Hostname: page-component-78c5997874-lj6df Total loading time: 0 Render date: 2024-11-18T16:38:28.836Z Has data issue: false hasContentIssue false

Comment on Petroski—On MacCormick's Post-Positivism

Published online by Cambridge University Press:  06 March 2019

Abstract

Image of the first page of this content. For PDF version, please use the ‘Save PDF’ preceeding this image.'
Type
Article Commentary
Copyright
Copyright © 2011 by German Law Journal GbR 

References

1 Petroski, Karen, Is Post-positivism Possible?, 12 Germ. L.J. 670 (2011).Google Scholar

2 Id at 673.Google Scholar

3 Id. at 677.Google Scholar

4 Id. at 678.Google Scholar

5 Id. at 678.Google Scholar

6 Id. at 678.Google Scholar

7 Id. at 679.Google Scholar

8 Id. at 680.Google Scholar

9 Id. at 680 (emphasis added).Google Scholar

10 A natural lawyer would have to say that the normativity of law is justified by some objective moral principles which cannot be entirely excluded from practical legal reasoning. See generally John Finnis, Natural Law and Natural Rights (1979). A pragmatist would never deny that reasons of policy and arguments from other non-strictly institutionalized materials play an important part in legal argumentation, although she would tend to be skeptical about the role of moral principles in legal practice. See generally Richard Posner, The Problems of Jurisprudence (1993). A non-positivist like Dworkin or Alexy, finally, would argue that the key principles of political morality are in any case part of the materials that lawyers use in their practical activity. See generally Robert Alexy, The Argument from Injustice: A Reply to Legal Positivism (2002); Dworkin, Ronald, Law's Empire (1986).Google Scholar

11 Habermas, Jürgen, Between Facts and Norms—Contributions to a Discourse Theory of Law and Democracy 49 (1996).Google Scholar

12 See generally Luhmann, Niklas, Law as a Social System (2008).Google Scholar

13 Habermas, , supra note 11, at 50.Google Scholar

14 Id. at 51.Google Scholar

15 Joseph, Raz, Ethics in the Public Domain: Essays in Morality of Law and Politics 189 (1994).Google Scholar

16 Id. at 190.Google Scholar

17 Kelsen, Hans, Introduction to the Problems of Legal Theory 7 (1992).Google Scholar

18 Austin, John, The Province of Jurisprudence Determined 1 (1832).Google Scholar

19 Hart, H. L. A., The Concept of Law (2d ed. 1994).Google Scholar

20 Dworkin, Ronald, A Reply, in Ronald Dworkin and Contemporary Jurisprudence 254 (Marshall Cohen ed., 1984).Google Scholar

21 Id. at 256.Google Scholar

22 Id. at 255.Google Scholar

23 Hobbes, Thomas, Leviathan para., I. 15 (1651).Google Scholar

24 Id., para., I. 14.Google Scholar

25 Petroski, , supra note 1, at 682.Google Scholar

26 Hart, H. L. A., Essays on Bentham: Jurisprudence and Political Philosophy 21–39 (1982).Google Scholar

27 Schofield, Philip, Jeremy Bentham and nineteenth-century English jurisprudence 12 J. Legal Hist. 58, 60 (1991).Google Scholar

28 The best defense of this interpretation of Bentham can be found in Gerald Postema, Bentham and the Common Law Tradition (1986).Google Scholar

29 Schofield, , supra note 27, at 63.Google Scholar

31 Hart, , The Concept of Law, supra note 19, at 240 (emphasis in original).Google Scholar

32 Hart, H. L. A., Positivism and the Separation of Law and Morals, in The Philosophy of Law 33 (Ronald Dworkin ed., 1977).Google Scholar

