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Evidence of problem exploration in creative designs

Published online by Cambridge University Press:  05 October 2018

Jaryn A. Studer
Affiliation:
Department of Industrial Design, Iowa State University, Ames, Iowa 50011, USA
Shanna R. Daly
Affiliation:
Department of Mechanical Engineering, University of Michigan, Ann Arbor, Michigan 48109, USA
Seda McKilligan
Affiliation:
Department of Industrial Design, Iowa State University, Ames, Iowa 50011, USA
Colleen M. Seifert
Affiliation:
Department of Psychology, University of Michigan, Ann Arbor, Michigan 48109, USA
Corresponding
E-mail address:
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Abstract

Design problems are often presented as structured briefs with detailed constraints and requirements, suggesting a fixed definition. However, past studies have identified the importance of exploring design problems for creative design outcomes. Previous protocol studies of designers has shown that problems can “co-evolve” with the development of solutions during the design process. But to date, little evidence has been provided about how designers systematically explore presented problems to create better solutions. In this study, we conducted a qualitative analysis of 252 design problems collected from publically available sources, including award-winning product designs and open-source design competitions. This database offers an independent sample of presented problems, designers’ alternative problem descriptions, and innovative solutions. We report the results of this large-scale qualitative analysis aimed at characterizing changes to problems during the design process. Inductive coding was used to identify content patterns in “discovered” problem descriptions, with qualitative codes reliably scored by two independent coders. A total of 32 distinct patterns of problem exploration were identified across designers and presented problems. Each pattern is described in the form of a generalized strategy to guide designers as they explore problem spaces. The exploration patterns identified in this study are the first empirical evidence of problem exploration in independent design problems. Further, the presence of exploration patterns in discovered problems is associated with the selection of the corresponding solution as a challenge finalist. These empirically identified strategies for problem exploration may be useful for computational tools supporting designers.

Type
Research Article
Creative Commons
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution, and reproduction in any medium, provided the original work is properly cited.
Copyright
Copyright © Cambridge University Press 2018

Introduction

Creative designs are rooted in the generation of new concepts, which are constructed and iterated upon throughout a design process (Brophy, Reference Brophy2001; Liu et al., Reference Liu, Bligh and Chakrabarti2003; Ottosson, Reference Ottosson2004). However, a comparison of engineering design process models (Howard et al., Reference Howard, Culley and Dekoninck2008) suggests creativity in engineering design may begin even before ideas are generated: namely, in the analysis of the presented problem. Defining the problem is the first of the four stages common to engineering design process models, followed by generation, evaluation, and implementation. This linear sequence of steps mirrors models of human problem-solving in psychology (Simon, Reference Simon1969, Reference Simon1979; Newell and Simon, Reference Newell and Simon1972), where the problem space is first defined (and fixed), and then a search for solutions occurs. Design researchers have generally focused their attention on the conceptual generation, implementation, and evaluation stages (Howard et al., Reference Howard, Culley and Dekoninck2008); however, successful solutions are greatly affected by the way a design problem is defined. The objective of this research is to examine empirical evidence of how designers change the presented problem to devise novel solutions.

Presented problems often include requirements, such as needs, desired features, and context of use. However, accepting the presented problem as is may result in significant monetary losses, as well as ineffective solutions (Granger, Reference Granger1964; Nadler, Reference Nadler1967; Kahn, Reference Kahn1969). Design problems are intentionally left open-ended, and are ill-defined (Simon, Reference Simon1972, such that incomplete information is provided about the problem, and even less information is given about the solution. As a result, design problems require a great deal of construction and restructuring by the designer (Restrepo and Christiaans, Reference Restrepo and Christiaans2004) in order to create opportunities for innovative solutions. Rather than accepting the presented problem, the designer must instead construct their own version of the problem – or even many versions framed in different ways – in order to identify potential solutions. Duncker (Reference Duncker1945) first defined the process of finding a solution as a continual restructuring of the problem; over time, problem restructuring can lead to the discovery of the “essential” properties of the solution that will, in turn, help dictate an appropriate solution to the given problem.

The process of problem exploration has been linked to creative outcomes in empirical studies (Getzels, Reference Getzels1975; Dillon, Reference Dillon1982; Getzels and Smilansky, Reference Getzels and Smilansky1983). An early study of fine artists (Csikszentmihalyi and Getzels, Reference Csikszentmihalyi and Getzels1971) found that artists who explored alternative problem perspectives created works with greater originality and higher quality (as judged by experts), and even experienced greater professional recognition and income years later (Csikszentmihalyi and Getzels, Reference Csikszentmihalyi, Getzels, Farley and Neperud1988). “Discovery-oriented” behavior in designers is described as actively imposing one's own perspective onto the problem in order to direct the search for a solution (Cross, Reference Cross2004). Interest in exploring and redefining problems has also been shown to be the best predictor of children's real-world creative activities (Okuda et al., Reference Okuda, Runco and Berger1991). These studies support the claim that the problem exploration process – moving from a presented to a discovered problem – is an important step in a creative process (Csikszentmihalyi and Getzels, Reference Csikszentmihalyi and Getzels1971; Getzels and Csikszentmihalyi, Reference Getzels and Csikszentmihalyi1976).

