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Municipality-Level Predictors of COVID-19 Mortality in Mexico: A Cautionary Tale

Published online by Cambridge University Press:  22 December 2020

Alejandra Contreras-Manzano
Affiliation:
Center for Nutrition and Health Research, National Institute of Public Health, Cuernavaca, Morelos, Mexico
Carlos M. Guerrero-López
Affiliation:
Mexican Social Security Institute, Juárez, Cuauhtémoc, Mexico
Mercedes Aguerrebere
Affiliation:
National Autonomous University of Mexico, Mexico City, Mexico
Ana Cristina Sedas
Affiliation:
Department of Global Health and Social Medicine, Harvard Medical School, Boston, Massachusetts USA
Héctor Lamadrid-Figueroa*
Affiliation:
Center for Population Health Research, National Institute of Public Health, Cuernavaca, Morelos, Mexico
*
Corresponding author: Héctor Lamadrid-Figueroa, Email: hlamadrid@insp.mx.
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Abstract

Objective:

Local characteristics of populations have been associated with coronavirus disease 2019 (COVID-19) outcomes. We analyze the municipality-level factors associated with a high COVID-19 mortality rate (MR) of in Mexico.

Methods:

We retrieved information from cumulative confirmed symptomatic cases and deaths from COVID-19 as of June 20, 2020, and data from most recent census and surveys of Mexico. A negative binomial regression model was adjusted, the dependent variable was the number of COVID-19 deaths, and the independent variables were the quintiles of the distribution of sociodemographic and health characteristics among the 2457 municipalities of Mexico.

Results:

Factors associated with high MRs from COVID-19, relative to quintile 1, were diabetes and obesity prevalence, diabetes mortality rate, indigenous population, economically active population, density of economic units that operate essential activities, and population density. Among factors inversely associated with lower MRs from COVID-19 were high hypertension prevalence and houses without sewage drainage. We identified 1351 municipalities without confirmed COVID-19 deaths, of which, 202 had high and 82 very high expected COVID-19 mortality (mean = 8 and 13.8 deaths per 100,000, respectively).

Conclusion:

This study identified municipalities of Mexico that could lead to a high mortality scenario later in the epidemic and warns against premature easing of mobility restrictions and to reinforce strategies of prevention and control of outbreaks in communities vulnerable to COVID-19.

Type
Original Research
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution, and reproduction in any medium, provided the original work is properly cited.
Copyright
© Society for Disaster Medicine and Public Health, Inc. 2020

The first case of the new coronavirus disease 2019 (COVID-19) in Mexico was confirmed on February 28, 2020. 1 Since then, the Government of Mexico has launched a series of preventive measures that adhere to the World Health Organization (WHO) severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) strategic preparedness and response plan aimed at limiting the spread of the virus. 2 The National Campaign for Healthy Distance, implemented from March 23 to May 30, 2020, included social distancing, hand washing, general confinement, self-isolation for those with COVID-19 associated symptoms for 14 d, and limited economic mobility. 3 As of June 20, the spread of the virus continued to rise, resulting in 175,148 accumulated positive cases and 20,773 deaths. 4

Globally, individual factors associated with COVID-19 mortality have been found to be: male sex, age over 65 y, ethnicity, hypertension, diabetes, cardiovascular disease, and respiratory disease, among others. Reference Zheng, Peng and Xu5,6 According to the 2018 National Health and Nutrition Survey (ENSANUT-2018) of Mexico, 36.1% of adults over the age of 19 were obese, 39.1% overweight, 13.7% diabetic, and 25% hypertensive. 7 Considering that most states in Mexico hold a heterogeneous distribution in the prevalence of such comorbidities, regions with an increased burden of these diseases and sociodemographic-related factors are at higher risk of encountering more severe manifestations of COVID-19, which might require hospitalization or critical care, as well as higher COVID-19 mortality rates (MRs).

