insufficient for achieving sustained peace;Footnote 19 instead, humanitarians are being challenged to consider the long-term, structural impacts of their work in societies on the brink of, emerging from, or currently undergoing conflict. Situating this in existing international frameworks, an increasing number of voices argue that if the international community hopes to achieve the 2030 Sustainable Development Goals, it is essential to work in a more coordinated, cross-sectoral way on the drivers of conflict in order to help alleviate humanitarian need and build peace in tandem.Footnote 20

However, while this shared vision of what should be achieved has developed, there is less consensus on how to achieve it. For peacebuilders, it has become evident that despite two decades of efforts to teach and train actors in other sectors to be more conflict-sensitive,Footnote 21 conflict insensitivity or “peace blindness” remains pervasive. What was once thought to be merely a matter of insufficient knowledge or training now appears to be a far more complex, systemic challenge that cannot be “addressed by applying tools or ticking boxes”.Footnote 22 Hence, treating conflict sensitivity as a technical concern has not consistently been translated into increased sensitivity in practice. This more comprehensive systemic approach has come to be known as “peace responsiveness”.Footnote 23

An introduction to peace responsiveness

Peace responsiveness refers to the ability of actors operating in contexts and areas affected by conflict and violence to be conflict-sensitive and to deliberately contribute to peace within the scope of their mandates, in a manner that enhances their collective impact, supports inclusive, gender-responsive and locally led change, and strengthens societal resilience to conflict and violence.Footnote 24 It is an evolution of, and builds on, conflict sensitivity and the principle of “do no harm”, moving beyond minimizing unintended harm and towards a more intentional and forward-leaning focus on deliberately contributing to peace. Peace responsiveness is grounded in the understanding that peace cannot be solved by one set of actors alone, necessitating a paradigm shift in how various actors operate in conflict-affected or transitional contexts.Footnote 25 It recognizes the need for “non-peacebuilders”, including development and humanitarian actors, to incorporate into their technical programming peace-positive contributions, even when peacebuilding is not necessarily at the core of their mandates. For example, the UN Food and Agriculture Organization (FAO) has integrated peace-responsive strategies, including conflict-sensitive analysis, into the design and implementation of its programmes in an effort not only to minimize the risk of any negative impacts but also to maximize peace-positive contributions.Footnote 26 In South Sudan, for instance, the FAO led an initiative to improve the livelihoods of two communities in order to mitigate the risk of natural resource-based conflict, thereby proactively addressing one of the root causes of conflict between those communities.Footnote 27 Such peace-positive contributions may take many forms, contingent upon the actor involved and the specific context in which they operate, but what all these interventions have in common is that their impact serves as a force multiplier for strengthening and consolidating the conditions for sustainable peace. In other words, “peace responsiveness offers an operational paradigm that can embody the normative commitments set out in the Sustaining Peace Agenda”.Footnote 28 To operationalize this approach, peace responsiveness therefore adopts a four-pronged approach, encompassing individual change-makers, technical programmes, specific organizations and the sector or system as a whole.Footnote 29 Broadly, it involves working across these four domains following a recognition that a holistic approach is required to address such deeply rooted and complex incentive and cultural structures obstructing efforts to working more deliberately on peace.

While collaboration with development actors or the development sections of multi-mandate organizations on peace responsiveness has been fairly seamless, efforts to establish similar partnership arrangements with humanitarian organizations have encountered several challenges. The following section aims to better understand the challenges that humanitarian actors have faced in implementing the peace aspects of the HDP nexus.

Challenges to humanitarian–peacebuilding integration

There is a sense of urgency driving the humanitarian sector which often obscures the long-term consequences of aid and can also burden humanitarians trying to address immediate needs for which quick solutions may not exist. This “urgency trap” is centred around the short-term, needs-based perspective commonly associated with the humanitarian sector.Footnote 30 Humanitarian action is still perceived as a short-term endeavour requiring short-term planning even though the average humanitarian intervention now extends to nine years.Footnote 31 Although the short-term lens is understandable in terms of humanitarianism's primary objectives, including addressing immediate needs, it can be a barrier to recognizing and understanding the longer-term impacts of humanitarian actions. However, this tension may also offer an entry point for dialogue with peacebuilders, who are used to planning years of long engagement, as humanitarians themselves adapt to ensure that their current planning frameworks are fit for purpose.Footnote 32