Problem exploration in design

Problem exploration, or identifying differing views of the presented problem, has been described as a key process in design and design thinking (Drews, Reference Drews2009; Dorst, Reference Dorst2011; Paton and Dorst, Reference Paton and Dorst2011; Beckman and Barry, Reference Beckman and Barry2015), as well as in problem solving (Duncker, Reference Duncker1945; Maier, Reference Maier1970; Mumford et al., Reference Mumford, Reiter-Palmon, Redmond and Runco1994) and creative work (Ecker, Reference Ecker1963; Higgins et al., Reference Higgins, Maitland, Perkins and Richardson1989; Dewey, Reference Dewey1910; Hargadon and Bechy, Reference Hargadon and Bechy2006). Identifying an initial stage of problem exploration as separate from searching for solutions was an important development for computational approaches to problem-solving (Newell and Simon, Reference Newell and Simon1972). However, more recent approaches have identified iteration between the problem exploration and idea generation phases, termed the “co-evolution” of problem and solution (Maher and Poon, Reference Maher and Poon1996; Maher et al., Reference Maher, Poon and Boulanger1996; Dorst and Cross, Reference Dorst and Cross2001). Nigel Cross noted that the design process seemed to oscillate between the solution and problem areas (Cross, Reference Cross1997), revealing that design problems are not “fixed” as presented (Dorst and Cross, Reference Dorst and Cross2001), but are mutable. In their study, Dorst and Cross (Reference Dorst and Cross2001) asked the designers to create a “waste removal system” for a train, but all nine designers in the study restructured the presented problem to include a newspaper reuse system. The co-evolution of problem and design solution suggests a process where the presented problem is subject to change through the design process.

Evidence shows that designers who explore problems by spending more time defining and understanding the problem produce more creative solutions (Christiaans, Reference Christiaans1992a). Designers who worked to set their priorities early and consciously build an “image” of the problem were also found to have better outcomes (Christiaans, Reference Christiaans, Taylor and Stauffer1992b; Atman et al., Reference Atman, Chimka and Bursic1999). Gero (Reference Gero2004) described a process where designers interpret requirements by producing representations that include implicit requirements. As a consequence, past experience may lead individual designers to create different views of the problem. The problem exploration phase requires active effort in problem formulation and structured questioning in order to identify technical functions and attributes (Fricke, Reference Fricke1999). While beginning designers may assume the problem is fixed as presented, experts may question the assumptions (Harfield, Reference Harfield2007). Consistent with these notions, more successful design teams were found to consider more framings of problems, meaning they had more broadly engaged in problem exploration (Valkenburg and Dorst, Reference Valkenburg and Dorst1998).

The importance of problem exploration has also been suggested by studies on problem framing, where the way the problem is written reflects different perspectives; thus, alteration of the problem frame allows exploration from many angles (Schön, Reference Schön1983; Stumpf and McDonnel, Reference Stumpf and McDonnell1999; Dorst and Cross, Reference Dorst and Cross2001; Dzbor and Zdrahal, Reference Dzbor and Zdrahal2002; Seevinck and Lenigas, Reference Seevinck and Lenigas2013). One study examining problem framing showed that a new drug that “kills 60% of patients,” resulted in different decisions than one presented instead as, “saves 40% of patients,” (Tversky and Kahneman, Reference Tversky and Kahneman1986). The process of intentionally altering the problem framing allows the designer to “see”, “think”, and “act” to create a novel standpoint from which a problem can be tackled (Dorst, Reference Dorst2010). Potentially, each novel view of the problem may suggest different types of solutions, leading to identifying a larger variety of designs.

Despite the importance of the co-evolution of problems and solutions in the design process, little is known about how to facilitate problem exploration. Most engineering design research has focused on strategies for solving problems, rather than on methods for exploring problems (Fogler and LeBlanc, Reference Fogler and LeBlanc2008; Daly, Yilmaz et al., Reference Daly, Mosyjowski and Seifert2014, Reference Daly, McKilligan, Studer, Murray and Seifert2018). Problem exploration in design can occur through an extensive research phase involving data collection (Archer, Reference Archer1968; Shneiderman, Reference Shneiderman2000; Kruger and Cross, Reference Kruger and Cross2006), feasibility studies (Asimow, Reference Asimow1962), and market research (Vasconcelos et al., Reference Vasconcelos, Crilly, Chen, Campos and Kelner2016). However, even these design process guidelines provide a limited explanation of how problem research can be used to guide problem exploration.

Problem exploration strategies

Strategies have been proposed to guide designers in the exploration of design problems (see Table 1). Some are posed as “trigger questions” to assist designers in critically assessing the presented problem (Fogler and LeBlanc, Reference Fogler and LeBlanc2008), such as using critical thinking questions to probe assumptions and explore differing viewpoints. Problem-solving methods such as “present state/desired state analysis” and the Duncker diagram (Higgins et al., Reference Higgins, Maitland, Perkins and Richardson1989), and the Kepner-Tregoe problem analysis technique (Kepner and Tregoe, Reference Kepner and Tregoe1981), and Parnes’ (Reference Parnes1967) statement-restatement method (Parnes, Reference Parnes1967) (e.g., “placing emphasis on different words and phrases”) attempt to vary the focus to differing dimensions of the problem. An exploration technique arising from operational research emphasizes participatory processes to structure complex problems with multiple agents (Mingers and Rosenhead, Reference Mingers and Rosenhead2004).

Table 1. Strategies proposed for problem exploration in engineering design

Steps for defining problems have also been proposed, including establishing the need for a solution, justifying the need, contextualizing the problem, and writing the problem statement (Spradlin, Reference Spradlin2012). To address the bounded rationality of human reasoners, MacCrimmon and Taylor (Reference MacCrimmon, Taylor and Dunnette1976) proposed strategies to guide problem exploration during decision making. These include determining the problem assumptions, examining changes in the problem description, factoring the problem into sub-problems using methods such as morphological analysis (Hall, Reference Hall1962) and attribute listing (Rickards, Reference Rickards1975), and focusing on the controllable components, or selective focusing (Shull et al., Reference Shull, Delbecq and Cummings1970).

One well-known approach is the “5 Whys” (Bulsuk, Reference Bulsuk2011), which involves repeatedly asking, “Why?” in order to determine cause and effect relationships surrounding the problem, leading to the “bigger picture.” A similar method, “Abstraction laddering” (Luma Institute, 2012) is proposed to better understand the problem space through posing a series of “how” and “why” questions to describe the problem at increasing or decreasing levels of abstraction. The identified approaches include some underlying commonalities such as an emphasis on determining cause and effect; however, in the absence of empirical studies, it is difficult to draw connections among these proposed strategies. None of these strategies are derived from empirical studies of design practices, nor is there evidence of their use or effectiveness during the design process. To address this gap, we conducted an empirical study to identify how engineering designers successfully explore problems.

