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Attribution of human Salmonella infections to animal and food sources in Italy (2002–2010): adaptations of the Dutch and modified Hald source attribution models

Published online by Cambridge University Press:  07 August 2013

L. MUGHINI-GRAS*
Affiliation:
Istituto Superiore di Sanità, Department of Veterinary Public Health and Food Safety, Rome, Italy Bologna University, Department of Veterinary Medical Sciences, Bologna, Italy
F. BARRUCCI
Affiliation:
Istituto Zooprofilattico Sperimentale delle Venezie, Legnaro, Italy
J. H. SMID
Affiliation:
National Institute of Public Health and the Environment (RIVM), Centre for Infectious Disease Control, Bilthoven, The Netherlands
C. GRAZIANI
Affiliation:
Istituto Superiore di Sanità, Department of Veterinary Public Health and Food Safety, Rome, Italy
I. LUZZI
Affiliation:
Istituto Superiore di Sanità, Department of Infectious, Parasitic and Immunomediated Diseases, Rome, Italy
A. RICCI
Affiliation:
Istituto Zooprofilattico Sperimentale delle Venezie, Legnaro, Italy
L. BARCO
Affiliation:
Istituto Zooprofilattico Sperimentale delle Venezie, Legnaro, Italy
R. ROSMINI
Affiliation:
Bologna University, Department of Veterinary Medical Sciences, Bologna, Italy
A. H. HAVELAAR
Affiliation:
National Institute of Public Health and the Environment (RIVM), Centre for Infectious Disease Control, Bilthoven, The Netherlands Utrecht University, Institute for Risk Assessment Sciences, Utrecht, The Netherlands
W. VAN PELT
Affiliation:
National Institute of Public Health and the Environment (RIVM), Centre for Infectious Disease Control, Bilthoven, The Netherlands
L. BUSANI
Affiliation:
Istituto Superiore di Sanità, Department of Veterinary Public Health and Food Safety, Rome, Italy
*
*Author for correspondence: Dr L. Mughini-Gras, Department of Veterinary Public Health and Food Safety, Istituto Superiore di Sanità, Viale Regina Elena 299, 00161, Rome, Italy. (Email: lapo.mughinigras2@unibo.it)
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Summary

The Dutch and modified Hald source attribution models were adapted to Italian Salmonella data to attribute human infections caused by the top 30 serotypes between 2002 and 2010 to four putative sources (Gallus gallus, turkeys, pigs, ruminants), at the points of animal reservoir (farm), exposure (food), and both combined. Attribution estimates were thus compared between different models, time periods and sampling points. All models identified pigs as the main source of human salmonellosis in Italy, accounting for 43–60% of infections, followed by G. gallus (18–34%). Attributions to turkeys and ruminants were minor. An increasing temporal trend in attributions to pigs and a decreasing one in those to G. gallus was also observed. Although the outcomes of the two models applied at farm and food levels essentially agree, they can be refined once more information becomes available, providing valuable insights about potential targets along the production chain.

Type
Original Papers
Copyright
Copyright © Cambridge University Press 2013 

INTRODUCTION

Salmonellosis is a major cause of human bacterial gastroenteritis and the second most reported foodborne zoonosis in the European Union (EU), after campylobacteriosis [1]. Humans can become infected with Salmonella from several sources and via different pathways, including direct contact with live animals, environmental and, to a lesser extent, anthroponotic transmission. However, the most common source is by far contaminated food, with 86–95% of cases estimated to be foodborne [Reference Scallan2, Reference Majowicz3]. In recent years, human cases of salmonellosis reported by Italian general practitioners have decreased markedly, falling from 47 to 7 cases/100 000 population in less than two decades [Reference Mughini-Gras4]. This decrease has mainly concerned infections with S. Enteritidis, while infections with other serotypes have increased (e.g. S. Typhimurium monophasic variant 4,[Reference Dionisi5],12:i:- and S. Derby) or have remained fairly stable (e.g. S. Typhimurium) [Reference Dionisi5], suggesting that the relative importance of the different sources of human salmonellosis has changed over time.

Attributing human Salmonella infections to specific sources is crucial to prioritize and implement targeted interventions in the food chain, as well as to measure the impact of such interventions [Reference Hald6]. The term ‘source’ is often used as a collective term to cover any point along the transmission pathway, such as the animal reservoirs or amplifying hosts (e.g. chicken, cattle, pig, etc.), the vehicles or exposures (e.g. food, water, direct contact with animals, etc.) and even specific food items (e.g. pork, milk, eggs, etc.). Several methods have been proposed for source attribution of foodborne diseases [7, Reference Pires8]. In particular, the microbial subtyping approach, based on the comparison of the frequency distributions of pathogen subtypes isolated from humans with those isolated predominantly from putative animal, food and environmental sources, has received considerable attention since the development of the Hald model for Salmonella source attribution in Denmark [Reference Hald9]. The Hald model, a Bayesian adaptation of the earlier frequentist Dutch model [Reference van Pelt10], attributes stochastically human Salmonella infections to each putative source, to travelling abroad and to outbreaks, while accounting for differences in the different Salmonella subtypes and sources that cause human infection [Reference Hald9]. The Hald model has successfully been adapted to salmonellosis in several countries [Reference Hald6, Reference Pires and Hald11Reference David15]. Yet, to further improve its identifiability and to handle uncertainty in data of poorer quality, a modified Hald model has also been proposed [Reference Mullner16].