It is deemed that, to curb the pandemic, national decisions ought to be in coordination with those at a local level. In the United States, sociodemographic and health factors related to COVID-19 vary importantly across counties. Reference Popovich, Singhvi and Conlen8-Reference Tiana, Zhanga and Liyuan Hua10 Mexico has 2457 municipalities distributed in 32 states, which are the basis of the territorial organization and the political and administrative division. 11 By June 1, 2020, the federal government gave the states of the country the responsibility for deciding the reopening of social, educational, and economic activities based on a “traffic light” system established by the Mexican Ministry of Health (MoH). 12 However, the COVID-19 pandemic is expected to linger within communities for several months or even years to come. Targeted public policy interventions in regions that are highly vulnerable to COVID-19 are crucial to safeguard, protect, and strengthen communities facing the pandemic. Therefore, the objective of this study was to analyze the municipality-level factors associated with a higher MR from COVID-19 in Mexico, and to pinpoint locations expected to suffer from a high COVID-19 mortality.

Methods

Coronavirus pandemic surveillance in Mexico has been carried out using the Sentinel model proposed by the Pan American Health Organization (PAHO), 13 implemented in the country in 2019 for the H1N1 pandemic. This model works with 475 nationally representative health facilities that monitor coronavirus cases through testing for SARS-CoV-2, conducted in 10% of suspected cases and 100% of those suspected with SARS and signs of breathing difficulty, or in deaths of those hospitalized suspected to be COVID-19 cases. The operational definition of a suspected case in Mexico is of an individual who in the last 7 d presented at least 2 of the following signs and symptoms: cough, fever, or headache, accompanied by at least 1 of the following signs or symptoms: dyspnea, arthralgia, myalgia, odynophagia/pharyngeal burning, rhinorrhea, conjunctivitis, and/or chest pain. 14 A confirmed case of COVID-19 is defined as a person with a diagnosis given by the National Network of Public Health Laboratories recognized by the Institute of Epidemiological Diagnosis and Reference (InDRE) who met the criteria of a suspected case. 15

We used the daily updated open data source from the General Directorate of Epidemiology of the Mexican MoH, which includes demographic and health information of confirmed, negative, and suspected cases of COVID-19. 4 We extracted the data as of June 20, 2020, of the number of confirmed symptomatic cases and deaths.

Municipality level was defined according to the 2017 geographical division of the country, which included 2457 municipalities in 31 states and 1 federal district. 16 At the municipality level, we obtained data on variables that we hypothesized could be linked to differential testing practices or exposure to SARS-CoV-2 of the most recent and complete information from census and records from the National Institute of Statistics and Geography (INEGI per the Spanish acronym). For the analysis, we selected the following independent variables and available year of collection 17-19 : municipalities’ population size in 2018, proportion of illiteracy in population aged 15 y or more in 2015, proportion of indigenous population of 5 y or more in 2010, proportion of the population over 12 y of age who are economically active in 2015, population with private health insurance in 2015, population affiliated to the Mexican Social Security Institute (IMSS, per the Spanish acronym) in 2015, population without health-care insurance in 2019, proportion of households with indoor availability of water service in 2015, proportion of households without sewage drainage in 2015, population density in 2015, and rate of economic units that operate essential activities during the COVID-19 outbreak in Mexico from the National Directory of Economic Units/INEGI. 20

Extreme poverty at the municipal level was obtained from the National Council for the Evaluation of Social Development Policy (CONEVAL for its acronym in Spanish). 21 From the Department of Epidemiological Surveillance of the MoH (DGIS for its acronym in Spanish), we retrieved records of deaths due to diabetes, hypertension, and cardiovascular disease in adults over 20 y of age in 2018. 22

From the catalog of the Unique Key of Health Establishments (CLUES per the Spanish acronym), we retrieved the number of medical units per municipality level for 2020, and we calculated the rate per 100,000 inhabitants in the municipality for each type of medical unit. 23 Rates, ratios, and proportions of the variables at the municipality level were calculated using the annual population projections from the National Population Council (CONAPO). 24 We obtained the state-level estimations for the prevalence of obesity, previously diagnosed diabetes, and previously diagnosed hypertension among adults aged 20 y and older from the latest National Survey of Nutrition and Health (ENSANUT-2018). 25

All the previously mentioned independent variables of the municipalities were recoded as quintiles of the distribution to provide a better observation of the data. Nevertheless, it is important to mention that, for the original variables, significant associations remain.