A study of problem exploration in design

The aim of this paper is to examine evidence about how presented problems change through the design process, previously described as “problem finding” (Getzels and Csikszentmihalyi, Reference Getzels and Csikszentmihalyi1976) and as problem and solution “co-evolution” by Dorst and Cross (Reference Dorst and Cross2001). We adopt the terminology of Csikszentimihalyi and Getzels (Reference Csikszentmihalyi, Getzels, Farley and Neperud1988) to distinguish between the “presented problem” (a description given to the designer) and the “discovered problem” (the alternative problem interpretation imposed by the designer).

In the present study, we analyzed an existing design database of presented problems and discovered problems and solutions compiled independently (for crowdsourced design competitions and to document award-winning designs). This method of sampling has been previously utilized with mechanical device patents in TRIZ (Altshuller, Reference Altshuller1984, Reference Altshuller1997), with innovative product design competitions (Yilmaz et al., Reference Yilmaz, Daly, Seifert and Gonzalez2016a; Reference Yilmaz, Seifert, Daly and Gonzalez2016b), and selections of commercial “transforming” products (Singh et al., Reference Singh, Walter, Krager, Putnam, Koraishy, Wood and Jensen2007, Reference Singh, Skiles, Krager, Wood, Jensen and Sierakowski2009; Weaver et al., Reference Weaver, Wood and Jensen2008, Reference Weaver, Wood, Crawford and Jensen2010). These studies focused on identifying abstract principles or patterns across many examples within a defined dataset of designs. In the present study, we analyzed qualitative changes evident in changes from a presented problem to the designer's discovered problem to observe patterns in problem exploration.

The study used independent examples of presented problems and design outcomes to characterize changes that occurred from the original to the interpreted problem. These observed patterns may suggest how designers approach a presented problem and identify alternative problems, with the potential to facilitate divergence in solutions. The identified patterns may also inform computational approaches to design by providing rich content descriptions of how problems change across the design process. Because the database captures the work of many designers working on multiple problems, a wide variety of patterns in problem exploration may be observed, supporting the development of design tools for problem exploration.

Research questions

As the first step to a broader understanding of problem exploration, the goal of this research is to determine whether and how designers altered a presented problem, and to identify specific changes they made in their discovered problems. We investigated patterns evident in engineering design problems taken from crowd-sourced design competitions. Our analysis was guided by the following research questions:

  1. (1) What problem exploration patterns are evident in the existing examples of design problem statements and innovative solutions?

  2. (2) How often are the identified problem exploration patterns observed in a large database of design problems?

Method

The study reported here assessed problems from (1) online innovation challenges and (2) compilations detailing the design of award-winning products. Each source contained presented problems (sometimes called the design challenge) and a paired discovered (alternative) problems, along with proposed solutions generated by practicing designers. These problem-solution pairs serve as a unit of analysis (Dorst and Cross, Reference Dorst and Cross2001; Cross, Reference Cross2006).

Data collection

We gathered product design problems from publicly available sources where discovered problems were collected along with design solutions. Table 2 provides an overview of these two data sources for the study, including a source description, the available data from each source, and the number of problems sampled.

Table 2. Sources of the Presented Problems and Discovered Problems in the database

First, we identified problems from an online, open-source innovation challenge website (UnbrandedDesigns.com) listed presented problems with multiple discovered problems and designs, each from a different designer. This site initiates design challenges posed by companies and other parties. The site prepared briefs and presented problems, and then captured crowdsourced solutions generated by independent designers (including engineers, industrial designers, and design students. At the time of sampling, the product design challenges available included four completed challenges (presented problems) and 98 discovered problems written by different individual designers, along with their final solutions. For example, one presented problem in this online design challenge was:

“Consider the mobile worker and define a concept to facilitate individual work in a shared work environment. Think about all of the “stuff” that a mobile worker might need to access throughout a workday, as well as the different activities that might be performed. Fully consider the characteristics of shared working environments (both positive and negative), and how to balance those characteristics with the individual needs of people working in those environments. Develop an innovative solution to a clearly defined problem, optimized for today's mobile worker, that is, both technically and visually appropriate for the workplace.” (Unbranded Designs, 2015).

Submitted solutions included photographs of prototypes and written descriptions. For example, one submitted solution for this challenge was:

“The Personal Yurt: The yurt empowers individuals to have control over their environment in a shared work space. This foldable yurt creates 6 different configurations for varying settings of heads-down work. In addition to signaling your degree of availability to coworkers, it provides varying degrees of visual & acoustic privacy, stores belongings, offers space for personal memento & displays a whiteboard for notes. This compact & lightweight yurt will be the only item mobile workers need to take around.” (Unbranded Designs, 2015).

In addition, this challenge site included the identification of finalists (four to five for all four challenges, and eight–ten semi-finalists in two challenges) selected by design experts for each challenge. This dataset provided documentation of many different discovered problems for the same presented problem as part of the designers’ solution submission.

To complement this data source, we sought documented discovered problems for a larger variety of presented problems. This documentation appears in two published compilations of award-winning product designs identified in the prestigious Industrial Design E Award (IDEA) competitions (Industrial Designers Society of America, 2001; Haller and Cullen, Reference Haller and Cullen2006). These two compilations provided 50 product design problems and detailed descriptions of the discovered problems from many different professional designers. A total of 77 product design cases were selected for this study from these two books based on clarity of the description and the accessibility of the content for wide audience in design (shown in Table 2). Each product was presented with photos and text descriptions including the initial problem along with a description of the discovered problem and the design solution.