While the Dutch model uses a straightforward approach, providing transparent insights into the functionality of the attribution process, the Hald model is a more complex model that fits parameters with no clear biological interpretation, and is therefore considered a sort of ‘black box’ model [Reference Pires and Hald11]. In absence of a universally agreed source attribution model to be used as the reference method, the comparative application of the Dutch and Hald models on the same data may be helpful in discerning the extent to which the obtained attributions are the result of the data used or that of the assumptions made by the models, providing valuable insights about how different methods may influence the attribution process.

So far, these two models have been applied to single points of the farm-to-food continuum, e.g. point of reservoir (food-producing animals), point of exposure (foods of animal origin), or both combined (undifferentiated). The comparative application of these two models to different points of attribution may further inform about the most promising targets on which risk management strategies should be focused. Indeed, the Salmonella serotype distribution within a source may well change from farm to food. Some serotypes may be predominant at every stage of the production chain while others may increase or decrease in importance due to, for example, their differences in survival. Moreover, other serotypes may enter the production chain, or pass from one chain to another, at later stages due to contamination from other sources. Thus, attributing human infections to sources on the basis of the Salmonella serotype distributions observed at farm and food levels separately, and at both these levels combined, is expected to provide insights about the relative importance of a set of putative sources to human infections along the farm-to-food continuum. This would allow identification of the most problematic points for Salmonella contamination in the different sources, as well as identifying which of these sources are the most problematic as a whole.

The main aim of this study was to adapt the Dutch and modified Hald source attribution models to Italian Salmonella data in order to estimate the proportions of domestic, sporadic human Salmonella infections attributable to four putative sources (G. gallus, turkeys, pigs, ruminants), which have been consistently monitored for a period of 9 years (2002–2010) both in animals and in foods of animal origin.

METHODS

Laboratory surveillance of Salmonella in humans

In Italy, testing for Salmonella infection is usually performed on patients with gastroenteritis seeking medical care or on people requiring periodic testing regardless of symptoms (e.g. food handlers, healthcare workers, etc.). Irrespective of symptomatology, Salmonella isolates from humans are reported to ‘Enter-net Italia’, a passive, laboratory-based surveillance system for human enteropathogens based on a network of more than 140 peripheral laboratories with about 65% coverage of the Italian territory, concentrated mainly on the northern part of the country. Enter-net Italia complements the Italian National Surveillance System for Infectious Diseases (SIMI) [Reference Carrieri17]. From the peripheral laboratories, Enter-net Italia collects demographical and microbiological information (at least the serotype) on Salmonella isolates of ∼50% of human cases of salmonellosis notified to SIMI [Reference Busani18]. Information on travel history or link to outbreaks concerns ∼15% of serotyped isolates. At present, Salmonella isolates reported to Enter-net Italia are virtually indistinguishable between symptomatic and asymptomatic human infections. For the purposes of this study, a human Salmonella infection was considered to be: (1) travel-related if the person had travelled abroad during the 5 days before onset of symptoms; and (2) outbreak-related if the person had contacts with people with gastroenteritis and/or there have been other epidemiologically linked infections.