Statistical Analysis

To identify the municipality-level factors associated with the MR from COVID-19, we adjusted a negative binomial regression model in which the dependent variable was the sum of confirmed COVID-19 deaths in symptomatic cases (n = 20,773) by municipality of residence and the independent variables were the quintiles of the distribution of sociodemographic and health outcomes within the municipality. Expected MRs (EMRs) for each municipality, incidence rate ratios (IRR), and 95% confidence intervals (CIs) were estimated from the model-predicted case counts divided by the population of the municipality.

To better understand the association between MRs from COVID-19 and municipality-level factors, and in addition to the main objective of the study, we also fitted negative binomial regression models substituting COVID deaths with the cumulative incidence rate of confirmed symptomatic cases (n = 142,643) ([cumulative COVID-19 cases/municipal population]*100,000 population), and also we substituted COVID deaths in the model with the case-fatality rate in confirmed deaths from COVID-19 (n = 20,773 deaths) ([deaths/confirmed cases]*100) as of June 20, 2020. In a supplementary table, results are displayed stratified by months since the beginning of the pandemic in Mexico.

Finally, to contrast our findings on mortality risk factors with those at individual level in Mexico, we retrieved the following variables from the MoH coronavirus database; age, sex, state, municipality of residence, indigenous languages speaker, diabetes, obesity, hypertension, chronic obstructive pulmonary disease (COPD), cardiovascular disease, chronic kidney disease (CKD), immunosuppression, asthma, dates of symptom onset, hospital admission, and death. We excluded 429 cases as they had incomplete information on the covariates above-mentioned. We fitted a Poisson regression model where the dependent variable was the binary outcome of death due to COVID-19 and the independent variables were the characteristics and binary comorbidities of the individual. The analysis and maps were developed using the statistical program STATA 14 (Stata Statistical Software: Release 14. College Station, TX: StataCorp LP), findings at P < 0.05 were considered significant.

Results

The analyzed sample consisted of 175,148 positive cases of COVID-19 in which 20,773 deaths occurred. At the moment of the analysis, two-thirds of the municipalities of the country reported at least 1 symptomatic case, and almost half of the municipalities reported deaths due to COVID-19 (data not shown).

In Table 1 are displayed the means and 95% CIs of the municipal- and state-level factors included in the study, source of information and year of reference.

Table 1. Means of the municipal- and state-level factors included in the study, source of information, and year of reference

IMSS: Mexican Social Security Institute.

CONAPO: National Population Council.

INEGI: National Institute of Statistics and Geography.

CLUES: Catalog of the Unique Key of Health Establishments.

ENSANUT: National Health and Nutrition Survey.

CONEVAL: National Council for the Evaluation of Social Development Policy.

DGIS: Department of Epidemiological Surveillance of the Ministry of Health.

Municipality-level factors associated with high mortality from COVID-19 were the prevalence of diabetes (quintile 4; IRR = 3.43; 95% CI, 1.75-2.98), and obesity (quintile 5; IRR = 1.72; 95% CI, 1.20-2.47), the MR of diabetes (quintile 5; IRR = 1.49; 95% CI, 1.15-1.93), proportion of indigenous population (quintile 4; IRR = 1.51; 95% CI, 1.20-1.91), proportion of economically active population (quintile 5; IRR = 1.59; 95% CI, 1.09-1.32), and population density (quintile 5; IRR = 2.5; 95% CI, 1.78-3.51). Factors inversely associated with lower mortality from COVID-19 at the municipality level were the hypertension prevalence (quintile 5; IRR = 0.39; 95% CI, 0.29-0.52) and characteristics of marginalized populations, such as illiteracy (quintile 5; IRR = 0.62; 95% CI, 0.40-0.95), houses without sewage drainage (quintile 5; IRR =0.71; 95% CI, 0.51-0.90), houses with dirt floors (quintile 5; IRR= 0.68; 95%CI, 0.47-1.00), proportion of population without health-care insurance (quintile 5; IRR = 0.66; 95% CI, 0.45-0.96) (Table 2).