Examples included the Burton Ion Snowboard Boot addressing the challenge of “creating the most progressive product on the market, both functionally and aesthetically” (Haller and Cullen, Reference Haller and Cullen2006); the TR5 stationary bike capturing “the cadence and rhythmic flow or movement that one, feels when riding outdoors” (Industrial Designers Society of America, 2001); and the Eclipse gasoline dispenser that features an internet interface (Industrial Designers Society of America, 2001). For example, one presented a problem and discovered problem pair involved designing a “next generation” of an outdoor playground:

“The challenge was to develop the next generation of GALAXY that would be modular to allow buyers to adjust the equipment to accommodate site variation or to expand user capacity at will. The new system should provide a wider and less repetitious array of play experiences for users. The system should be accessible from the ground, allowing children in wheelchairs to approach and use the systems without assistance. The design should look good in both urban and natural settings and would be visually appealing both to children and to the adults who would be buying the equipment.”

In their discovered problem, the design team targeted 6–12 year-olds, and their interest in relating to and competing with their friends during play. To allow them to explore, the equipment has to “be open and continue to provide a challenge.” They described the new system as “constellations” rather than structures. The product development history provided with each design provided observations about each discovered problem along with a description of the resulting design features.

Qualitative content analysis method

The qualitative analysis method, where the content of examples is systematically considered as evidence (c.f. Glaser, Reference Glaser1965; Krippendorf, Reference Krippendorf1980) was selected as best-suited to discover alternative problem descriptions (Chi, Reference Chi1997; Patton, Reference Patton2005; Creswell and Clark, Reference Creswell and Clark2007). Qualitative methods provide initial characterizations of phenomena in the form of “rich, thick descriptions” of patterns observed (Coffey and Atkinson, Reference Coffey and Atkinson1996; Patton, Reference Patton2005). Our analysis of design problems in the database followed a rigorous “inductive coding” method where observed themes are developed as they emerge across specific examples in the data (Crabtree and Miller, Reference Crabtree and Miller1999; Leydens et al., Reference Leydens, Moskal and Pavelich2004; Patton, Reference Patton2005). Numerous past studies in engineering design and creativity have demonstrated the utility of this approach to study design processes and outcomes (e.g., Ball and Ormerod, Reference Ball and Ormerod2000; Ahmed et al., Reference Ahmed, Wallace and Blessing2003; Daly et al., Reference Daly, Yilmaz, Seifert and Gonzalez2010, Reference Daly, Adams and Bodner2012b and Reference Daly, Yilmaz, Christian, Seifert and Gonzalezc; Adams et al., Reference Adams, Daly, Mann and Dall'Alba2011; Yilmaz et al., Reference Yilmaz, Daly, Seifert and Gonzalez2016a, Reference Yilmaz, Seifert, Daly and Gonzalez2016b). For example, Altshuller (Reference Altshuller1984, Reference Altshuller1997) analyzed patterns across patents, later developed into the TRIZ ideation approach with specific strategies based on contradictions or tradeoffs within designs.

For the present study, we built upon these methods by identifying elements within presented design problems and comparing similar elements across discovered problems to capture how problems changed during design. Major problem elements (such as environmental context and primary stakeholders) were first identified, and each of the identified differences between problems were then compared with one another to form the basis for a potential pattern (called “theme” in qualitative methodology; Creswell and Clark Reference Creswell and Clark2007). Table 3 provides a detailed description of each step of the inductive coding process, the rationale for each step, and a demonstration of how each step was applied in an example problem.

Table 3. Steps in the qualitative (inductive coding) method of data analysis with examples and rationale

Identifying a potential pattern of problem exploration from a pair of presented problems required subjective interpretation in order to capture meaningful changes. We identified problem elements to focus on in each pattern: (1) primary stakeholder(s) (Individuals or groups directly benefiting from a product or service); (2) current state limitation(s) or constraints; (3) primary goal(s) describing the purpose or function of the design; and (4) context of use (type of physical environment or setting where the solution takes place). In addition, the aim was to describe such patterns at an intermediate level of abstraction so that they could be easily applicable to other problems, but not so general that they lose context for application (Yilmaz et al., Reference Yilmaz, Daly, Seifert and Gonzalez2016a; Reference Yilmaz, Seifert, Daly and Gonzalez2016b). The criterion for establishing a new problem exploration pattern was whether it was (1) also observed in other design problems, (2) differed in a meaningful way from other identified patterns, and (3) whether it appeared to have potential to lead to considering other solutions.

Coding procedure

An experienced engineering graduate coded the problem statements in the database using the qualitative method described above. As the patterns were identified, a general description was created to describe how it appeared to be used in the exploration of the problem. Each pattern was defined so as to be readily observable as a new element within a given problem, yet also applicable to many different engineering design problems. The pattern description was added to the code list, and further refined as the pattern was observed in subsequent problem statements. Through this process, a total of 32 different patterns in problem exploration were identified. Next, a second coder (trained in Industrial Design) independently analyzed the design problems after receiving the pattern code list (verbal and written descriptions of each pattern code). The two coders met to compare their observations. The percent agreement, or the percentage of pattern codes for each problem that matched between the two independent coders, was 90%, suggesting high interrater reliability (Cohen, Reference Cohen1960). The percent agreement provides a direct measure of concordance that is appropriate for qualitative comparisons with many potential categories because there is less need to correct for chance occurrences (Uebersax, Reference Uebersax1987). Following the completed comparison, the pattern descriptions and titles were then further refined by consensus to add clarity and accessibility.

Results

The main focus of this study was to document how designers explored problems. In the analysis, we observed how designers transitioned the presented problem (i.e., as stated in the design challenges) to a discovered problem during the design process. We observed a high degree of variation in the discovered problems following a single presented problem and in the types of changes observed between the presented and discovered problems from a single designer's work.

Examples of exploration patterns

The examples below illustrate changes from the presented problem to a discovered problem created by the designer. Each example includes a description and illustration of the observed problem exploration patterns.

Example 1: Reception desk problem

Presented problem

Motorola Mobility opened a new manufacturing facility in Dallas, Texas and needed a custom reception desk.