Veterinary surveillance of Salmonella

Findings of Salmonella in animals and foods of animal origin as part of diagnostic or monitoring activities are notifiable to Italian veterinary authorities. All major food-producing animals and foods of animal origin in Italy are tested for Salmonella according to EU-standardized official control programmes (Directive 2003/99/EC, Regulations EC 2160/2003 and 882/2004). For G. gallus and turkeys, sampling activities are implemented nationally in all farms, or in a representative percentage of them in broiler and fattening turkey farms, within the framework of official controls in order to meet EU targets for the reduction of Salmonella prevalence in poultry flocks as provided for by the specific EU legislation (Regulation EU No. 200/2010 for G. gallus breeders and broilers, Regulation EU No. 517/2011 for laying hens, and Regulation EU No. 1190/2012 for turkeys). Samples are processed for microbiological examination according to ISO method 6579:2002/Amd 1:2007 – Annex D, and the results are notified through a national web-based database. For pigs and ruminants, as well as for other animal species, no structured sampling schemes to detect the presence of Salmonella in farms are routinely applied at the national level; thus, pig and ruminant farm samples derive from locally implemented surveillance programmes, random controls or testing activities performed when there is suspicion of infection. In slaughterhouses, food processing plants and at retail, official samples for detection of Salmonella in foodstuffs are taken on a regular basis from all foods of animal origin, including those of the sources considered here, as verification of the application of Regulation EC 2073/2005. Positive results are then reported to ‘Enter-vet’, the Italian veterinary surveillance system for Salmonella. Enter-vet was established in 2002 and is based on a network of 10 peripheral laboratories covering the whole country through the regionally competent Institutes for Animal Health (Istituti Zooprofilattici Sperimentali), and is coordinated by the National Reference Laboratory for Salmonellosis. About 5000 Salmonella serotyped isolates from animals and foods of animal origin are reported to Enter-vet each year and classified by animal species and sampling point (farm or food). Enter-vet yearly data are made available online through periodical reports (http://www.izsvenezie.it/index.php?option=com_content&view=article&id=193&Itemid=335).

Salmonella data included in the models

The input dataset for the Salmonella attribution models included surveillance data over 9 years (from January 2002 to December 2010) collected by Enter-net and Enter-vet. Based on the most frequently isolated Salmonella serotypes from humans in common with at least one of the sources, the following 30 serotypes were included in the models: Typhimurium and its monophasic variant 4,[Reference Dionisi5],12:i:-, Enteritidis, Derby, Infantis, Muenchen, Hadar, London, Bredeney, Brandenburg, Rissen, Panama, Thompson, Virchow, Goldcoast, Give, Blockley, Newport, Heidelberg, Agona, Anatum, Saintpaul, Coeln, Montevideo, Kapemba, Mbandaka, Kedougou, Meleagridis, Senftenberg and Livingstone. The selected serotypes accounted for 20 890 human infections, corresponding to 87% of all human Salmonella infections reported in the study period. The remaining 13% of human infections caused by less frequent serotypes were excluded from the models and were not further considered in this study. A closer look at the data revealed that the excluded infections were often associated with travel and their serotypes were rarely, if ever, detected in the considered sources. Duplicate entries, i.e. different Salmonella isolates from a same person due to follow-up of patients with Salmonella infection after the first isolation, were discarded. This was done also for isolates belonging to the same serotypes derived from repeated sampling of the same farms, food processing plants or food batches at retail. Therefore, the models attributed only those human Salmonella infections that, during the entire study period and irrespective of clinical manifestations, were caused by the above-mentioned top 30 Salmonella serotypes found both in humans and in the considered animal and food sources. The specific conditions for travel- and outbreak-related human Salmonella infections listed above were used to identify those human infections that were known to have been acquired abroad or be part of outbreaks within the Enter-net dataset prior to attribution analysis. The number of human infections with unknown history of travel or unknown involvement in outbreaks that had actually travelled abroad or had actually been involved in outbreaks was then estimated as reported in Table 1 so that the models only attributed to sources domestic and sporadic human infections. Domestic and sporadic human infections were therefore defined as infections acquired in Italy and not implicated in outbreaks.

Table 1. Parameters used to estimate the number of domestic and sporadic human Salmonella infections attributable to animal and food sources

Frequencies of human infections were merged with animal and food isolates by serotype, sampling point and year. Based on data availability, the following sources were considered: G. gallus, turkeys, pigs, and ruminants (cattle, sheep and goats combined). These sources were consistently sampled at the farm level (live animal faecal samples and boot sock swabs) and at retail (foods of animal origin) during the entire study period. Differentiation of G. gallus between broilers and layers/eggs was not possible because the data were available at the species level only.

To avoid sparse data that may lead to a low precision of serotype prevalence estimates [Reference Mullner16], the merged dataset was arranged in three 3-year periods (2002–2004, 2005–2007, 2008–2010). This arrangement was made for temporal ordination purposes only, with no direct correspondence with the sampling schemes or reporting procedures, which were uniform and consistent over the entire study period in both humans and sources. The resolution of phage-typing data was very low and did not allow for the use of this information in the analysis. Serotype frequencies in humans, animal and food sources are reported in Table 2.

Table 2. Frequencies of Salmonella serotypes isolated from humans and from animal and food sources, at farm and food levels, in (I) 2002–2004, (II) 2005–2007, and (III) 2008–2010, Italy

Overview of the models

A modified version of the Dutch model and a Hald model accommodating for temporal dimension [Reference Pires and Hald11], with some further adjustments as proposed by Mullner et al. [Reference Mullner16], were developed to estimate the proportions of domestic, sporadic human Salmonella infections in Italy attributable to the four putative sources at farm (animal reservoir) level, at food (exposure) level, and at both levels combined.