Table 2. Municipal- and state-level factors associated with higher cumulative incidence, mortality, and case fatality from COVID-19 in symptomatic cases in Mexico as of June 20, 2020

Abbreviation: Q, quintiles.

§ COVID-19 symptomatic cases/population.

£ COVID-19 deaths in symptomatic cases/population.

¥ COVID-19 deaths in symptomatic cases/symptomatic cases.

a Municipality data of 2020.

b State data of 2018.

c Municipality data of 2018.

d Municipality data of 2015.

e Municipality data of 2010.

f Municipality data of 2019.

The sample includes 20,773 from the 175,148 accumulated confirmed cases with complete information of June 20, 2020.

1 SSA: Ministry of Health Hospitals.

2 IMSS: Mexican Social Security Institute.

3 ISSSTE: The Mexican Civil Service Social Security and Services Institute. References categories were <40 y old, females, and not having the condition.

Municipality-level factors associated with high cumulative incidence rate of COVID-19 were similar to those associated to high mortality, except by the proportion of indigenous population (quintile 5; IRR = 0.70; 95% CI, 0.57-0.86) and the proportion of houses without sewage drainage (quintile 5; IRR = 0.80; 95% CI, 0.65-1.00), which were inversely associated (Table 2). Finally, municipality-level factors associated with higher case fatality from COVID-19 were as well the prevalence of diabetes (quintile 5; IRR = 2.11; 95% CI, 1.19-3.74), obesity prevalence (quintile 5; IRR = 2.37; 95% CI, 1.06-5.29), extreme poverty (quintile 5; IRR = 3.17; 95% CI, 1.37-7.33), and rate of social assistance medical units (quintile 5; IRR = 2.47; 95% CI, 1.37-4.46). Quintiles of crude mortality and expected MRs from COVID-19 at the municipality level are shown in Figures 1 and 2, respectively.

Figure 1. Crude MR of symptomatic cases of COVID-19 in Mexico as of June 20, 2020.

Figure 2. EMR from COVID-19 according to municipal factors studied.

We identified 1351 municipality levels without COVID-19 deaths reported in symptomatic cases, which according to its characteristics, 202 had high and 82 very high EMRs from COVID-19 (quintile 4; mean = 8.0; 95% CI, 5.7-11.2; and quintile 5; mean = 13.8; 95% CI, 9.97-19.1, respectively). Supplementary Table 1 lists the name and characteristics of the municipality level with high expected MR COVID-19, based on the significant risk factors identified in the binomial regression model (Table 2). It is observed that many municipality levels of the states of Oaxaca (n = 68), Yucatán (n = 60), Sonora (n = 33), Veracruz (n = 25), Puebla (n = 24), and Michoacán (n = 18) had the highest expected MRs (quintile 4; mean = 8.01; 95% CI, 7.85-8.17; and quintile 5; mean = 13.7; 95% CI, 13.1-14.4). It was observed that 43 municipality levels with high expected mortality from COVID-19 are Hope Municipality- levels. Case-fatality rates from COVID-19 in symptomatic cases are shown in Supplementary Map 1. It can be observed that some municipality levels of the States of Oaxaca, Chihuahua, and Guerrero had case-fatality rates from COVID-19 higher than 80%.

At the individual level, we also explored characteristics of the confirmed symptomatic cases that were associated with a higher lethality of COVID-19 to determine if the risk factors observed in other countries remain in the Mexican context (Supplementary Table 2). In concordance with the municipality-level results, diabetes, belonging to an indigenous ethnic group, and obesity were associated with higher risk of mortality due to coronavirus. Other individual risk factors of lethality cases were age 40 or older, male sex, hypertension, CKD, COPD, and immunosuppression. In addition, having received medical care in private health institutions was associated with a lower lethality from COVID-19 compared with those cared for at public health services. As for individuals who sought medical attention between 6 and 14 d after the onset of symptoms, they had a higher risk of dying compared with those who received medical care between 0 and 5 d after the onset of symptoms.