Discovered problem

Design a custom reception desk for the new manufacturing facility in Dallas, Texas for Motorola Mobility. The facility is eco-friendly with a lot of natural materials and the reception area is the focal point when entering the building. The design should be no longer than 5′ × 7′ to fit in the space and be made of plywood. The Motorola brand represents innovation in technology and efficiency so the desk should reflect that while also being unique and telling a story. The desk should imitate louvres that are designed to give shade and protect the interior of a building.

Exploration pattern

Specify characteristics of the setting. This pattern focuses on the positive and negative aspects of the setting to account for when designing the final solution. In this example, the specific setting was already provided in the presented problem; namely, the Motorola Mobility manufacturing facility in Dallas, Texas. One suitable solution to this problem may have not been discovered without first considering this setting. The designer added that the facility is “eco-friendly with a lot of natural materials and the reception area is the focal point when entering the building.” This may have led to incorporating natural materials in the final design. Figure 1 illustrates the perceived pattern of defining the characteristics of the setting used by the designer.

Fig. 1. Illustration of the exploration pattern: Specify characteristics of the setting.

Exploration pattern: Identify design values

This pattern focuses on how the company brand should be reflected in the final solution. By describing the brand values in the problem, the solution may better reflect the company and what it stands for. In this example, the designer added specifics about the Motorola brand, that it “represents innovation in technology and efficiency.” These values were incorporated by the designer in the final solution by forming the material in a new way, providing built in seating, and using a sleek and simple design, as illustrated in Figure 2.

Fig. 2. Illustration of the exploration pattern: Identify design values.

Exploration pattern: Use an existing solution to define goals

This pattern focuses on existing solutions and how they can be used as inspiration for the final solution. The inspiration does not have to come from a similar solution. The inspiration could also come from solutions that may have similar outcomes or functions to determine if any of its solutions could be used in a new way to solve the presented problem. For this example, the designer was inspired by louvres (louvers in American English), and the way they give shade and protect the interior of a building. The designer incorporated these functions in the discovered problem. Figure 3 illustrates the use of this pattern by demonstrating how this designer (highlighted in gray) and other designers identified inspiration in existing designs.

Fig. 3. Illustration of the exploration pattern: Use an existing solution to define goals.

This discovered problem included three problem exploration patterns: Use an existing solution to define goals, Describe material characteristics, and Describe the required size and space attributes. This led the designer to create a solution for a plywood desk with attached seating. Figure 4 shows this solution and other designers’ solutions for the presented problem. The diversity of the proposed solutions suggests that different designers came to view the presented problem quite differently, and that those differing perspectives may lead to variation in the created designs. Each pattern appears to reflect a new area of the problem space for solutions by exploring new aspects of the problem beyond the presented problem.

Fig. 4. Illustrations of (a) final solution generated from the discovered problem discussed, and (b) other solutions generated from the same presented problem (Unbranded Designs, 2015).

Example 2: Mobile worker problem

Presented problem

Consider the mobile worker and define a concept to facilitate individual work in a shared work environment. Develop an innovative solution to a clearly defined problem, optimized for today's mobile worker that is both technically and visually appropriate for the workplace.

Discovered problem

Working in open spaces fosters creativity and collaboration, yet this communal atmosphere possesses security issues. Mobile workers who utilize this type of space express concern about having their belongings stolen or losing their spot at the table when stepping away temporarily. Design a solution that allows office workers, students, coffee shop goers, and anyone else that works in a communal space to quickly secure their belongings without having to pack up multiple items and lug them around.

Exploration pattern: Make a general outcome more specific

This pattern focuses on the primary outcome of the solution and refers to the tangible goal the designer is directly trying to accomplish. “Facilitate individual work in a shared work environment” is a very broad outcome. In order to make the problem more manageable, the designer selected a smaller outcome to focus on, “secure their belongings.Figure 5 illustrates this pattern of breaking out the presented outcome into subcategories and selecting one to focus the final solution on for this designer (highlighted in gray) and two other designers for comparison.

Fig. 5. Illustration of the exploration pattern: Make a general outcome more specific.

Exploration pattern: Expand the primary stakeholder group

This pattern focuses on the primary stakeholders, an individual or group that will benefit the most from or will be significantly impacted by the final solution. The pattern goal is to broaden the primary stakeholder group to encompass more individuals. In Example 1, the presented problem focused on today's mobile workers as the primary stakeholder group. In the discovered problem, the designer decided to broaden the focus to not only include office workers, but also students, coffee shop goers, and anyone that works in a communal space. Figure 6 illustrates the pattern of considering larger stakeholder groups including the current stakeholder, selecting one or more groups to focus the solution on, and determining the primary needs of the group(s) selected. The figure shows the comparison of the stakeholder groups selected by this designer (highlighted in gray) and the stakeholder groups selected by three other designers.

Fig. 6. Illustration of the exploration pattern: Expand the primary stakeholder group.

Exploration pattern: Replace a problem with its root cause

This pattern focuses on examining the current state and the limitations that are producing the problem in the first place. This allows the designer to identify the root cause of the problem instead of focusing on the symptoms to benefit all stakeholders involved. The presented problem did not specify a limitation for the solution; instead, it gave a general approach (“develop an innovative solution to a clearly defined problem”). It was up to the designer to explore the limitations of the current state and to choose one to focus on. In this case, the designer determined that stolen belongings or having to lose a spot in a communal area was a current limitation for workers on the go. The designer then determined this limitation was due to workers not being able to secure their belongings in communal spaces without packing up and taking everything with them. Figure 7 illustrates this exploration pattern of listing the current limitations, selecting one of the limitations to focus on, and determining the root cause of the limitation (highlighted in gray) and two other limitations addressed by other designers.

Fig. 7. Illustration of the exploration pattern: Replace a problem with its root cause.