Where the 95% credible intervals (CrIs) of the attribution estimates did not overlap each other, these were considered to be significantly different from one another at the 5% level of significance.

Modified Dutch model

The original Dutch model compares the number of human Salmonella infections caused by a particular serotype with the relative occurrence of that serotype in each source [Reference van Pelt10]. The expected number of human infections (λ ijt ) caused by serotype i from source j in period t is given by:

$$\lambda _{ijt} = \displaystyle{{r_{ijt}} \over {\sum\nolimits_j {r_{ijt}}}} \times e_{it} \comma $

where r ijt is the relative occurrence of serotype i from source j in period t, and e it is the estimated number of sporadic and domestic human infections of serotype i in period t (see Table 1 for notations and estimation of e it ). A sum over serotypes gives the total number of infections expected from source j in period t, denoted by: λ jt  = ∑ i λijt .

In this study, the Dutch model was modified to incorporate prevalence uncertainty and food consumption weights. Prevalence was modelled using the novel approach proposed by Mullner et al. [Reference Mullner16] based on the assumption that p ijt  = π j  × r ijt , where p ijt is the prevalence of serotype i from source j in period t, π j is the overall prevalence of all Salmonella serotypes in source j, and r ijt is the relative occurrence of serotype i from source j in period t. Uncertainty was introduced in the estimates of the prevalence by assuming the following probability distributions:

$$\left( {r_{1jt}, r_{2jt},..., 1 - \sum\limits_{i = 1}^{I - 1} {r_{ijt}}} \right){\rm \sim Dirichlet (}X_{1jt}, X_{2jt},..., X_{Ijt} ),$$

where X ijt (with i = 1, 2, …, I) are the source isolates of serotypes i from source j at time t, and π j  ∼ Beta(α j  + 1, β j  + 1), where α j are the Salmonella-positive sampling units from source j and β j  = N − α j , with N being the total number of sampling units from source j that have been tested for Salmonella spp. The number of tested sampling units and respective positivity percentages in different animal reservoirs in Italy were provided by Pires et al. [Reference Pires14] by collating available information from the EU Salmonella prevalence baseline survey and from the EU Summary Reports on Trends and Sources of Zoonoses, Zoonotic Agents and Food-Borne Outbreaks, as published annually by the European Food Safety Authority from 2006 to 2009. These data were provided at animal/sample levels for broilers, bovines and pigs, and at flock/herd levels for layers and turkeys. Priors for parameter π j were the same for both models applied at farm and food levels and for all time periods (pigs: α j  = 116, N = 709; G. gallus: α j  = 237, N = 1214; turkeys: α j  = 277, N = 1370; ruminants: α j  = 17, N = 1797).

Average per capita daily food consumption (g/person per day) for source j in period t in Italy, denoted as m jt , was obtained from the Eurostat database (http://epp.eurostat.ec.europa.eu/portal/page/portal/food/data/database) for ruminant and pig meats. As the Eurostat database provides data on poultry consumption as a whole with no differentiation between G. gallus (meat/eggs) and turkey, we used the data from the Italian National Association of Poultry Producers (UNA; http://www.unionenazionaleavicoltura.it/prodcons.aspx). Uncertainty was introduced in the estimates of m jt by assuming that log(m jt ) ∼ Normal(μ jt , σjt ), where μ jt and σ jt are respectively the mean and standard deviation of the per capita daily food consumption for source j in period t. Both μ jt and σ jt were computed over the three annual values falling within the periods 2002–2004 (pigs: μ jt  = 106·4, σ jt  = 1·3; G. gallus: μ jt  = 73·9, σ jt  = 1·4; turkeys: μ jt  = 12·7, σ jt  = 0·4; ruminants: μ jt  = 71·2, σ jt  = 0·9), 2005–2007 (pigs: μ jt  = 106·5, σ jt  = 3·3; G. gallus: μ jt  = 69·8, σ jt  = 1·9; turkeys: μ jt  = 10·8, σ jt  = 0·3; ruminants: μ jt  = 71·7, σ jt  = 0·9), and 2008–2010 (pigs: μ jt  = 103·2, σ jt  = 1·6; G. gallus: μ jt  = 72·9, σ jt  = 0·4; turkeys: μ jt  = 11·2, σ jt  = 0·4; ruminants: μ jt  = 65·8, σ jt  = 1·0).

Using the above notations and those in Table 1, the modified Dutch model we used is denoted by:

$$\lambda _{ijt} = \displaystyle{{\,p_{ijt} \times m_{\,jt}} \over {\sum\nolimits_j {\,p_{ijt} \times m_{\,jt}}}} \times e_{it}, $$

The model was implemented in @Risk (Palisade Corp., USA) by setting 100 000 iterations with the Latin hypercube sampling technique and a seed of 1. The final formula of the modified Dutch model resulted as being substantially similar to that of the ‘Simple Attribution Model’ proposed by David et al. [Reference David15], but the estimation of each of the parameters was slightly different.