33 Hart, , supra note 19, at 92–93.Google Scholar

34 Dworkin, , supra note 20, at 255.Google Scholar

35 Raz, , supra note 15, at 211.Google Scholar

36 Id. at 196.Google Scholar

37 Joseph, Raz, The Morality of Freedom 53 (1986) (emphasis removed).Google Scholar

38 Joseph, Raz, The Authority of Law: Essays on Law and Morality 315 (2d ed. 2009).Google Scholar

39 Alexy, Robert, The nature of the arguments about the nature of law, in Rights, Culture and the Law—Themes from the Legal and Political Philosophy of Joseph Raz 4 (L. H. Meyer et al. eds., 2003).Google Scholar

40 Alexy, Robert, The Nature of Legal Philosophy 17 Ratio Juris 156, 157 (2004).Google Scholar

41 Id. at 158. The same argument is found in Alexy, supra note 39, at 3.Google Scholar

42 Alexy, , supra note 40, at 158.Google Scholar

44 This is precisely what Dworkin means, for instance, when he holds that in any legal dispute there is always the possibility of a “theoretical disagreement” about the law. In hard cases, judges and lawyers may disagree not only about whether or not a particular act falls within the scope of a master rule such as Hart's rule of recognition, but rather about the content of the master rule itself. The criterion on which one relies to identify the law in a given case may depend on the theory one upholds to develop his conception of law. See, e.g., Dworkin, supra note 10, at 4–5. To pick up an example, in addition to the cases quoted by Dworkin in the first two chapters of his Law's Empire, we can mention the decision of the House of Lords in Jackson v. Her Majesty's Attorney General [2005] UKHL 56. In this case, the Law Lords disagreed not only about the validity of a particular rule, but about the rule of recognition itself. For the particulars of this case, see Michael Plaxton, The concept of legislation: Jackson and Others v Her Majesty's Attorney-General, 69 Mod. L. Rev. 249, 249–61 (2006).Google Scholar

45 MacCormick, Neil, Institutions of Law: An Essay in Legal Theory 264 (2007).Google Scholar

46 Petroski, , supra note 1, at 672.Google Scholar

47 Id. at 672-3.Google Scholar

48 Id. at 674.Google Scholar

49 Id., at 674, note 47.Google Scholar

50 Id. at 674.Google Scholar

51 Id. at 675.Google Scholar

52 Id. at 676.Google Scholar

53 A contemporary positivist might reply that positivism no longer advocates the first thesis (Separability). This kind of argument is part of a general attempt to narrow down positivism in order to escape from objections raised by Dworkin and other post-positivists such as MacCormick. Nonetheless, I believe this does not affect my argument here, for it suffices to prove that MacCormick rejects the so-called Sources Thesis in order to claim that his theory is very different from positivism.Google Scholar

54 To illustrate this point, we can quote the following excerpt from an interview that MacCormick gave to Manuel Atienza on the occasion of the publication of his Institutions of Law: “The most illuminating and lasting aspect of Hart's writings has to do with the need to understand any conduct regulated by rules from the ‘internal point of view.’ This is essentially to develop a clear and convincing theory of norms. But rules are just one type of norm. The analysis of Law as a system of primary and secondary rules, although a valuable intuition, is at the end incomplete and unsatisfactory. A fresh start is needed.” Manuel Atienza, Entrevista a Neil MacCormick 29 Doxa—Cuadernos de filosofía del derecho 479, 482 (2006) (trans. unknown).Google Scholar

55 MacCormick, Neil, Legal Reasoning and Legal Theory 63 (1978).Google Scholar

56 MacCormick, , supra note 45, at 301.Google Scholar

57 Id. at 295.Google Scholar

58 Id. at 6.Google Scholar

59 Id. at 302.Google Scholar

60 Id. at 292. Like Alexy, MacCormick claims that legal doctrine has not only empirical and analytical dimensions, but also a normative one.Google Scholar

