Skip to main content Accessibility help
  • Print publication year: 2015
  • Online publication date: August 2015

10 - Financial market governance and consumer protection in the EU

from Part II - Investor and borrower protection

Related content

Powered by UNSILO
Barkow, E. (2010). “Insulating agencies: Avoiding capture through institutional design”. Texas Law Review 89: 1579.
Black, B. and Gross, J. (2005). “The elusive balance between investor protection and wealth creation”. Pace Law Review 26(27): 2738.
Black, J. (2003). “Enrolling actors in regulatory processes: Examples from UK financial services regulation”. Public Law [Spring]: 6290.
Black, J. (2006). “Involving Consumers on Securities Regulation”. Report for the Taskforce to Modernize Securities Regulation in Canada.
Burkart, O. and Bouveret, A. (2012). “Systemic risk due to retailization?” ESRB Macro-prudential Commentaries 3.
Busuioc, M. (2013). “Rule-making by the European financial supervisory authorities: Walking a tight rope”. European Law Journal 19(1): 111125.
Campbell, J., Jackson, H., Madrian, B., and Tufano, P. (2009). “Consumer financial protection”. Journal of Economic Perspectives 25(1): 91114.
Chater, N., Huck, S., Inderst, R., and Online Interactive Research Ltd. (2010). “Consumer decision making in retail investment services: A behavioural economics perspective”. Final Report. Decision Technology Ltd.
Coffee, J. (2012). “The political economy of Dodd-Frank: Why financial reform tends to be frustrated and systemic risk perpetuated”. Cornell Law Review 97: 10191082.
European Central Bank (2013). The Eurosystem Household Financial and Consumption Survey, Results from the First Wave, Statistics Paper Series 2.
Demarigny, F., McMahon, J., and Robert, N. (2013). “Review of the new European system of financial supervision. Part 1: The work of the European supervisory agencies”. Study for the ECON Committee (IP/A/ECON/ST/2012–23).
Esty, D. (2006). “Good governance at the supranational scale: Globalizing administrative law”. Yale Law Journal 115: 14901563.
Everson, M. (2012). “A technology of expertise: EU financial services agencies”. LEQS Working Paper No 49/2012.
Georgosouli, A. (2011). “The FSA’s ‘treating customers fairly’ (TCF) initiative: What is so good about it and why it may not work”. Journal of Law and Society 38(3): 405427.
IOSCO (International Organization of Securities Commissions) (2011). “Mitigating Systemic Risk. A Role for Securities Regulators”. Discussion Paper.
Jackson, H. (2007). “A system of selective substitute compliance”. Harvard International Law Journal 48: 105110.
Kingsford Smith, D. (2009). “Regulating investment risk: Individuals and the global financial crisis”. University of New South Wales Law Journal 32(2): 514546.
Kingsford Smith, D. and Dixon, O. (2015). “The consumer interest and financial markets”. In Moloney, N., Ferran, E., and Payne, J. (eds.). The Oxford Handbook of Financial Regulation. Oxford University Press, in press.
Langevoort, D. and Thomson, R. (2013). “IPOs and the Slow Death of Section 5”. Working Paper, available at
Moloney, N. (2010a). How to Protect Investors. Lessons from the EC and the UK. Cambridge University Press.
Moloney, N. (2010b). “Regulating the retail markets: Law, policy, and the financial crisis”. Current Legal Problems 63(1): 375447.
Moloney, N. (2011). “The European securities and markets authority: A tale of two competences. Part (1) rule-making”. European Business Organization Law Review 12(1): 4186.
Moloney, N. (2014). EU Securities and Financial Markets Regulation. 3rd Edition. Oxford University Press.
Roe, M. (1991). “Political elements in the creation of a mutual fund industry”. University of Pennsylvania Law Review 139: 14691511.
Synovate (2011). Consumer Market Study on Advice within the Area of Retail Investment Services – Final Report. Prepared for: European Commission, Directorate-General Heath and Consumer Protection.
Williams, T. (2007). “Empowerment of whom and for what? Financial literacy education and the new regulation of consumer financial services”. Law and Policy 29(2): 226256.