Modified Hald model

The Hald model compares the number of human infections caused by different serotypes with their prevalence in the different sources, accounting for the amount of food consumed and incorporating serotype- and source-dependent factors [Reference Hald9]. By using a Bayesian approach, this model can explicitly incorporate prior information and quantify the uncertainty around each of the parameters. We applied the modified version of the Hald model as described elsewhere [Reference Mullner16]. Using the above notations and those reported in Table 1, we assumed that:

$$o_{it} \sim {\rm Poisson}\;\left(\sum _j \lambda _{ijt} \right),$$

and that

$$\lambda _{ijt} = m_{\,jt} \times p_{ijt} \times q_i \times a_j, $$

where o it is assumed to be Poisson distributed; p ijt was modelled using the above-mentioned novel approach of Mullner et al. [Reference Mullner16]; q i is the serotype-dependent factor, which putatively accounts for differences in survivability, virulence and pathogenicity of serotypes i; and a j is the source-dependent factor, which putatively accounts for the ability of the sources j to act as vehicles for Salmonella (e.g. differences in pathogen load, source characteristics influencing pathogen growth, preparation/handling procedures, differences in sensitivity of surveillance programmes and randomness of sampling schemes). In accordance with Mullner et al. [Reference Mullner16], both q i and a j were assumed to be constant over time and q i was modelled hierarchically as log(q i ) ∼ Normal(0, τ), where τ is given by a fairly diffuse Gamma(0·01, 0·01) distribution. Parameter a j was defined as uninformative uniform(0, 100) distribution. Parameter q i for S. Typhimurium monophasic variant 4,[Reference Dionisi5],12:i:- was set to be equal to that of S. Typhimurium. However, exploratory analyses revealed that setting different q i parameters for S. Typhimurium and its monophasic variant 4,[Reference Dionisi5],12:i:- had no influence on model results.

Posterior distribution was obtained by a Markov Chain Monte Carlo simulation implemented in WinBUGS 1.4 (http://www.mrc-bsu.cam.ac.uk/bugs/winbugs/contents.shtml). Five independent Markov chains were run for 30 000 iterations after a burn-in period of 10 000 iterations, which was able to provide convergence as monitored by the method developed by Gelman & Rubin [Reference Gelman and Rubin19].

RESULTS

Modified Dutch model

Mean percentages and respective 95% CrIs of human Salmonella infections attributed to each of the sources, to travelling abroad and to outbreaks by the modified Dutch model are reported by time period in Figure 1. Overall (2002–2010), pigs were the source causing the highest percentage of human Salmonella infections attributed to animals (43%, 95% CrI 42–44), food (45%, 95% CrI 44–46) and both combined (44%, 95% CrI 43–45), followed by G. gallus (farm: 34%, 95% CrI 32–35; food: 32%, 95% CrI 31–33; farm + food: 33%, 95% CrI 32–34); turkey (4%, 95% CrI 4–5 at all levels) and ruminants (2%, 95% CrI 2–3 at all levels). Infections estimated to be travel- and outbreak-related amounted to 16% (95% CrI 15–17) and 1% (95% CrI 1–1), respectively.

Fig. 1. Percentages of human Salmonella infections attributed to each putative animal (farm) and/or food source, to travelling abroad and to outbreaks, estimated by the modified Dutch and Hald models.

A significant decrease in the percentage of infections attributed to G. gallus was observed from 2002–2004 to 2008–2010 (−6%, −4% and −4% on average, for each 3-year period at the levels of farm, food and both combined, respectively), whereas the percentage of infections attributed to pigs increased significantly (+4%, +2% and +3% on average, for each 3-year period at the levels of farm, food and both combined, respectively). Percentages of infections attributed to other sources, to travelling abroad and to outbreaks did not vary significantly over time (Fig. 1).

Modified Hald model

Percentages of human Salmonella infections attributed to each of the sources, to travelling abroad and to outbreaks by the modified Hald model are reported by time period in Figure 1. Pigs were again the source that accounted for the highest percentage of infections attributed to animals (60%, 95% CrI 48–72%), food (47%, 95% CrI 41–52) and both combined (47%, 95% CrI 42–52), followed by G. gallus (farm: 18%, 95% CrI 4–31; food: 33%, 95% CrI 28–38; farm + food: 32%, 95% CrI 27–37). Turkeys were the third most important source at the farm level (3%, 95% CrI 0–7) and at both farm and food levels combined (2%, 95% CrI 0–5), but was fourth at the food level (1%, 95% CrI 0–4), behind ruminants (farm: 2%, 95% CrI 0–5; food: 1%, 95% CrI 0–3; farm+food: 1%, 95% CrI 0–3). Infections estimated to be travel- and outbreak-related amounted to 16% (95% CrI 15–17) and 1% (95% CrI 1–1), respectively.