The designer's discovered problem reflected these three patterns in the proposed solution: A scroll-top lockbox that allows the user to lock up their belongings in a communal space. Figure 8 shows the scroll top lock box concept and other solutions to the same presented problem generated by other designers. Just as in the previous example, this example demonstrates the generativity principle of problem exploration patterns: A large number of discovered problems can be generated from the presented problem through the application of exploration patterns. Specifically, this presented problem resulted in 55 different discovered problems, leading to a varied set of design solutions. Both of the examples support the claim that these patterns may move designers towards considering novel ways of approaching problems, and provide opportunities for surprising, uncommon interpretations of problems.

Fig. 8. Illustrations of (a) final solutions generated from one discovered problem, and (b) other solutions generated from the same presented problem, illustrating divergence from a single presented problem. (Unbranded Designs, 2015).

Exploration patterns observed across problems

Thirty-two different patterns of problem exploration were documented from the dataset (see Table 4). Each pattern describes a change from the presented problem to a designer's discovered problem. Within 252 discovered problems, the 31 problem exploration patterns were observed a total of 416 times. This confirms our hypothesis that professional engineers and designers utilize more than one pattern when exploring presented problems. The observed frequencies for each of the 31 identified patterns are shown in Table 4. The table shows that some patterns were observed quite frequently, including Detail the primary functions (40 occurrences), Prioritize among different possible uses (21), and Replace a presented problem with its root cause (20). Four patterns, such as Incorporate existing solutions and Describe the required space and size attributes were observed just twice.

Table 4. Patterns of problem exploration identified in the dataset and frequency of occurrence (keywords are underlined)

In the analysis, multiple problem exploration patterns were sometimes observed within the same discovered problem. The range was 1–9, with 3 as the average (also the median and mode) for each problem. This suggests that combinations of exploration patterns, rather a single problem exploration pattern, were the norm in changes observed between presented and discovered problems.

The design challenge data also provided evidence of a weak relationship between multiple exploration patterns evident in the designer's discovered problem and selection as finalists in the challenges. Five discovered problems were coded with six (the most) exploration patterns, and three of these were selected as finalists (and two as semifinalists) in their respective challenges. In contrast, of the five solutions identified with a single exploration pattern in the discovered problem, none were selected as finalists or semi-finalists (see Fig. 9).

Fig. 9. Relationship between number of problem exploration patterns identified in discovered problems and their associated solutions” ranking (finalist, semi-finalist, and not selected) in the design challenges.

This relationship between multiple problem exploration patterns and design selection outcome is in the hypothesized direction, r(102) = −0.18, p < 0.05): More observed exploration patterns in the discovered problem is correlated with placing higher in the challenge categories (first or second). In particular, all of the designs selected as finalists (n  =  19) had two or more exploration patterns identified in their discovered problems. Further studies are required to establish this suggested link between problem exploration patterns and successful design outcomes.

Discussion

The goal of this study was to investigate how designers explore problems during the design process. To meet this objective, a rigorous qualitative methodology based on best practices in inductive analysis was followed (e.g., Crabtree and Miller, Reference Crabtree and Miller1999; Creswell and Clark, Reference Creswell and Clark2007). We identified patterns of problem exploration from a diverse set of design problems collected from independent design competitions. The analysis identified 32 patterns of problem exploration occurring at least twice in the 256 problems (81 presented, 175 discovered) analyzed. The problem exploration patterns vary in that, some identify constraints or address stakeholders, while others explore desired outcomes or use scenarios. As expected, multiple patterns were identified within presented and discovered problem pairs, suggesting frequent exploration by designers. The variety of patterns identified indicates there are a number of different ways in which problem can be interpreted, resulting in the potential for a diverse set of solutions for presented problems. The prevalence of observed problem exploration patterns in design competitions suggests their potential importance in novel problem spaces.

While problem exploration has been identified as an important stage in the design process (Fogler and LeBlanc, Reference Fogler and LeBlanc2008), little information has been available about how designers successfully accomplish it. The results of this study capture a static picture – before and after – of the impact of problem exploration on design. The observed exploration patterns capture just one transformation of the presented problem and a new problem description. Each exploration pattern may assist the designer by suggesting ways to vary the problem's structure, potentially leading to alternative solutions. We observed multiple patterns within a single problem pair, suggesting designers discover that changing problem characteristics can lead to divergent solutions. The exploration patterns identified in this study were applied to a variety of design problems; however, some patterns may be domain-specific. For example, patterns such as, Integrate mobility, and Focus on eco-friendly solutions may be most applicable in consumer or commercial products.

Perhaps counterintuitively, the patterns of problem exploration identified in this study suggest that designers often choose to narrow the problem space by focusing on particular functions, settings, or stakeholders, or by breaking the problem into sub-problems (e.g., Describe required size and space attributes.) This is consistent with previous findings that problem reduction is a rational and efficient approach for complex problem solving (Reed and Abramson, Reference Reed and Abramson1976; Carroll et al., Reference Carroll, Thomas and Malhotra1979). For example, Stokes (Reference Stokes2009) has argued that adding constraints forces exploration of novel solutions. Adding constraints precludes some solutions while also promoting potential directions for solution (Stokes and Fisher, Reference Stokes and Fisher2005); for example, when size and space requirements are identified by further exploring the problem, the set of potential solutions fitting the requirements is narrowed, and at the same time, new areas of the solution space may be identified based on the added requirements (such as “nested” designs). The observed problem exploration patterns in this study are consistent with the notion that restriction may serve as a helpful structure for promoting specific ideas (Stokes and Fisher, Reference Stokes and Fisher2005). Other problem exploration patterns (e.g., Expand the setting for use; Expand the problem scope) indicate expansion, generalizing to create designs spanning a larger set of possible solutions within the problem space. Based on these themes of generalization and specification, considering both for each identified problem element may characterize a general approach to problem exploration.