In Supplementary Table 3, we illustrate the municipality-level factors associated to the cumulative incidence and lethality rates as of June 20, 2020, disaggregated by month. We found that municipality-level factors association with cumulative incidence and MR from COVID-19 varied within the course of the pandemic in Mexico.

Discussion

Municipality-level factors found to be associated with higher risk of mortality from COVID-19 were the population density, the prevalence of diabetes and obesity, the MR of diabetes, the proportion of indigenous population, of economically active population, and the rate of economic units that operate essential activities during the COVID-19 outbreak.

First, a high proportion of the population economically active may reflect less confinement and increased mobility, while higher population density may be related to less social distancing and high connectivity. Second, the high MR of persons with diabetes means inadequate control of glucose levels, which has a negative impact on the immune and cardiovascular systems, both crucial in the body’s response to COVID-19. Reference Bornstein, Rubino and Khunti26 Finally, factors included lower access to care, quality of medical care, or weaker local health-care systems. Reference Kruk, Gage and Joseph27

At the individual level, hypertension was associated with higher lethality from COVID-19. At the municipality level, the MR of hypertension was not associated with high mortality from COVID-19, and within states with the highest prevalence of hypertension, they had lower MR from COVID-19. This result could be explained by the fact that the prevalence used in our model came from adults already diagnosed with hypertension, which according to previous surveys represented approximately 60% of the total cases of hypertensive population and are those with access to health-care services and antihypertensive medication. Reference Campos-Nonato, Hernández-Barrera and Pedroza-Tobías28 Nevertheless, unknown and unobserved variables, before the demand of health-care services might be reflecting an inverse association between hypertension and COVID-19 mortality.

It is important to note that the cumulative incidence of cases in indigenous populations was low; however, the risk of mortality from coronavirus was higher than in municipalities with a lower proportion of indigenous population. These findings could indicate a lower access to health-care services and testing, combined with a dynamic where the epidemic migrates further into more marginalized areas with a higher proportion of indigenous population. Other possible reason that could explain higher mortality could be due to a delay in the time of seeking for diagnosis and medical treatment. Other countries have found that many mechanisms underlying the higher lethality of COVID-19 in ethnic minorities are related to marginalization conditions, such as locality of residence, work conditions, and health inequalities. 29,Reference Pan, Sze and Minhas30

Marginalized conditions, such as no sewage service or dirt floors, were inversely associated with mortality from COVID-19. Communities with these household characteristics are mostly remote and with low connectivity, which could be protective from SARS-CoV-2 exposure. Notwithstanding, marginalized and remote communities could also have lower access to both testing for SARS-CoV-2 and health care, which could lead to underreporting of cases and deaths. Special screening strategies and tracing and isolation of contacts within these vulnerable communities are essential to favor the prevention of deaths from COVID-19. Reference Martinez-Juarez, Sedas and Orcuttd31 .

In May 2020, the Mexican MoH published a list of 324 Municipios de la Esperanza (“Hope Municipalities”), which in the last 28 d before May 16 did not have any confirmed cases of COVID-19 and were not adjacent to municipalities with confirmed cases. This list was a guide for state governors to restart nonessential activities on May 18, 2020. 32 However, according to our results, 16% of these municipality levels are at high risk of having worse outcomes in the event of an outbreak and, as of June 20, 2020, a total of 389 symptomatic cases and 29 deaths due to COVID-19 were confirmed in these municipalities.

The identification of municipalities with a high burden of risk factors of severe illness or death from COVID-19 is critical to establish the most convenient health policies at the municipality level. Many of these municipalities are in locations susceptible to the onset of an outbreak as the pandemic evolves in Mexico. Municipalities with no confirmed cases yet, but with populations at risk of becoming seriously ill from COVID-19, could have a greater burden of the disease in the upcoming months if contingency measures and mobility restrictions are eased to soon. A targeted approach will be crucial to prevent or control the onset of new outbreaks within these municipalities, including testing, isolation, and contact tracing, as well as more general measures according to the 3-stage traffic light system that was established in Mexico to reactivate the economy and reduce contingency measures. 12

In addition to the municipality-level factors associated with the cumulative incidence and mortality from COVID-19, we identified that municipalities with conditions of extreme poverty had higher case-fatality rates from COVID-19. For example, Oaxaca, Chihuahua, and Guerrero are states in which some municipalities had case-fatality rates higher than 80%. This finding suggests a low availability of tests in this communities.