From 2002–2004 to 2008–2010, percentages of infections attributed to G. gallus decreased by −4% (animals), −5% (food) and −5% (both animals and food combined) on average, for each 3-year period, whereas those attributed to pigs increased by +2% (animals), +2% (food) and +4% (both animals and food combined). However, none of these trends was significant as the CrIs of attribution estimates were largely overlapping. Percentage of cases attributed to other sources, to travelling abroad and to outbreaks did not vary significantly over time (Fig. 1).

DISCUSSION

In this study, two models were developed to attribute domestic and sporadic human Salmonella infections caused by the 30 most frequently reported serotypes in Italy between 2002 and 2010 to four putative sources at the points of reservoir (food-producing animals), exposure (foods of animal origin), and both combined. This allowed us to compare the obtained attribution estimates between different models, sampling points and time periods.

Pigs stood out as the largest contributor to human salmonellosis in Italy. This finding was consistent over different models, time periods and sampling points, and was also in line with previous estimates based on the (original) Hald model applied to a rather different input dataset in which 73% of human Salmonella infections that occurred in Italy between 2007 and 2009 had indeed been attributed to pigs [Reference Pires14].

Besides Italy, another seven (out of 24) European countries considered by Pires et al. [Reference Pires14] have identified pigs as the most important source of human salmonellosis. These countries were Belgium, Cyprus, Finland, France, Ireland, Poland and Sweden, with very similar proportions of infections attributed to poultry and to pigs in The Netherlands [Reference Pires14]. Moreover, in New Zealand pigs have been identified as the major source of human salmonellosis, accounting for 60% of infections, followed by poultry [Reference Mullner16]. It is therefore increasingly evident that pigs play a paramount role as source of human salmonellosis, at least in the EU, and that (mis)handling and consumption of contaminated pork is the most likely foodborne pathway involved.

We observed an increasing temporal trend in the percentages of infections attributed to pigs and a concurrent reduction of those attributed to G. gallus. The decreasing importance of G. gallus is mainly driven by the marked decrease in the number of human S. Enteritidis infections (Table 2, Fig. 2), for which G. gallus, and particularly layers, are the major reservoir [Reference Pires14, Reference Hoelzer20]. Such decrease has been observed in most European countries, including Italy, since the late 1990s as a result of the implementation of new on-farm control measures in poultry (e.g. introduction of live vaccines), improved hygiene, and education of consumers and food workers [Reference Pires14, Reference Collard21Reference Hendriksen24], especially after the implementation of national control programmes for Salmonella in poultry according to EU Regulation (EC) No. 2160/2003. Conversely, the increasing importance of pigs is mainly driven by the predominance of human infections caused by S. Typhimurium and its monophasic variant 4,[Reference Dionisi5],12:i:-, as well as by the increase of those caused by S. Derby (Table 2, Fig. 2). Indeed, pigs are the most likely reservoir for S. Typhimurium, its monophasic variant 4,[Reference Dionisi5],12:i:- and S. Derby [Reference Pires14, Reference Hoelzer20], and since 2000 in Italy, human S. Enteritidis infections fell consistently below those caused by S. Typhimurium, which has therefore become the most frequently isolated serotype from humans [Reference Dionisi5].

Fig. 2. Inter-annual trends of the top five Salmonella serotypes isolated from humans during 2002 to 2010.

In all periods and sampling points, the two models have identified turkeys and ruminants as minor sources, accounting for 1–5% of human Salmonella infections. This is in line with previous estimates indicating that ∼3% of all human Salmonella infections in the EU are attributable to turkeys relative to broilers, layers and pigs [Reference Hald6]. Ruminants have seldom been included as a putative source in attribution studies conducted in the EU, mainly because of data availability issues [Reference Pires14]. Although ground beef seems to be an important source of human salmonellosis in the USA [Reference Guo13], there is also some evidence indicating that ruminants do not play such a significant role [Reference Pires and Hald11, Reference Wahlström12, Reference Mullner16].

Both our model adaptations retained much of the original methodology. In its application the Dutch model relies on a relatively straightforward frequentist approach, and it is possibly the easiest to run and interpret. However, as stated in the Introduction, this model has the major disadvantage of not explicitly accounting for differences in serotypes and sources to cause human infection, and it may therefore be argued that it is too simplistic. In contrast, the Hald model does explicitly include both serotype- and source-dependent factors and incorporates parameter uncertainty using Bayesian inference. However, this model is computationally demanding, tends to be over-parameterized and it is prone to non-convergence [Reference Mullner16].