61 Petroski, , supra note 1, at 686.Google Scholar

62 Id. at 686-7.Google Scholar

63 Id. at 687.Google Scholar

64 Dworkin, , supra note 10, at 90.Google Scholar

65 MacCormick, Neil, Rhetoric and the Rule of Law: A Theory of Legal Reasoning 6 (2005). It is not a surprise, therefore, that MacCormick has recently confessed that his interest in legal philosophy developed from an attempt to reconcile philosophy and legal practice. When asked by Manuel Atienza about the roots of his legal philosophy, MacCormick answered in the following way: “M. A.: Why have you become interested in legal philosophy? N. M.: Because I was fascinated about philosophy, but wanted to dedicate myself to the practice of law.” Atienza, supra note 54, at 480.Google Scholar

66 MacCormick, , supra note 65, at 6.Google Scholar

67 Id. at 10.Google Scholar

68 Id. at 14–15.Google Scholar

69 Id. at 13 (emphasis added).Google Scholar

70 Id. at 16.Google Scholar

71 Id. at 26.Google Scholar

73 Id. at 241.Google Scholar

74 Id. at 244.Google Scholar

75 In this particular, an inclusive or “soft” positivist would have to concede that it is at least theoretically possible to conceive a perfectly valid legal system that does not incorporate any moral principles to its rule of recognition. Whatever connections one can find between law and morality will be contingent, as opposed to necessary. See generally Jules Coleman, Negative and Positive Positivism, in Ronald Dworkin and Contemporary Jurisprudence (Marshall Cohen ed., 1984); Waluchow, Will, Inclusive Legal Positivism (1994).Google Scholar

76 MacCormick, , supra note 65, at 23.Google Scholar

77 MacCormick, Neil, Precedent as a Source of Law, in Sources of Law and Legislation: Proceedings of the 17th World Congress of Philosophy of Law and Social Philosophy, Bologna, June 16–21 1995, ARSP—Beiheft 177, 183 (1998).Google Scholar

78 Id. at 182.Google Scholar

79 Id. at 182.Google Scholar

80 Id. at 183.Google Scholar

83 Dworkin, , supra note 10, at 95–96.Google Scholar

84 See generally MacCormick, , supra note 55; MacCormick, supra note 65.Google Scholar

85 MacCormick, , supra note 65, at vi.Google Scholar

86 Id. at 98.Google Scholar

87 Id. at 99.Google Scholar

88 See e.g., Chaim Perelman and Lucie Olbrechts-Tyteca, The New Rhetoric: A Treatise on Argumentation 31–35 (1969).Google Scholar

89 Habermas, Jürgen, Teorías de la Verdad, in Teoría de la acción comunicativa: Complementos y estudios previos 113–58 (1997). For a comprehensive analysis of Habermas discourse theory in English, see generally Thomas McCarthy, The Critical Theory of Jürgen Habermas (1978).Google Scholar

90 MacCormick, , supra note 65, at 30.Google Scholar

91 This obviously does not mean, however, that law and morality are not distinguishable. The fact that legal discourse operates within a set of institutional constraints implies that legal decisions are limited by the exigency to respect the statutes, precedents, and other authoritative materials found in a legal system. It is this constraint in practical legal reasoning that makes it a special case of practical general discourse.Google Scholar

92 MacCormick, , supra note 45, at 274.Google Scholar

93 Id. at 275.Google Scholar

94 Id. at 276.Google Scholar

95 Habermas, , supra note 89.Google Scholar

96 Id. at 171.Google Scholar

97 Habermas, Jürgen, 1 The Theory of Communicative Action: Reason and the Rationalization of Society 9 (1984).Google Scholar

98 Habermas, , supra note 89, at 130.Google Scholar

99 Habermas, , supra note 97, at 9.Google Scholar

100 Id. at 10.Google Scholar

101 Id. at 15–16.Google Scholar

102 Id. at 19.Google Scholar

103 Id. at 25.Google Scholar

104 Id. at 25.Google Scholar

105 Alexy, Robert, Law and Correctness, 51 Current Legal Problems 205, 208 (1998).Google Scholar

106 Alexy, Robert, Derecho y Moral, in La institucionalización de la justicia 21 (2005).Google Scholar

107 Alexy, , supra note 105, at 210.Google Scholar

108 See generally Alexy, , supra note 10.Google Scholar

109 Alexy, , supra note 105, at 216.Google Scholar

110 Alexy, Robert, On the Necessary Connection between Law and Morality: Bulygin's Critique, 13 Ratio Juris 138, 146 (2000).Google Scholar