Another challenge is that the definition and scope of “peace” within the humanitarian–development–peace nexus are unclear to many humanitarians, further complicating integration efforts. There is also widespread confusion regarding the implications of integrating a peace component into humanitarian engagement, and what outcomes are expected as a result.Footnote 33 This confusion stems partly from “peace” remaining the least conceptualized component within the nexus, leading to fundamental questions of what peace actually is and what it looks like.Footnote 34 As a way to address this confusion, the IASC introduced a distinction, commonly known as “little p” and “big P” engagements, to conceptualize the “peace” component. “Big P” includes peacemaking, peacebuilding and peacekeeping, formal Track 1 processes, political solutions, and securitized responses to violent conflict, viewed as inherently political.Footnote 35 In contrast, “little p” engagements focus on building trust and social cohesions and building capacities for peace within institutions and society.Footnote 36 Another broad understanding also includes both “negative peace”, commonly understood as the cessation of hostilities, and “positive peace”,Footnote 37 entailing the creation of the optimal environment for human potential to flourish. Humanitarian practice arguably sits more comfortably with some parts of peace definitions than others, particularly some of the activities referred to as “little p” and positive peace engagements, which are often understood as less political and more focused on productive relationships and societal transformation.Footnote 38

While the IASC's framework has provided a helpful policy guideline, it arguably simplifies the complex concept of peace into binary terms, thereby oversimplifying its understanding. Moving forward, there is a need for more nuanced discussions on what this framework means in practical terms. While the framework has set a valuable precedent, the challenge now is to move beyond this binary understanding and to foster deeper, more practical discussions on how peacebuilders and humanitarians can collaborate more interactively without these rigid distinctions.

A third challenge is the perception that aid contributes to positive, and peaceful, social outcomes.Footnote 39 However, foreign aid is not a good in itself; it is merely an input. All aid, including humanitarian assistance, can inadvertently exacerbate conflict drivers.Footnote 40 This is not to argue that humanitarian aid is categorically bad, but rather to highlight a core paradox of humanitarian engagement and to stress that the potential negative effects of aid are neither unavoidable nor random. In response, humanitarian actions may benefit from incorporating key peacebuilding tools into their work, such as stakeholder mapping, and context and conflict analyses that can help them to understand and investigate conflict risks. Yet, at present, an HDP nexus interim review conducted by the OECD in 2022 found that conflict analysis is the second-least-used input to inform planning and programming.Footnote 41 Moreover, there is a growing realization that the current international aid system is largely part of a colonial construct that continues to perpetuate power imbalances and is thus in need of a fundamental shift in power and resources.Footnote 42 This growing emphasis, albeit more evident in policy than in practice, underscores the perception that international response should be directly shaped by affected communities according to their needs. Inherently linked to this is the growing understanding that international aid response should support, rather than substitute, other local actors as “the frontline responders in a crisis”.Footnote 43 For instance, at the Global Humanitarian Platform in 2007, a principles of partnership commitment was endorsed, emphasizing that “local capacity is one of the main assets to enhance and on which to build”.Footnote 44

Another challenge pertains to the overarching critique of “the role of assumptions in shaping peacebuilding initiatives” and their impact on the sector's effectiveness.Footnote 45 Despite the growing recognition among policy-makers and practitioners of the limitations of many conventional peacebuilding strategies and methods, many feel compelled to keep on using these approaches, primarily because of the lack of compelling alternatives.Footnote 46 As previously mentioned, 2023 marked the highest number of conflicts since the Second World War, with armed violence contributing to some of today's most pressing humanitarian needs.Footnote 47 Against this backdrop, it is becoming increasingly evident that while numerous peacebuilding efforts are being implemented, a significant number of these efforts are falling short of their intended impact. Repeated cycles of violence and recurrent civil wars present significant challenges for humanitarian actors working on the front lines, and these realities lead them to witness first-hand the lack of successful and sustainable peacebuilding outcomes. This might lead them to question the effectiveness of peacebuilding approaches, and to realize that “being part of the ostensibly moral plan to bring peace and prosperity to war-torn societies has proved to be more complicated for humanitarian agencies than many of them thought”.Footnote 48 Many humanitarian actors are questioning whether “the conceptual baggage of peacebuilding” can bring about sustainable peace,Footnote 49 and as a result, they may be hesitant to compromise their current approaches or take further risks by incorporating peace-responsive methods. At the same time, it is increasingly recognized that the humanitarian sector, despite its crucial role in providing immediate relief in times of crisis, cannot meet the escalating needs and challenges alone.Footnote 50 Being peace-responsive does not mean that humanitarians are expected to become peacebuilders, but as the realities on the ground are changing, it is also becoming increasingly evident that no section alone will be able to meet the growing needs and challenges faced by communities affected by conflict and crisis. This underscores the importance of collaboration and synergy between humanitarian and peacebuilding efforts.