The results of this study offer empirical evidence for the presence of problem exploration patterns appearing similar to previously identified strategies. For example, Spradlin's Problem-Definition Process (Spradlin, Reference Spradlin2012) has the designer answer questions such as: “What is the desired outcome?” and, “Who stands to benefit and why?” These questions can be compared with the patterns, “State the primary outcome,” and “Describe the primary stakeholder,” respectively. The “5 Whys” strategy (Bulsuk, Reference Bulsuk2011) is also very similar to the heuristic, “Replace a problem by its root cause” in that both analyze the existing problem to find an underlying problem. Decision strategies presented by MacCrimmon and Taylor (Reference MacCrimmon, Taylor and Dunnette1976) can also be compared with the exploration pattern, Make a general outcome more specific. However, the identified patterns offer more explicit guidelines than existing strategies. For example, Parnes’ statement-restatement method (Parnes, Reference Parnes1967) asks the designer to “place emphasis on different words” to rethink the problem. The designer may then selectively focus (Shull et al., Reference Shull, Delbecq and Cummings1970) on, for example, the desired outcome of the problem; this strategy does not favor any specific focus, relying instead on repeatedly focusing on each word in the presented problem.

The problem exploration patterns observed also reflect common vocabulary, themes, definitions, and approaches to design prevalent in the literature. For example, the patterns, Detail primary functions, Describe characteristics of materials, and Identify design values are ubiquitous concepts from the design field. Other patterns reflect more specific approaches, such as Use an existing solution to define goals, which appears related to design-by-analogy (Moreno et al., Reference Moreno, Hernandez, Yang, Otto, Holtta-Otto, Linsey and Wood2014) and other analogical approaches (Goel and Bhatta, Reference Goel and Bhatta2004; Casakin, Reference Casakin2007). Another pattern, Replace a problem with its root cause, reflects the importance of fundamental and means objectives identified in decision analysis (cf. Clemen and Reilly, Reference Clemen and Reilly2014). These commonalities likely arise from the very general level of pattern description derived from comparing changes across presented and discovered problem pairs. The analysis method intentionally pushed the description of patterns away from the specifics of problems and towards a level of commonality. In addition, the presented and discovered problem pairs were created by designers who also share common conceptions of design problems. Our claim from this evidence of problem exploration does not include uniqueness of the identified patterns; instead, we offer evidence that designers use these design concepts to explore presented problems as part of their design process.

In contrast to previous approaches (Table 1), the patterns of problem exploration extracted in this study provide clear evidence about how designers explore a problem. The exploration patterns identify specific variations to problems made by multiple designers across multiple designs. The analysis of many high-quality design problems from independent sources provides a strong empirical basis for conclusions about how designers actively explore problems. For example, the pattern Narrow the stakeholder group guides the designer considering a presented problem by suggesting taking a more manageable scope for stakeholders. By making use of empirical evidence of how designers have changed presented problem statements, our results identify specific commonalities that may be useful when exploring other problems. This study of presented problems and their transformation into discovered problems provides evidence about the exploration patterns designers have found useful in design, rather than providing a logical or exhaustive set of possible patterns. At the same time, these patterns may not be useful or applicable in all settings, and further investigations are needed to determine whether these problem exploration patterns may reflect an underlying ontology of design in practice.

Limitations

While the qualitative inductive analysis method allowed us to identify and describe patterns in how design problems in public sources were explored, our outcomes do not speak to the causal determination, prediction, or prescription of good design. However, the goal of this approach is transferability, which is defined as having enough “thick description” to allow readers of the research to make connections to their own situation (Leydens et al., Reference Leydens, Moskal and Pavelich2004; Borrego et al., Reference Borrego, Douglas and Amelink2009). The discovered problems from the design challenge source offered many different solutions for the same presented problem, and their quality was enhanced by interaction within the online challenge community. However, these challenges may not reflect normative design processes, and instead, reflect outcomes when designers are intentionally varying the designs created to ensure a novel result. Also, design competitions may not offer a representative sample of product design problems or designers: Little information was available about the expertise and training of the contributing designers and the factors affecting the selection of presented problems. As a result, the problem exploration patterns observed may omit patterns evident in other types of problems and design contexts.

Another potential limitation is that the available data included static descriptions of the presented problem and the discovered problems and solutions, without intermediate steps or process measures. Without recording a designer's thoughts during the problem exploration process, it is not possible to infer the designer's goal or strategy when making a given change to a presented problem. Other studies have found that even expert designers may have difficulty articulating the strategies they use (Cross and Cross, Reference Cross and Cross1998; Daly et al., Reference Daly, Yilmaz, Seifert and Gonzalez2012; Yilmaz & Seifert, Reference Yilmaz and Seifert2011). The methodology in this study is most similar to Altshuller (Reference Altshuller1997), who analyzed patents and described strategies and inferred their purpose. Like other approaches documenting strategy use in design without process information, (Altshuller, Reference Altshuller1984; Weaver, et al., Reference Weaver, Wood and Jensen2008; Singh et al, Reference Singh, Skiles, Krager, Wood, Jensen and Sierakowski2009), this study made use of static descriptions of problems and solutions. Further studies are needed to determine how these patterns of problem exploration identified here may play a role during the process of creation. In addition, while these observed patterns are reliably detected, it is possible that other researchers and designers may not agree with specific characterizations of the described data and patterns.

The patterns described were intended to allow generalization across specific examples. Goel and Bhatta (Reference Goel and Bhatta2004) describe this issue as “granularity” (Fu et al., Reference Fu, Yang and Wood2015), or the problem of specifying generic relations (independent of any specific design situation) among abstract design elements.

Potential application to new design problems requires generalizing, defined in the analysis here by considering each pattern across at least two examples. There is a trade-off between heuristic specificity (that aids application) and generality (that increases relevance) that has consequences for the access and ease of applying a strategy (Gray et al., Reference Gray, Seifert, Yilmaz, Daly and Gonzalez2016). Future research may investigate how designers approach problem exploration in real time, and document designers” thought processes as they explore the problem space using methods such as think-aloud protocols. Additional research is needed to validate the effectiveness of these exploration patterns within design practice, and to test their efficacy as “prompts” to encourage designers to consider alternative discovered problems. Further, it is important to demonstrate a stronger link between problem exploration and innovative solution outcomes.