111 See generally Alexy, , supra note 105.Google Scholar

112 MacCormick, , supra note 45, at 257.Google Scholar

113 MacCormick, , supra note 65, at 17.Google Scholar

114 Viehweg, Theodor, Topik und Jurisprudenz (1953).Google Scholar

115 If we accept this argument, we will have to deal with new problems such as, for instance, that of the potential conflict between “positive” arguments in a strict sense and the principles of justice that can be vindicated by means of the rules of general practical discourse. Neither MacCormick nor Alexy accept that there is always a primacy of strictly positive reasons in such case. Nonetheless, I do not need to deal with this kind of problems here.Google Scholar

116 See generally Bankowski, Zenon, Bringing the Outside in the Ethical Life of Legal Institutions, in Law and Legal Cultures in the 21ST Century (Tomasz Gizbert-Studnicki & Jerzy Stelmach eds., 2007).Google Scholar

117 For some examples of positivists trying to read Neil MacCormick as belonging to their camp of theoretical discussion see, e.g., Frederick Schauer, Positivism as Pariah, in The Autonomy of Law: Essays of Legal Positivism 32–56 (Robert George ed., 1996); Villa, Vittorio, Neil MacCormick's Legal Positivism in Law as Institutional Normative Order 44–64 (Makysimilian Del Mar & Zenon Bankowski eds., 2009); Waluchow, , supra note 75, at 1–4.Google Scholar

118 MacCormick, Neil, Norms, Institutions and Institutional Facts, 17 Law and Philosophy 301, 305 (1998).Google Scholar

119 See generally Searle, John, Speech Acts—An Essay in the Philosophy of Language (1970).Google Scholar

120 MacCormick, , supra note 118, at 305.Google Scholar

121 Nevertheless, MacCormick criticizes Dworkin's claim to reconcile his legal constructivism with the moral thesis (which is difficult to reconcile with constructivism) that there is only one correct answer for each and every legal problem. As MacCormick argues, there is an ambiguity in the heart of the Ronald Dworkin's, legal theory. Neil MacCormick, Dworkin as Pre-Benthamite, 87 Phil. Rev. 585–607, (1978).Google Scholar

122 Bankowski, , supra note 116, at 198.Google Scholar

123 See generally Günther, Klaus, The Sense of Appropriateness—Application Discourses in Morality and in Law (1993); MacCormick, , supra note 65.Google Scholar

124 Bankowski, , supra note 116, at 202.Google Scholar

125 Id. at 199.Google Scholar

126 Id. Google Scholar

127 MacCormick, , supra note 45, at 278.Google Scholar

128 Jeremy Waldron, for instance, agrees with Neil MacCormick that legal philosophy cannot be understood apart from its connections to the rule of law and its intrinsic relations to rationality and argumentation. As he wrote in a recent essay, “a philosophy of law is impoverished as a general theory if it pays no attention to the formalized procedural aspects of courts and hearings or to more elementary features of natural justice like offering both sides an opportunity to be heard.” Jeremy Waldron, The Concept and the Rule of Law 43 Ga. L. Rev. 1, 5556 (2009). A legal philosophy that fails to capture the arguable aspect of law (as well as its implications for the idea of the rule of law) is depicted as “empty and irrelevant.” Id. at 56. Hence, Waldron expressly relies on MacCormick to hold that law is indeed an argumentative discipline and that modern positivism is guilty of the “fallacy” of putting its emphasis exclusively on the “command-and-control aspect of law.” Id. Whether or not normative positivists such as Waldron will remain positivist once they accept this new paradigm that MacCormick is advocating, one thing is sure: Even if positivism endures, it needs to be radically modified if its upholders manage to provide a reasonable answer to the problems that MacCormick is bringing to the front with his post-positivism.Google Scholar