Modelling the prevalence using the novel methodology of Mullner et al. [Reference Mullner16] allowed us to take into account the overall probability of finding Salmonella in a given source (parameter π j ) in addition to the relative frequency of the different serotypes within each source (parameter r ijt , reflecting our best guess of the within-source serotype probability distribution). This is a necessary step towards compensating for the absence of intensive surveillance data for all relevant sources as required by the original Hald model [Reference Hald9]. Moreover, uncertainty around such estimates could not be ignored without overestimating the level of precision [Reference Mullner16]. Therefore, by incorporating this additional stratum of information and uncertainty, the models can now make use of the best possible estimate of the prevalence. Nevertheless, concerns remain about the adequacy of the priors used for modelling the parameter π j , as these originated from both individual- and flock-level sampling schemes [Reference Pires14] and did not change either over attribution points or over time periods. This implied that the overall probability of finding Salmonella in a given source, as expressed by pooling the available data at different resolutions, was assumed to be a property of the sources themselves and to be relatively stable over time and along the farm-to-food continuum. Changes in prevalence were therefore primarily due to changes in within-source serotype distribution.

As reliable food consumption data were available and environmental, anthroponotic or unknown sources were not included in the models, food consumption weights were incorporated to take into account human exposure to the different sources. The importance for human Salmonella infection of foodborne exposure is unquestionable [Reference Scallan2, Reference Majowicz3]; thus, by incorporating food consumption data the models are better informed and can more closely reflect the chance of a given source to act as a vehicle for Salmonella. This incorporation is particularly relevant in the modified Dutch model because this model does not assume that within each subtype the impact of the different sources is equal and proportional to r ijt only, as sources taking higher π j and m jt values can now result in more infections attributed to that source. The amount of food consumed, however, does not in itself inform the models about how this food was stored, prepared or consumed. Some sources may in fact pose a greater risk than others due to, for example, their greater likelihood to be consumed raw or undercooked (e.g. eggs and beef). Thus, food consumption data cannot in themselves account entirely for the chance of a source to act as a vehicle for Salmonella. It follows, therefore, that because the modified Dutch model does not include the Hald model's parameter a j accounting for those source-dependent characteristics not accounted for by the amount of food consumed, further (and often subjective) considerations are necessary for correctly interpreting the impact of the different sources to human infections [Reference Hald9].

Attribution estimates of the modified Dutch model seem to be more precise and consistent between farm and food levels compared to those of our modified Hald model, which seem to be more sensitive to changes in within-source serotype frequency distribution between farm and food levels. Discrepancies in the estimates between the two models may be explained by the different computational methods they use, as also pointed out elsewhere [Reference David15, Reference Mullner16, Reference Mullner25]. Specifically, estimates from our modified Hald models were associated with large uncertainty. While this seems to be a characteristic of the modified Hald model [Reference Mullner16, Reference Mullner25], it is somewhat offset when combining farm and food data, a reflection of decreased heterogeneity of serotypes between sources when models were developed for farm and food individually.

A heterogeneous distribution of the frequently occurring serotypes in the sources is a prerequisite for the Hald model to find the solution with the highest probability of occurrence. Violating such heterogeneous distribution would result in a very diffuse posterior distribution, as the frequency of the so-called ‘indicator serotypes’ on which source attribution relies would be of little information for the model [Reference Hald9]. In our modified Hald models, although convergence was adequately achieved, we observed signs of this, as the distributions of the infections attributable to G. gallus and pigs were rather wide, especially at the farm level. In particular, attribution estimates drifted from G. gallus to pigs at the farm level, and away from pigs and turkeys at the food level, thereby allowing the contribution of G. gallus to human salmonellosis to increase considerably from farm to food. This may be due to the fact that serotypes predominating in G. gallus and pigs (at least in animals) were also frequently found in other sources (Table 2), but is also suggestive of an important role of hygiene practices in modifying the within-source serotype distribution along the food production chain in such a way that the contribution of G. gallus to human infections as estimated using the serotype frequencies at the food level is higher than that at the farm level. As the priors for the overall prevalence of Salmonella in the sources were kept invariant in the models, differences in attributions from farm to food were essentially driven by changes in the within-source serotype distributions, and these changes may be the results of several factors, including serotype-specific survival abilities, selective pressures on the contaminating Salmonella populations induced by the changing environment and food processing procedures, contamination from other sources, and sampling schemes that may be more or less representative of certain serotypes. While attribution at the point of production would identify the most problematic animal reservoirs due to on-farm Salmonella contamination prior to or during harvesting (i.e. contamination as observed in the animals themselves that can be transferred to carcases upon slaughtering), attribution at the point of exposure would identify the most problematic foods as they are prepared and eaten. Thus, in human risk terms, the most problematic point for Salmonella contamination in the G. gallus production chain seems to be that of food relative to that of farm, and the inverse holds for pigs.