As per the limitations within our study, the precision of the estimations depends on the quality of the databases, for example; the aging of our data for some variables is up to 10 y, which may not reflect heterogeneous changes within municipalities by 2020. Nevertheless, data from previous years are still relevant to the following years, and they were useful to find expected associations. For obesity, diabetes, and hypertension prevalence, the information from the ENSANUT-2018 are representative at the state level, reducing the variability within municipalities. However, for the rest of the variables, such as MRs of diabetes and hypertension, information was disaggregated at the municipality. Finally, the ecological design of our study prevented us to from establishing causal associations.

To our knowledge, this is the first study that estimated MRs from COVID-19 by using the burden of related comorbidities and sociodemographic characteristics to identify municipalities at risk of high MRs of coronavirus in Mexico. Our findings could contribute to the national strategic preparedness and response plans toward a “new normality” 33 by informing, at a municipality-level, factors to consider in the decision-making process and public health interventions to minimize the negative impact of COVID-19 on the health and livelihoods of the most at-risk communities.

Based on our results, we considered this is a good moment to modify the current epidemiological surveillance strategy for confirming COVID-19 positive cases and deaths in populations that might be under-reported by the Sentinel surveillance approach. For instance, indigenous communities and communities with extreme poverty could be affected not only by the risks of COVID-19 afflicting the health of the population, but also by increasing food insecurity, domestic violence, disrupting the routine care of chronic diseases, or the economic repercussions this might bring. It is critical to count on data on the impact of COVID-19 among these populations to identify, prioritize, and address the needs of these vulnerable populations.

Conclusions

Using small area demographic characteristics and burden of comorbidities on COVID-19 is useful to identify locations at risk of COVID-19 mortality. In Mexico, municipality-level risk factors associated with high MRs from COVID-19 were a high proportion of the population economically active, high population density, high proportion of indigenous population, and high diabetes mortality. Based on their characteristics, many of the municipalities that have not experienced high mortality yet are prone to do so as the epidemic curve progresses. We, therefore, warn against overconfidence and premature easing of mobility restrictions and other contingency measures. Local governments ought to reinforce local strategies to prevent outbreaks in vulnerable communities to COVID-19.

Supplementary Material

To view supplementary material for this article, please visit https://doi.org/10.1017/dmp.2020.485.

Acknowledgments

The authors acknowledge help by Adriana Granich Armenta on data collection.

Author Contributions

A.C.M. conceived the research question. A.C.M., C.M.G.L., and H.L.F. designed the study and analysis plan. A.C.M. and C.M.G.L. prepared the data and the statistical analysis. A.C.M., C.M.G.L., M.A., and A.C.S. drafted the initial and final versions of the manuscript. All authors critically reviewed early and final versions of the manuscript.

Conflict of Interest

The authors declared no conflict of interest.

Funding Statement

This research received no funding. A.C.M. was in grant period of COMEXUS-Fulbright while writing this study and received personal fees from the National Institute of Public Health of Mexico outside of the submitted work. Grants or personal fees had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. The views expressed in this publication are those of the author(s) and not necessarily those of the institutions affiliated with.

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Figure 0

Table 1. Means of the municipal- and state-level factors included in the study, source of information, and year of reference

Figure 1

Table 2. Municipal- and state-level factors associated with higher cumulative incidence, mortality, and case fatality from COVID-19 in symptomatic cases in Mexico as of June 20, 2020

Figure 2

Figure 1. Crude MR of symptomatic cases of COVID-19 in Mexico as of June 20, 2020.

Figure 3

Figure 2. EMR from COVID-19 according to municipal factors studied.

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