Lastly, a prominent challenge lies in the ambiguity that humanitarians face regarding the role of the State in peacebuilding work. The varying degrees of State involvement in peace activities present a complex landscape for humanitarians who are striving to uphold the principle of neutrality.Footnote 51 For instance, humanitarians have voiced concerns that needs-based priorities, which should be the guiding principle of their work, could be compromised and manipulated into serving political or military agendas.Footnote 52 This risk is particularly heightened when States are given a more influential role in humanitarian activities. Such involvement could potentially undermine the very essence of the “humanitarian imperative”: the commitment to creating a “humanitarian space” where assistance can be provided to populations that are vulnerable to risks from all sides of a conflict, without any discrimination or bias.Footnote 53 This situation presents a paradox for humanitarians. On the one hand, they recognize the need to engage with States and other political actors in order to ensure access to those in need.Footnote 54 On the other hand, they are wary of the potential for their engagements to be co-opted or misused for political ends.Footnote 55 The challenge, therefore, lies in finding ways to work with political nous and sensitivity without serving a particular political agenda.Footnote 56

These challenges complicate efforts to integrate humanitarian action into broader peacebuilding efforts. Many of them require action from peace actors, who must first clarify their own approaches before striving to foster collaboration with other sectors – otherwise, the absence of common operating principles within the peacebuilding sector, in addition to the myriad nature of definitions, understandings and practices, can pose significant barriers for humanitarians seeking to engage. These complexities will be explored later in this paper; however, the next section seeks to delineate several potential entry points for more cooperative work.

Entry points for enhancing humanitarian–peacebuilding integration

In response to the challenges discussed above, consultations between the humanitarian and peace sectors have revealed some common entry points for advancing work in partnership. The first builds on the growing appreciation of context as part of their efforts to minimize harm, maximize benefit and optimize the use of resources by humanitarians. For instance, efforts to improve mental health care and psychosocial support in humanitarian emergencies benefit from understanding the socio-cultural context in which such services operate.Footnote 57 In 1999, in Tirana, Albania, a foreign psychologist provided gender-based violence counselling to Kosovar survivors, which led to the public identification of sexual violence survivors. This revelation was seen as an affront to familial honour that was to be “rectified by killing the survivor”.Footnote 58 Thus, failure to appreciate the operational context can and does lead to unintended consequences, both positive and negative.Footnote 59 However, much of this harm can be mitigated through appropriate preparation. Humanitarian action would arguably be more effective and contribute more directly to peace dividends if it were also based on a corresponding conflict analysis of conflict drivers and root causes, conducted in an ongoing and iterative manner, cognisant of cross-border and regional dynamics, and drawing on intentionally established and long-cultivated local relationships and knowledge.Footnote 60 This is precisely where integrating a peace-responsive approach, such as through joint programming or change process approaches, would be beneficial. Some multi-mandate organizations have already adopted a shift away from “needs” assessment to one focused both on “risks and vulnerabilities” as well as “opportunities and strengths”, and in so doing have provided a common framing across the humanitarian, peace and development sectors.Footnote 61 For example, rising tensions between conflict-displaced people and host communities in Niger were unintentionally fuelled by government aid responses solely focused on refugees. In response, the Office of the UN High Commissioner for Refugees (UNHCR) shifted its approach to support joint initiatives between host and refugee communities in order to foster mutual assistance and understanding while also establishing reliable communications channels to address misinformation about aid distribution.Footnote 62 In this example, peace responsiveness hinged on two important factors: (1) UNHCR engaging directly with local communities to better understand their perceived risks and vulnerabilities, and (2) UNHCR adapting its engagement to the reality on the ground in order to deliberatively prevent escalating tensions.