High sensitivity of the Hald model to changes in prior information, particularly for the serotype-dependent parameter q i , has been claimed [Reference David15]. We chose to model q i hierarchically as a random effect with its variation controlled by the hyper-parameter τ, as in the modified Hald model [Reference Mullner16]. This, together with the use of data split into multiple periods while estimating pooled q i and a j parameters over all periods, was expected to improve the identifiability and robustness of the model, as reported elsewhere [Reference Pires and Hald11, Reference Mullner16]. Inherent to the way by which these parameters were estimated is the assumption that the ability of the different serotypes and sources to cause infection in humans are properties of the serotypes and of the sources themselves, and these do not change over time. Temporal differences were therefore expected to be explained entirely by the serotype frequency distributions, food consumption patterns and sampling uncertainty. Some of the same considerations as discussed for the source-dependent factor also apply when a serotype-dependent factor is not included in the (modified) Dutch model. Indeed, Hald model's parameter q i summarizes a complex system that is still not fully understood [Reference Pires and Hald11]; besides differences in survivability, virulence and pathogenicity, other factors such as undetected outbreaks can affect q i values [Reference Wahlström12]. It would therefore be appropriate for future source attribution models to be better informed with exogenous data on the infectious capacity of the different serotypes.

Attributions made here have some limitations related to data availability and are in need of further investigation. These included the lack of distinction between broilers and layers/eggs within G. gallus and the lack of more discriminatory typing data than serotypes only. Furthermore, concerns remain about the heterogeneous distribution of human Salmonella infections across the country, as southern regions are usually more prone to underreporting than northern regions [Reference Mughini-Gras4, Reference Dionisi5]. It should also be borne in mind that, in contrast to Salmonella surveillance in foodstuffs and in poultry farms, there is no nationally structured sampling scheme in Italy for the detection of Salmonella in pigs and ruminants at the farm level. However, this appears to have had no apparent effect on our attributions, at least in the ranking of sources, as both our models applied at farm and food levels were consistent in identifying pigs as the most important source of human salmonellosis, and ruminants as the least important one. This is probably a reflection of the fact that the occurrence of clinical salmonellosis in pigs and ruminants, at least in Italy, is very rare, so the impact of diagnostic samples on the within-source serotype distributions of the Enter-vet dataset was negligible. Diagnostic samples are indeed mainly taken from pets and other animals primarily kept for leisure activities than for food production (e.g. equines) that were not considered in this study.

As a final point, we only considered four major (foodborne) sources of human salmonellosis of animal origin. A recently identified trend in human salmonellosis has been an increased association with unusual vehicles that are not routinely monitored for Salmonella in Italy, such as fresh produce [Reference Franz and van Bruggen26] and low-moisture foodstuffs (e.g. peanut butter, infant formula, chocolate, cereal products, dried milk) [Reference Podolak27]. Although these foods may be responsible for some of the infections in the Enter-net dataset, their omission from the models is common in Salmonella source attribution studies and is generally considered to be acceptable as long as most primary contaminations are assumed to originate from an animal reservoir (e.g. vegetables contaminated with animal manure used as fertilizer) or are identified as part of outbreaks [Reference Hald9].

CONCLUSIONS

With some differences in consistency and precision of attribution estimates over time periods and sampling points, both our adaptations of the modified Dutch and Hald source attribution models identified pigs as the main source of human salmonellosis in Italy, followed by G. gallus, whereas the contributions of turkeys and ruminants were estimated to be only minor. This ranking provided us with valuable insights about the relative contribution of these sources to the burden of human salmonellosis in Italy. The increasing importance of pigs and the decreasing importance of G. gallus as sources of human salmonellosis suggest that the applied control measures have been successful in poultry but there is an urgent need to focus attention on pigs. Despite data limitations and uncertainty in the results, our attribution estimates can be considered valid as a first indication of which sources are becoming increasingly important in Italy. These results are expected to be useful for the delineation of future risk management strategies in Italy. Although both our models applied at farm and food levels reached similar conclusions, more detailed data collected at varying levels of the transmission chain may further inform policy makers about the most critical points on which control efforts should be targeted.

DECLARATION OF INTEREST

None.

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Figure 0

Table 1. Parameters used to estimate the number of domestic and sporadic human Salmonella infections attributable to animal and food sources

Figure 1

Table 2. Frequencies of Salmonella serotypes isolated from humans and from animal and food sources, at farm and food levels, in (I) 2002–2004, (II) 2005–2007, and (III) 2008–2010, Italy

Figure 2

Fig. 1. Percentages of human Salmonella infections attributed to each putative animal (farm) and/or food source, to travelling abroad and to outbreaks, estimated by the modified Dutch and Hald models.

Figure 3

Fig. 2. Inter-annual trends of the top five Salmonella serotypes isolated from humans during 2002 to 2010.