Implications

As Dorst and Cross (Reference Dorst and Cross2001) established in their protocol study, the design process does not always proceed from problem presentation to generating solutions; instead, the presented problem “co-evolves” with its solution during the design process. The results of the present study add evidence about this process in the form of specific exploration patterns emerging across many different presented problems and designers. The documentation of systematic patterns of problem exploration offers an account of how designers approach a presented problem and introduce variations that lead to different discovered problems. This divergence from the presented problem may play an important role in generating novel, creative solutions (Daly et al., Reference Daly, McKilligan, Studer, Murray and Seifert2018). While future studies must identify this link, the present findings point to divergence in problem exploration as a potential process for identifying innovative solutions in the problem space.

Experiences with problem exploration may be useful in professional training and engineering design courses to better prepare for challenging presented problems. Engineering and design undergraduates are provided with general instructions for finding and defining problems (Fogler and LeBlanc, Reference Fogler and LeBlanc2008); however, instruction and practice including problem exploration patterns may help designers by encouraging them to consider novel problems, and in turn, generate more creative solutions. By learning about problem exploration patterns, a novice designer can be exposed to a variety of strategies used by others, and gain experience in applying them to different problems, potentially improving the variation in their candidate designs. For many design students, simply seeing the variety of discovered problems may lead to greater understanding of the potential of problem exploration in design.

Understanding how designers create by exploring the presented problem provides useful performance bounds for computational creativity. Computational approaches that begin with a problem and identify possible solutions will miss the important process of exploration within the problem itself, as suggested by MacLellan and colleagues (Reference MacLellan, Langley, Shah and Dinar2013). The results from this study provide evidence of how human designers change their view of problems during the design process and provide specific strategies for exploring alternatives. The specified set of problem exploration patterns may be useful in computational approaches to creative design. Beginning with a specific design domain, these exploration patterns may be useful in generating variants of problems to then consider with other solution methods. For example, the computational tool proposed by MacLellan and colleagues (Reference MacLellan, Langley, Shah and Dinar2013) (the Problem Formulator) supports a designer as they formulate a problem. The patterns identified here may add to this process through support tools. The advantage of our findings in the designing tool is that they are empirically-derived strategies in use by designers in product designs.

As more determinate paths from problem to solution are identified within a design domain, the inclusion of problem exploration may greatly enhance the search of the problem space. Tools that allow development of both presented and discovered problems and solutions, with feedback between these two processes, may be the best fit for the co-evolution processes described by Dorst and Cross (Reference Dorst and Cross2001). It is apparent that the mapping from the given problem to the discovered problem is a critical process for understanding how engineering designers create innovative designs.

Conclusion

The goal of this study was to identify a set of problem exploration patterns from the problems and solutions created by designers. This empirical study suggests specific strategies for finding a problem and transforming a presented design problem while creating solutions. These patterns in problem exploration capture alternative perspectives and levels of scope and may lead to more varied and innovative solutions. These results identify specific ways designers explore problems and provide needed content knowledge for applying these strategies to new problems. The results also suggest ways for computational tools to assist designers and students in improving their problem exploration, potentially leading to more creative solutions.

Acknowledgements

Thanks to Ian Baker for his assistance with this research, and to Jaclyn Murray and several anonymous reviewers for their helpful comments. A preliminary report was presented at the 2016 IDETC conference (Studer et al., Reference Studer, Yilmaz, Daly and Seifert2016). This research was funded by the National Science Foundation, Division of Undergraduate Education, Improving Undergraduate STEM Education: Education and Human Resources (IUSE) Grants # 1504028 and # 1504721. Support was also received from the NSF I/UCRC Center for e-Design.

Jaryn A. Studer is a graduate of the Human–Computer Interaction M.S. program at Iowa State University. She has a B.S. in Industrial Engineering from West Virginia University (2012). Her thesis is focused on enhancing creativity and innovation in design by uncovering cognitive processes used by engineers and designers to frame challenging design problems. It is entitled, “Tackling the ‘right’ problem: Investigating cognitive strategies used in understanding design problems” (2017).

Shanna R. Daly is an Assistant Professor of Mechanical Engineering at the University of Michigan. She has a B.E. in Chemical Engineering from the University of Dayton (2003) and a Ph.D. in Engineering Education from Purdue University (2008). Her research focuses on strategies for design innovations through divergent and convergent thinking as well as through deep needs and community assessments using design ethnography, and translating strategies to design tools and education. She teaches design and entrepreneurship courses at the undergraduate and graduate levels, focusing on front-end design processes.

Seda McKilligan is an Associate Professor of Industrial Design at Iowa State University. She teaches design studios and lecture courses on developing creativity and human-centered research skills. Her current research focuses on transforming engineering departments through design thinking methodology, identifying impacts of different factors on ideation of designers and engineers, developing instructional materials for design ideation, and exploring foundational elements of innovation. She received her PhD degree in Design Science in 2010 from University of Michigan. She is also a faculty in Human–Computer Interaction Graduate Program and the ISU Site Co-Director for Center for e-Design.

Colleen M. Seifert is an Arthur F. Thurnau Professor in the Department of Psychology at the University of Michigan, Ann Arbor, and a Faculty Associate in the Research Center for Group Dynamics at the Institute for Social Research. She is interested in cognitive processes in design, creativity, memory, and problem-solving. Dr Seifert received a BA degree in psychology from Gustavus Adolphus College in Minnesota, and MS, MPhil, and PhD degrees in psychology from Yale University. She was the recipient of an American Society for Engineering Education Postdoctoral Fellowship, and a Spencer Foundation Fellowship from the National Academy of Education.

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