A second entry point is to collaborate on clarifying what aspects of “peace” are compatible for integration with the humanitarian sector. This collaboration is particularly evident when highlighting the work of humanitarian actors who are already acting in peace-responsive ways, whether intentionally or not. The fact that humanitarians are increasingly willing to consider the longer-term needs of conflict-affected populations provides an entry point to introduce “peace” as a fundamental outcome to which all actors can contribute.Footnote 63 This can be partly explained by the fact that the bulk of humanitarian efforts in the last decade have primarily focused on long-standing armed conflicts, addressing recurring outbreaks of violence and the increasingly complex array of needs and vulnerabilities arising from conflict.Footnote 64 As emphasized in the UN Secretary-General's Agenda for Humanity at the World Humanitarian Summit in 2016, this reality has intensified the need to shift humanitarian action away from only “short-term, supply-driven response efforts” and towards developing responses that not only meet humanitarian needs but also contribute to building more resilient and peaceful societies.Footnote 65

A third area for exploring a deeper understanding between the sectors could be to redefine the humanitarian sector's emphasis on “impartiality” as not only a commitment to prioritization based on needs but also as a call to better understand the surrounding context. For example, meeting one group's needs might adversely or positively affect another group's needs and create inequality – a common driver of conflict and insecurity. Thus, to be impartial may require a deeper understanding of the local dynamics and relationships between different groups, and the potential impacts of humanitarian assistance on these dynamics, in order to ensure that humanitarian actors are not blind to how their assistance can inflame inequalities and fuel conflict.Footnote 66

A final entry point involves finding mutually sensitive but also intelligible language to describe peace-responsive humanitarian work. It is important to tailor the framing of peace responsiveness in such a way as to consider various dynamics and to find a language that resonates with humanitarian actors and the context in which they work. Mutual intelligibility through a concrete new lexicon could help bridge the conceptual and operational divides between humanitarians and peacebuilders, leading to integrated practices. As previously outlined, peace-related engagements encompass a variety of approaches and methodologies. Additionally, the language used by peacebuilders often involves terms and concepts that are deeply rooted in the political context of conflict resolution, including “political reconciliation”, “justice” and “conflict analysis”.Footnote 67 These terms, while integral to peacebuilding, may imply taking sides in a conflict, thereby potentially posing a challenge to the humanitarian principles of neutrality, impartiality and independence. This is where the distinction between “big P” and “little p” peace work might be beneficial. While “big P” is more high-profile and political in nature (and likely to brush against the humanitarian principles of neutrality and impartiality), “little p” leaves a more inclusive space for both actors to work together, especially at the local level, in order to tackle key short- to intermediate-term drivers, including resilience and dispute resolution mechanisms, that are critical to both peace and humanitarian efforts.Footnote 68 Importantly, these “little p” initiatives can still be politically transformative, and can even help enhance the inclusiveness and sustainability of outcomes resulting from peace processes at the “big P” level by:

  1. 1. reducing conflict between communities or other social groups;

  2. 2. reducing structural (economic, political, social) inequalities and power asymmetries;

  3. 3. strengthening the conflict management capacities of communities and/or authorities;

  4. 4. enhancing inclusiveness and the participatory nature of decision-making;

  5. 5. enhancing trust and positively transforming relations between social groups (i.e., horizontal social cohesion);

  6. 6. strengthening the social contract between citizen and State (enhancing trust between citizens and authorities and the trustworthiness of authorities, empowering citizens and enhancing the accountability of authorities (duty bearers) – i.e., vertical social cohesion); and

  7. 7. enhancing tolerance and influencing social norms around the use of violence.

In conclusion, these entry points provide a potential road map for strengthening collaboration between the humanitarian and peace sectors. By leveraging a deeper understanding of the context, redefining the concept of impartiality and finding common ground, these two sectors can work towards more integrated and effective peace-responsive responses to complex crises. This not only requires a shift in mindset and approach but also a commitment to continuous learning and adaptation.

Accountability to affected communities

Integrating peace aspects into humanitarian work, and vice versa, depends upon a process of diligent learning and exchange. It is not something that can be imposed on humanitarians from the outside, and peace actors must be equally open to examining their own practices. One area for improvement includes a better understanding of what “downward” accountability would look like in practice across the peacebuilding sector (rather than merely at the project/programme level). Amongst a small but vocal group of peace actors, there is a strong recognition of a need to strengthen the sector's approach to accountability to people affected by their actions, “particularly those whose peace they seek to help build”.Footnote 69

Whilst the humanitarian sector has a well-established, system-wide, “professionalized” approach to accountability vis-à-vis affected communities, this approach is not explicitly laid out in most peacebuilders’ operating guidelines, ethical frameworks or sector-wide professional commitments.Footnote 70 Broadly, the humanitarian standards on accountability are understood to have emerged from two overlapping, catalytic events in the sector. In the 1990s, leaders of humanitarian organizations grasped that they needed to be more accountable “upwards”, to their donors, regarding the tracking of resource usage and distribution.Footnote 71 In parallel, however, related questions were being raised about “downward” accountability towards affected communities. This reflexive turn was largely driven by the sectoral failure to sufficiently predict, prevent and respond to the 1994 genocide in Rwanda.Footnote 72 This prompted the International Federation of Red Cross and Red Crescent Societies, Oxfam and others to convene humanitarian leaders and revisit their operational practices. What emerged in the 1990s and 2000s was the creation of several standards and accountability initiatives, including the Core Humanitarian Standards on Quality and Accountability (CHS), the Sphere Project, the Consolidated Appeals Process, the Active Learning Network for Accountability and Performance in Humanitarian Action and the IASC commitments to affected people.Footnote 73 These have evolved over time but continue to offer the normative and policy frameworks through which humanitarian actors attempt to be accountable to affected populations in all their diversity. It has become increasingly evident that humanitarian actors cannot claim to uphold the principle of humanity, alongside its related principles of neutrality, independence and impartiality, without striving to maintain a certain level of accountability for their engagements.Footnote 74 An integrated perspective on accountability standards includes mechanisms which ensure that external actors and standards can hold humanitarian actors accountable as well as internal processes for humanitarians themselves to take responsibility for their actions.Footnote 75 Updating the various standards offers an important moment for the sector to challenge itself to be better and more accountable to the communities it serves.

Herein lies an opportunity for the peacebuilding sector to learn from the humanitarians, integrating appropriate lessons of what has worked and, just as importantly, avoiding what has not. For too long, the peacebuilding sector has intentionally kept many of its effective practices at an informal, ad hoc level, with minimal documentation.Footnote 76 While this approach preserves adaptability and flexibility, it also poses challenges in terms of accountability. Moving forward, therefore, peacebuilders should arguably consider finding a balance between maintaining their flexible, context-specific approaches and adopting some level of standardization to ensure accountability to the communities they serve. Indeed, humanitarians are arguably the first to point out that the progress of their accountability agenda has been “uneven and slow”, with CHS compliance being both “patchy and inadequate”,Footnote 77 but despite these shortcomings, humanitarians set a commendable example of how to “fail forward”. They continuously learn, correct, and improve based on past mistakes, setting a precedent for those outside the sector. This could be a valuable approach to follow for peacebuilders as they strive to ensure that accountability does not remain a mere buzzword in their own sector.

Exploring normative foundations for the peace sector

A third entry point relates to the normative foundations, principles and standards guiding each sector. This exploration can be subdivided into two topics. The first analyzes the peace sector's search for a more codified and principled approach to peacebuilding, and the extent to which it could draw on the humanitarian principles. The second looks at whether some common cross-sectoral core principles can be gleaned to reinforce the normative connections between peace and humanitarianism.

Entrenched norms and the emergence of codified principles for the peace sector?

The challenges facing the peace sector are numerous. The increasing number of both intra- and inter-State conflicts, coupled with a significant shortage of durable peace agreements, necessitates a moment of reckoning. The key challenges are as follows.

Time frame: Peace processes often prioritize conflict resolution over the broader objective of sustaining peace. This is a misplaced emphasis given that, on average, post-conflict peace lasts only seven years, and around 60% of all conflicts recur.Footnote 78 Moreover, repeated cycles of violence and recurrent civil wars are the prevailing types of armed conflict.Footnote 79 We also know that even after conflicts end, post-war societies frequently experience ongoing insecurity, violence, political instability and continued divisions among previously conflicting groups.Footnote 80 Consequently, it is imperative to look beyond simple conflict resolution efforts in order to ensure sustainable peace. Although peace agreements may lay the groundwork for stable peace, there still needs to be a concerted effort to build structures and strengthen systems that prevent the recurrence of conflict. For instance, research shows that “agreements that are carefully designed to deal with all obstacles to cooperation have the strongest pacifying effect among armed conflict outcomes”.Footnote 81 Hence, how long peace will last is determined by how well it is made, and peace agreements must thus be complemented by long-term peacebuilding efforts that address these issues.

Parallel tracks: The peacebuilding sector tends to focus excessively on negotiations “at the table”, resulting in peace agreements that lack multi-track planning and complementary interventions. However, one could argue that “the quality of a peace agreement is only equal to the quality of its implementation”.Footnote 82 While the handshake might represent the end of the negotiations, it does not ensure that what has been agreed upon is effectively put into practice. Simultaneously, peacebuilding actors must consistently strive to work across various levels of society to link different peacebuilding initiatives as part of the larger peacebuilding processes to ensure their sustainability.Footnote 83

External actors: The pursuit of peace, especially at Track 1 level (government and political elites), tends to be disproportionately driven by external actors, raising the question of representation, prioritization and whose voices are heard, and thus ownership of peacebuilding processes.Footnote 84

Inclusion: Despite some progress, the inclusivity of women, youth and marginalized groups in peacebuilding work remains insufficient. This is especially prevalent when it comes to their participation in peace agreements. For instance, between 1992 and 2019, women served as only 6% of mediators and 13% of negotiators globally.Footnote 85 Moreover, of the eighteen peace agreements concluded in 2022, only one had a woman signatory.Footnote 86 However, we know that “inclusion at the table is an exercise in inclusion in the post-conflict context”.Footnote 87 This exclusive tendency results in damaging outcomes that reinforce the very patterns of behaviour and governance that exacerbated conflict dynamics in the first place.Footnote 88

Sustainability: As 50% of peace agreements fail within the first five years, sustainable peace demands more than just agreements negotiated among elites.Footnote 89 Hence, peacebuilding actors typically attempt to address the structural weaknesses, violence, insecurity, instability and political conflict that commonly characterize many conflict-affected societies.Footnote 90

These are norms for the peace sector but are not codified. In response, a recent initiative incubated by Interpeace,Footnote 91 called Principles for Peace,Footnote 92 has sought to establish a practical framework rooted in eight core peace principles. These respond to the reality that we have the Geneva Conventions to guide conduct in war but no principles on the process of building and sustaining peace. The eight peace principles are dignity, solidarity, humility, enhancing legitimacy, accountable security, promoting pluralism, adopting subsidiarity, and integrated and hybrid solutions.Footnote 93 Dignity, solidarity and humility each focus on grounding peacemaking in a moral and ethical foundation that promotes trust and engenders respect amongst all parties. Enhancing legitimacy and accountable security both serve as a foundation for sustaining peace. Promoting pluralism, adopting subsidiarity, and pursuing integrated and hybrid solutions each help highlight the practical commitments needed for strengthening peacemaking efforts. Implementing these principles, however, has not been universal across the peace sector and will take time and significant political effort. As the process advances and if the principles are to take root, it will be tactically necessary to clarify which of them can be operationalized, in what order, and how. Here, the experience of the humanitarian sector offers a valuable source of guidance for the peace sector as it attempts to turn the principles into a framework for action.

It is notable that the values of humanity, neutrality, impartiality and independence imagined at the core of the principles for humanitarian engagement are enshrined in international texts and have been guiding the actions of humanitarians for decades.Footnote 94 These principles are both ethically and operationally grounded, serving as a tool to help navigate complex crises. That said, principles can also be restrictive, even if they can encourage sectoral congruence. Rigid deontological norms can elide more contextual and critical reflections on how to operate, and risk narrowing the available options for a sector to respond to complex humanitarian and conflict needs. Norms and principles can also be hidden behind; for example, claims of principled neutrality can be difficult to uphold when it is inescapable that any actor in a conflict area will be rendered political in one way or another. Here, a principle is perhaps more useful as an aspiration or operational measure of quality than a rule. Otherwise, the risk is that principles become a straitjacket that inhibits the ability to think and work with political agility when peace outcomes would benefit from it.

There are also divergent views regarding the existence of a hierarchy among these principles, with some viewing the principle of humanity as the North Star, embodying the ultimate goal of humanitarian action.Footnote 95 However, any North Star must surely be one in a constellation of important waypoints if joined-up peace and humanitarian work is to remain relevant and agile in the face of complex problems. Principles must improve effectiveness, not become a substitute for necessary action.Footnote 96

In looking for congruence between the humanitarian and peace principles, there are of course dilemmas to contend with, including the different ways in which humanitarians and peace actors ground their actions in their respective principles. Current conflicts in Ukraine and Israel/Gaza, for example, have revealed the challenges of pursuing neutrality during intense and asymmetric urban warfare, where needs fall disproportionately on one side and humanitarian access becomes construed as partial. The repercussions are serious, with aid deliberately restricted, humanitarian workers targeted and killed, and selective narratives subsequently deployed within the media to justify these actions. Biased reporting, fake news and misinformation significantly distort how humanitarian actors are perceived, and thus their ability to act effectively in accordance with their principles. In Ukraine, for example, the “unwavering commitment to neutrality of the ICRC and the Ukrainian Red Cross has put them increasingly under pressure from authorities in Kyiv”,Footnote 97 where they have been accused of “not doing enough to help Ukrainians”.Footnote 98

Peacebuilders too, with their principles of reconciliation, political inclusion and societal transformation, have increasingly found scant room to work. Some organizations have found that the operational space is limited to working only with certain groups and on certain issues – even when these are not the most pressing for a particular community or related to the most severe conflict. Consequently, these organizations are faced with a choice: cease operations in such a polarized environment or continue working within the given constraints, even if this means compromising their own understanding of independence and thus their ability to talk to all parties and build networks across political divides with those committed to finding non-violent solutions to conflict. Hence, the lesson appears to be that modern conflicts are leaving both humanitarian and peace actors in a quandary between upholding their principles and continuing their vital needs-based work. Therefore, while the two sectors may have different objectives and principles, these differences do not detract from the common and urgent need to ensure operational space, access to communities and stakeholders, the safety of practitioners and the integrity of the work, regardless of the context. It is this shared challenge that has led organizations from both sectors to seek stronger collaboration.

Conclusion

The complex landscape of global crises and growing needs demands approaches that bridge the gap between immediate humanitarian responses and longer-term peace and development objectives. With crises increasingly concentrated in protracted armed conflict contexts, humanitarian responses would be improved by also seeking to address the root causes of conflict. While the development–humanitarian nexus has made significant strides in bridging divides and strengthening cooperation mechanisms, similar progress regarding the humanitarian–peacebuilding nexus has been slower to materialize. This paper has aimed to provide an overview of the current state of collaboration between the humanitarian and peace sectors and has proposed strategies for improved cooperation and specific policies to address the challenges faced by both sectors, including exploring peace-responsive approaches to humanitarian activities and strengthening accountability to local communities. Moreover, the development of overarching principles for the peace sector, drawing lessons from the humanitarian sector's long-standing principles, represents a significant step towards a more codified approach to peacebuilding that may help lay common foundations for more integrated peacebuilding and humanitarian actions.

While the humanitarian and peace sectors have historically operated in distinct spheres, the current fraught geopolitical environment, with increasing needs, escalating conflicts, and decreasing political and financial support, provides a necessary and timely nudge for both sectors to recognize that they have more to gain through mutual explorations than they have to lose, in their joint effort to meaningfully support and improve the lives of people affected by violent conflict. Even if navigating complex geopolitical dynamics and fostering cooperation amid limited international consensus remains a formidable challenge, humanitarians and peacebuilders must recognize the shared challenges they face and identify opportunities for collaboration. It now remains for practitioners, policy-makers, politicians and researchers to take up the torch and continue the exchange and exploration.

Footnotes

Rebecca Brubaker, Will Bennett and Hannah Eriksen are employed at Interpeace, an international peacebuilding organization. Opinions published in this paper reflect the authors’ views only. The authors would like to thank Alexandra Boivin for her invaluable input during each stage of the drafting process. Her insights into the humanitarian policy world and humanitarian perspectives were invaluable to drafting this piece, especially the section on principles for the peace sector. In addition, the authors would like to thank Frauke de Weijer for her review of the section on peace responsiveness and her thought leadership efforts on the intersection of the humanitarian and peace sectors. Finally, the authors are indebted to Phil Vernon for his careful review of the section on accountability. This section would not have been possible without the groundbreaking work that Phil has spearheaded in this space.

The advice, opinions and statements contained in this article are those of the author/s and do not necessarily reflect the views of the ICRC. The ICRC does not necessarily represent or endorse the accuracy or reliability of any advice, opinion, statement or other information provided in this article.

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